Copyright (c) 2003 Fordham
Law Review
Fordham Law Review
December, 2003
72 Fordham L. Rev. 493
LENGTH: 33434 words
ARTICLE: SECULARISM'S LAWS: STATE BLAINE AMENDMENTS AND RELIGIOUS PERSECUTION
Kyle Duncan*
* Associate-in-law and LL.M. Candidate, 2002-04, Columbia University School of Law;
J.D., 1997, Paul M. Hebert Law Center at Louisiana State University. I am grateful to Kent Greenawalt, Ira C. Lupu, and
Jay S. Bybee for their helpful suggestions. This Article is dedicated to my
wife, Martha.
SUMMARY:
... “ The U.S. Supreme Court, over one dissent, declined to hear
Witters' subsequent claim that Washington's constitution effectively punished him for pursuing
his faith and therefore violated his right to free exercise of religion. ... No
State shall make any law respecting an establishment of religion or prohibiting
the free exercise thereof; and no money raised by taxation in any State for the
support of public schools, or derived from any public fund therefor, nor any
public lands devoted thereto, shall ever be under the control of any religious
sect, nor shall any money so raised or lands so devoted be divided between
religious sects or denominations. ... And Lukumi explicitly invoked that long
history when it glossed “religious persecution” as laws that “discriminate[]
against some or all religious beliefs or regulate[] or prohibit[] conduct
because it is undertaken for religious reasons. ... First, the Court's
treatment of laws targeting religious viewpoints for exclusion from limited
public fora echoes the Court's approach to non-persecution in the free exercise
context and to neutrality in the non-establishment context. ... But when a
government funding program neutrally furthers secular interests in, for
instance, education, health care, or child care, a religious person or
organization seeks inclusion in the program on the basis of being a qualified
education, health care, or child care provider - and not as a “religious”
provider. ...
TEXT:
[*493]
State Blaine Amendments are provisions in thirty-seven state
constitutions that restrict persons' and organizations' access to public
benefits on religious grounds. They arose largely in the mid to late 1800s in
response to bitter strife between an established Protestant majority and a
growing Catholic minority that sought equal access to public funding for
Catholic schools. After the failure to pass a federal constitutional amendment
- the “Blaine Amendment” - that would have sealed off public school
funds from “sectarian” institutions, similar provisions proliferated in state
constitutions. These “State Blaines” have often been interpreted, under their
plain terms, as erecting religion-sensitive barriers to the flow of public
benefits that exceed the church-state separation demanded by the Establishment
Clause. Today, the State Blaines are becoming increasingly relevant as the Supreme
Court has progressively softened federal constitutional barriers to religious
access to public funds. This Article examines the history, language, and
general operation of the State Blaines. It concludes that the State Blaines
generally raise explicit, religion-sensitive barriers to the allocation of
otherwise available public benefits and, consequently, that the operation of
the State Blaines would typically violate the religious non-persecution
principle of the First Amendment.
I. Introduction
Larry Witters was a blind man who wanted to attend college. In 1979, he applied
for vocational funds that Washington State provided for the visually handicapped. Witters was
eligible for the funds, and he intended to use them to study to be a minister
at a Christian college. But his plans met resistance. In 1984, the Washington
[*494] Supreme Court ruled that the federal Establishment Clause
barred Witters' use of the funds for religious training.n1 Witters sought
review in the U.S. Supreme Court and won. In 1986, the Court ruled that the
Establishment Clause presented no impediment to his private decision to apply
the funds to religious education. n2 But Witters would never use those
funds for that purpose. Three years later, the Washington Supreme Court decided
on remand that Witters' plans violated a clause of the Washington State
Constitution that prohibited “public money” from being “applied to any
religious ... instruction.” n3 The U.S. Supreme Court, over one dissent,
declined to hear Witters' subsequent claim that Washington's constitution
effectively punished him for pursuing his faith and therefore violated his
right to free exercise of religion. n4
Thus, at the end of a decade-long odyssey that included a unanimous victory in
the Supreme Court, Witters was left with nothing. Had Witters planned to use
the scholarship funds to study chemistry, American history, international law,
or - interestingly - religion from a purely secular viewpoint, he would have
enjoyed Washington's financial assistance. But precisely because Witters
wanted to use the funds to prepare for the ministry - i.e., to lay the
theological and pastoral groundwork for a career inspired by and in service of
his religious faith - he was denied that assistance.
[*495] The provision that ultimately blocked Witters' claim belongs
to a class of state constitutional provisions that appear in over thirty-five
state constitutions and are known collectively as “State Blaine Amendments.”
Most State Blaines arose in the mid to late 1800s, in response to a widespread
controversy over whether Roman Catholics could obtain access to public funding
for their schools.n5 At that time, American public schools were overwhelmingly
and explicitly Protestant, and private schools were predominantly Catholic.
Many people wanted to keep public funds as far from Catholic schools as
possible, a project zealously pursued and realized in its most concrete form in
the State Blaines. While collectively aimed at this object, the language of
individual State Blaines takes various forms. n6 Almost all, however, can
be fairly read to thwart plans like Witters' - i.e., to bar the use of
generally available public benefits precisely because the recipient is a person
who wants to put them to a religious use or is a religiously affiliated
organization. n7 These provisions have slumbered in state constitutions
for over a century, n8 but they are awakening now that the Supreme Court
has relaxed federal constitutional barriers to public funding of religious
activities. This Article will explore the question the Supreme Court declined
to take up in Witters and has never squarely addressed: If a state interprets
its Blaine Amendment to erect a religion-sensitive barrier to public funding -
funding that is permissible under the Establishment Clause - does the state
violate any principle in the federal Constitution? n9
[*496] The tale of the State Blaines seems unfinished, because over the last century state
courts have applied them infrequently. The reason is not neglect but
superfluity: States have not had to rely on State Blaines to
achieve a rigorous separation between public funds and religious institutions
because the Supreme Court has interpreted the federal religion clauses to
achieve largely that result. As late as the 1980s, only a trickle of public
funds could flow to religious students or religious schools (especially
elementary and secondary schools) through the sieve of a rigidly separationist
interpretation of the federal Constitution.n10 The State Blaines have
simply lacked occasion for robust application. But their moment may have
arrived. n11 Over the last two decades, the Supreme Court has eased
constitutional restrictions on religious access to public funds, n12 and,
as happened on remand in Witters III, this will force state courts to ask
whether State Blaines place stricter limitations on public funding for the
religious. n13 [*497] Inevitably, courts will have to say whether
the nature of those limitations can withstand scrutiny under the federal
Constitution.
That latter inquiry is the subject of this Article. Beyond what likely
motivated the passage of the State Blaines, the more significant foundational
question is what they purport to do and whether that operation is consonant
with a longstanding tradition of protecting religious liberties under the
Constitution. In answering these questions, it is not enough to bring an
indictment of anti-Catholicism against the State Blaines. Few would doubt that
many, if not most, State Blaines were driven by legislators' desires to penalize a
disfavored religious group. But, for my purposes, the key question will be how
those motives translated into legal form in the language and operation of the
State Blaine Amendments. The history of State Blaines,
consequently, provides a useful context for understanding their operation, but
it is only the beginning of the constitutional inquiry.
The religious dynamics of the State Blaines are different today than in the nineteenth century.
Public schools are no longer Protestant or indeed traditionally religious at
all - the Supreme Court's religion jurisprudence since the mid-1960s has
scoured public schools of all formal religious practice.n14 Private schools,
while significantly religious, are no longer overwhelmingly Catholic. n15
Anti-Catholic bias may no longer be ascendant, n16 but our public
institutions have embraced, in Justice Goldberg's memorable phrase, a “brooding
and pervasive devotion to the secular” that instinctively confines serious
religion to the private sphere and recoils from its intrusion into the public
sphere. n17 Against this reshuffled social and religious backdrop,
[*498] the non-specific textual references to “religion,” “sects,”
or “sectarian” in the State Blaines will operate to restrict, not only Catholic
schools or Catholic organizations, but religious schools and organizations
generally.n18 Thus, the most obvious function of the State Blaines will be to
separate the religious from the secular in the allocation of public funds,
raising explicit barriers against the use of public assistance for a variety
of, if not all, religious ends and religiously affiliated organizations. n19
If that is how the State Blaines operate, then they violate the religious freedom
guarantees of the First Amendment. Laws may not [*499] attach a
civil disability to lawful behavior, status, or association because, and only
because, they are motivated by religious impulses or connected to religious
belief or observance. On this account, State Blaines are “laws that by their
terms impose disabilities on the basis of religion.”n20 The State Blaines
unconstitutionally “punish” religious status, behavior, and association by
selectively disqualifying them from generally available public assistance. That
conclusion goes to the deepest roots of American religious freedom: as Michael
McConnell has observed, “from the outset [of the United States], the prevention
of persecution, penalties, or incapacities on account of religion has served as
a common ground among all the various interpretations of religious liberty.” n21
The State Blaines break faith with that tradition.
This Article focuses on the Free Exercise Clause as a primary, but not exclusive,
source of principles that prohibit the discriminatory operation of the State
Blaine Amendments.n22 The free exercise violation reaches deeply to the
historical and normative roots of that clause - as originally conceived, the
clause would have applied most vigorously to federal laws aimed at religious
exercise. n23 Moreover, even laboring under the inconsistency of its
religion jurisprudence, the Supreme Court has consistently (and unanimously)
held that laws [*500] targeting religiously motivated behavior,
status, or association because of their religious content or connection are
presumptively unconstitutional. Beyond free exercise, aspects of the Court's
non-establishment and free speech jurisprudence reinforce the constitutional
prohibition against invidious government classification of religion and the
religious.
Thus, a major theme in this Article is non-discrimination. The First Amendment
forbids government from selectively demoting those who act on religious
conviction to second-class citizenship in the distribution of public
benefits.n24 A second theme is federalism. The Free Exercise, Establishment and
Free Speech Clauses apply to the states because they are “incorporated” into
the Fourteenth Amendment. n25 Before incorporation of the religion clauses,
the states [*501] presumably could discriminate against religion
generally, or against certain faiths, as much as they liked.n26 But
incorporation of the First Amendment has taken religious discrimination at any
level of government off the table. n27
The effects of incorporating the religion clauses foreclose a general
conceptual objection to my argument. This objection, addressed below in Part
V.A., is posited on a federalism rationale that states may, through their more
restrictive Blaine Amendments, legitimately “define[] [a] vision of religious
freedom as one completely free of governmental interference.”n28 In the course
of my argument, I will demonstrate that the settled application of the Free
Exercise, Establishment, and Free Speech Clauses to the states significantly
restrains states in how they pursue this elusive vision of a society where
religion and government are “completely free” from one another. Specifically,
states cannot further such a goal by erecting, on the basis of their Blaine
Amendments, “secular” or “non-religious” as motivational, behavioral or
associational requirements for access to generally available public benefits.
If the origins and operation of the State Blaines are properly understood, then the principle of non-persecution
embedded in the First Amendment will strictly [*502] circumscribe,
if not completely nullify, their impact on the freedom of religious persons and
organizations to participate equally in public benefits.
II. History
America's collective obsession with public schooling began in the early 1800s,
when a fever of enthusiasm in the form of the “common school” movement swept
the nation. The idea of public education was closely linked to the idea of
moral education - and that in turn was linked with religious training.
Unsurprisingly, American public schools had a distinctively religious flavor
marked by the majority Protestant ethos of the day. This dismayed the growing
number of American Catholics, who, with increasing volume and intermittent success,
began asking for public money for their own private schools. But the Protestant
majority was alarmed in turn, fearing its tax dollars would be siphoned off for
“dark Catholic purposes,” and so cries went up for laws to prevent public money
going to “sectarian” organizations.n29 The movement culminated, disappointingly
for Protestants, in the narrow defeat of a federal constitutional amendment -
the Blaine Amendment - in 1875. But rising from the ashes of the federal
attempt, a host of like-minded state constitutional provisions flourished over
the next quarter-century. Thus were the State Blaines born. n30
A. Common Schools
Before the middle third of the 1800s, there was no public education in America to
speak of. Education was largely administered by churches and clergy and was
intertwined with religious instruction.n31 But in the 1830s, riding the tide of
a “massive evangelical resurgence,” [*503] the common-school
movement took hold.n32 Its leading figure was Horace Mann, Massachusetts'
secretary of education from 1837-49, who championed the infusion of common
schools with explicitly religious moral instruction - a curriculum whose
theological content evidenced a “pan-Protestant compromise, a vague and
inclusive Protestantism” designed to tranquilize conflict among Protestant
denominations. n33 Daily reading, without divisive commentary, of the King
James Bible - along with recitation of the Lord's Prayer and the singing of
hymns - thus became the foundation of religious instruction in the common schools. n34
So entrenched was this vague Protestant ethos that educators like Mann could
claim that the common schools' religious content was not “sectarian,” insofar
as the curriculum excluded doctrines “peculiar to specific denominations but
not common to all.” n35 Only in this narrow liberal Protestant sense could
[*504] American public schools in the mid-1800s be fairly
characterized as “religious but nonsectarian.”n36 But the common consensus
supporting the common schools' religious and moral foundations plainly excluded
Catholics, other non-mainstream believers (Mormons, Jehovah's Witnesses, and
the like), and non-believers. n37
B. Growing Catholic Population and Influence
At this time, American Catholics were increasing in numbers and political influence.
Through immigration mostly from Ireland and Germany, the Catholic population in
the United States increased sharply from a mere 1% of the population during the
Revolution to about 3.3% in 1840, 10% in 1866, and 12.9% by 1891.n38 These
Catholic immigrants, poor and unfamiliar with American society, flooded into
major northern cities such as New York, Chicago, Philadelphia, Boston, and
Cincinnati. n39 They were easy targets for discrimination by the “nativist”
Protestant population, and such sentiments readily blended with religious
hatred. As Philip Hamburger writes:
Fearful of the foreigners, many native-born Protestants self-consciously
identified themselves with America and its native population and, on this basis, these “nativists'
opposed foreign immigration, especially by Irish Catholics. Yet even this sort
of secular ethnic and class animosity often blended into the religious
prejudice that would do so much to popularize the separation of church and
state.n40
Nonetheless, through sheer numbers, ethnic cohesion and religious identity,
American Catholics gained increasing political influence.n41 [*505]
The Protestant-dominated public school system would furnish the inevitable
political battleground, pitting Catholics' desires for educational and societal
equality against nativist Protestants' fears of Catholic influence.
C. Conflict over School Funding
The explicit religious practices widespread in American public schools of this
period were a direct affront to Catholics' religious beliefs.n42 Not only did
the Catholic Church not recognize the King James translation of the Bible - the
only officially approved English translation of the Bible was the Douay version
- but daily “unaccompanied Bible reading, which was the cornerstone of the Protestant
consensus,” violated Catholic conviction that scripture should be read only in
the context of the Church's authoritative doctrinal tradition. n43
Textbooks, moreover, often denigrated Catholics and their faith. n44
Catholics responded by exercising their growing political power to oppose
Protestant religious practices in public schools and, beyond that, to request
public funds for their own schools. n45 This provoked from the Protestant
establishment “a display [*506] of majoritarian politics of
unprecedented brutality.”n46 Catholics' request for school funds inflamed
latent Protestant fears of Catholic domination. For instance, the Board of
Assistants of New York City - a focal point for the school funding controversy
- issued an influential report that invoked fears of “religious zeal,
degenerating into fanaticism and bigotry, [that] has covered many battle-fields
with its victims” as well as macabre images of “the stake, the gibbet, and the
prison.” n47 Such rhetoric provoked mob violence against Catholics, as,
for example, when the residence of the Catholic Bishop of New York City, John
Hughes, was destroyed and the militia were enlisted to defend St. Patrick's
Cathedral. n48
[*507] A more systematic reaction arose in the form of legislation
forbidding “sectarian control” over public schools and blocking any diversion
of public money to religious institutions.n49 Roughly by the time of the
attempted federal Blaine Amendment in 1875, fourteen states had passed state
laws - some in the form of constitutional amendments - to seal off public funds
from sectarian control. n50 Emblematic was the 1840s New York law
(a direct precursor of an 1894 provision in the New York Constitution) that
prohibited public funding of any school where ““any religious sectarian
doctrine or tenet shall be taught, inculcated, or practiced.'“ n51
D. The Federal Blaine Amendment
The bitter fight over school funding eventually began to have national
reverberations. On September 30, 1875, President Ulysses S. Grant gave an important speech
in which he capitalized on Protestant alarm at perceived Catholic incursions
into American education. Delivered in Des Moines, Iowa, to a convention of the
Society of the Army of the Tennessee, Grant's address palpitated with anti-Catholic
implications:
If we are to have another contest in the near future of our national existence,
I predict that the dividing line will not be Mason and Dixon's, but it will be
between patriotism and intelligence on one side, and superstition, ambition and
ignorance on the other. In this centennial year, the work of strengthening the
foundation of the structure laid by our forefathers one hundred years ago,
should be begun. Let us all labor for the security of free thought, free
speech, and pure morals, unfettered religious sentiments, and equal rights and
privileges for all men, irrespective of nationality, color or religion.
Encourage free schools, and resolve that not one dollar appropriated to them
shall be applied to the support of any sectarian school. Resolve that neither
the State or nation, nor both combined, shall support institutions of learning
other than those sufficient to afford every child in the land the opportunity
of a good common school education, unmixed with atheistic, pagan, or sectarian
tenets. [*508] Leave the matter of religion to the family altar,
the church, and the private schools, supported entirely by private
contribution. Keep the Church and State forever separate.n52
Grant's speech was an obvious partisan move to shore up his Republican party,
which had been wounded by corruption and had lost significant political capital
in the last national election.n53 The speech effectively allied the Republicans
with mainstream Protestants and with a popular, anti-Catholic form of church-state
separation. n54 Less than three months later, in his annual message to
Congress on December 7, 1875, Grant proposed a constitutional amendment
making it the duty of each of the several States to establish and forever
maintain free public schools ... forbidding the teaching in said schools of
religious, atheistic, or pagan tenets; and prohibiting the granting of any
school funds or taxes, or any part thereof, either by the legislative,
municipal, or other authority, for the benefit or in aid, directly or
indirectly, of any religious sect or denomination, or in aid or for the benefit
of any other object of any nature or kind whatever.n55
Grant ornamented his proposal with warnings that, lacking adequate intelligence
and education, “ignorant men [may] sink into acquiescence to the will of
intelligence, whether directed by the demagogue or by priestcraft.”n56 Grant's
proposal was hailed by the New York Times and Tribune, by Harper's Weekly, and
by the Chicago Tribune. n57 But, as Philip Hamburger describes,
not everyone was so sanguine about the amendment's assault on federalism: “The
proposed amendment's intrusion into traditional state powers provoked
astonishment among such Americans as were not utterly blinded by
anti-Catholicism.” n58
Unfazed by such subtleties, Congressman James G. Blaine of Maine
[*509] eagerly picked up Grant's gauntlet when, one week later on
December 14, 1875, Blaine proposed a constitutional amendment embodying the
most popular of Grant's ideas.n59 Having lost the House Speaker's chair in the
Republican congressional reversals of 1874, Blaine had set his sights on the
Republican presidential nomination for the 1876 election. n60 The
substance of Blaine's proposed amendment met with widespread approval
(except, of course, from Catholics), but most people saw, beneath the veneer of
fashionable anti-Catholicism, a transparent attempt to garner political
support. n61 Blaine himself - whose own mother was Catholic and whose
daughters went to Catholic boarding schools - denied any anti-Catholic
motivations and explained in an open letter that his proposal was merely
designed to suppress religious conflict by definitively settling the school
funding controversy. n62 Blaine was more likely engaged in rank political
opportunism. Once it was clear that Blaine had lost the presidential nomination
to Rutherford B. Hayes, he lost all interest in the amendment, participated in
none of the congressional debates, and - strikingly, as Blaine had assumed a
seat in the Senate by the time that body considered the amendment - did not
even show up for the Senate vote on the proposal, which failed to pass by only
four votes. n63
Blaine's proposed amendment “rewrote the First Amendment to apply it to the
states and to specify a single logical consequence of separation - the one most
popular with anti-Catholic voters”:n64
No State shall make any law respecting an establishment of religion or
prohibiting the free exercise thereof; and no money raised by taxation in any
State for the support of public schools, or derived from any public fund
therefor, nor any public lands devoted thereto, shall ever be under the control
of any religious sect, nor shall any money so raised or lands so devoted be
divided between religious sects or denominations.n65
[*510] The proposed amendment passed the House, with an addendum
specifying that it did not “vest, enlarge, or diminish legislative power in the
Congress,” by a vote of 180 to 7.n66 During the more extensive Senate debate on
the proposal, some senators expressed confusion about the scope and application
of its language. n67 The Senate subsequently proposed a more absolutist
version that would have categorically prohibited any “public property,” “public
revenue” or “loan of credit” from being “appropriated to or made or used for
the support of any school or other institution under the control of any
religious or anti-religious sect, organization, or denomination” or where the “creed
or tenets” of such groups were taught. n68 Notably, the Senate proposal
provided that its language “shall not be construed to prohibit the reading of
the Bible in any school or institution.” n69 The Senate version failed to
garner the required two-thirds majority by a mere four votes - twenty-eight to
sixteen (with twenty-seven members not present, including Blaine himself) - and
failed. n70
A final political wrinkle, developed in detail in Philip Hamburger's recent
work, deserves mention.n71 Whereas the 1830s-50s surge in anti-Catholicism was
almost exclusively fueled by nativist Protestants, the 1860s-70s surge that
culminated with the failed Blaine Amendment included a significant additional
motivating force: the “secularists” or “Liberals.” This diverse group united a
wide variety of atheists, theists, and spiritualists in a common resentment and
mistrust of Christianity's influence on government. n72 They were
best exemplified by the Free Religious Association, in its central publication,
The Index, and by the founder of The Index, Francis Ellingwood Abbot. n73
The Liberals were fueled in part by the misguided efforts of some Protestants
under the banner of the National Reform Association, to pass a “Christian
Amendment” to the U.S. Constitution. Abbot formed the National Liberal
League - devoted to “the absolute separation of church and state” - to fight
the Christian Amendment [*511] with secularizing
counter-proposals.n74 He distilled Liberal philosophy into the 1872
publication, The Demands of Liberalism, which presciently tracked many of the
most difficult church-state issues that the Supreme Court would face in the
twentieth century, including church tax-exemptions, legislative chaplains,
Sunday laws, and Bible reading in public schools. n75 Significantly, Abbot
included in his Demands that “all public appropriations for sectarian
educational and charitable institutions shall cease,” and that in both the
federal and state constitutions “no privilege or advantage shall be conceded to
Christianity
or any other special religion” and that “our entire political system shall be
founded and administered on a purely secular basis.” n76
Liberals did not think the Blaine Amendment went nearly far enough in
extirpating all vestiges of religion from government. They viewed it merely as
an anti-Catholic measure that explicitly preserved a generalized, non-divisive
Protestantism in public schools.n77 The competing amendment proposed by
Liberals in 1876 contained more explicit and comprehensive safeguards than the
Blaine Amendment (particularly the House version). For instance, the Liberal
amendment would have prohibited “taxing the people of any State, either
directly or indirectly, for the support of any sect of religious body or of any
number of sects or religious bodies;” it would have protected a person's right
not to be “required by law to contribute directly or indirectly to the support
of any religious society or body of which he or she is not a voluntary member;”
and, reminiscent of the absolutist language that would appear sixty years later
in the seminal Everson decision, n78 it would have prevented any
governmental unit from “levying any tax, or making any gift, grant or
appropriation, for the support, or in aid of, any church, religious sect, or
denomination,” or any religious school or charity. n79
As such proposals show, the Liberal ethos took separationism to its logical
extreme. “Liberals,” writes Philip Hamburger, “viewed all Christians with
the same fear and horror Protestants reserved for Catholics.”n80 All government
connections to religion had to be uprooted. Significantly, Liberals asserted
that religious groups should be barred from participating even in public
benefits distributed on [*512] secular grounds.n81 This principle
would have excluded all neutrally available public appropriations for religious
education or religious charities. Interestingly, the Liberals seemed to make an
exception for appropriations to individuals who were religious, but not for
religious groups. n82
But the Liberals' radically secular project was a political failure.n83 It was
the traditionally Protestant, anti-Catholic version of separationism that
proved to be more politically viable, even if it, too, did not achieve ultimate
national success in the federal Blaine Amendment. The narrower House version of
the amendment in particular, as well as the Bible-reading proviso of the more
rigorous Senate version, plainly departed from Liberal secularist
dogma. n84 Consequently, in the wake of the federal Blaine Amendment's
defeat, the nativist Protestants were more successful at securing passage of
local versions in state constitutions. n85 The Liberals, who had made
themselves distasteful to mainstream Americans through their rigid,
fundamentalist attachment to separation and secularism, were reduced to “piecemeal
lobbying and cultural agitation” to spread their cause. n86 Yet, it will
be useful to keep in mind the Liberals' radical secularist agenda when
considering some of the similarly absolutist approaches in many of the State Blaine
Amendments.
E. The Spread of State Blaines
Charles Russell, one of James Blaine's biographers, provided this bleak summary
of Blaine's accomplishments: “No man in our annals has filled so large a space
and left it so empty.”n87 But from the perspective of actual laws passed,
Blaine's real legacy lay in the numerous state constitutional amendments
spawned after the failure of his federal amendment. n88 The nativist
Protestant version of separationism had gradually become part of the Republican
agenda and thus, while many states adopted Blaine-like provisions voluntarily,
many others were required to incorporate some form of a [*513] “non-sectarian”
provision into their state constitutions as a price for entering the union.n89
The general rise and spread of State Blaines can be charted as follows. The
school funding controversy beginning in the 1830s gave rise to increasing state
legislation restricting religious school funding, sometimes in the form of
state constitutional amendments. The failed attempt in the 1870s to pass the
federal Blaine Amendment lent momentum to this anti-funding
movement, resulting in a proliferation of state constitutional amendments in
the closing years of the nineteenth century. As discussed above, New York
adopted a restrictive funding law in the 1840s, and, by 1876, fourteen other
states had “joined New York in passing measures prohibiting the division of
public school funds, often in the form of constitutional amendments.”n90
During the 1870s alone, twelve states - Illinois, Pennsylvania, Missouri,
Alabama, Nebraska, Colorado, Texas, Georgia, New Hampshire, Minnesota,
California and Louisiana - adopted provisions similar to the federal Blaine
Amendment.n91 Following the defeat of the federal Blaine Amendment, Congress
also began to require newly admitted states to adopt some form of an
anti-sectarian amendment in their own constitutions. n92 For example, the
1889 Enabling Act that [*514] ushered North Dakota, South Dakota,
Montana and Washington into the union required that those states'
constitutional conventions ““provide, by ordinances irrevocable without the
consent of the United States and the people of said States ... for the
establishment and maintenance of systems of public schools, which shall be open
to all the children of said States, and free from sectarian control.”n93 The
same requirement was contained in the Enabling Acts authorizing the statehood
of Utah, Oklahoma, New Mexico, Arizona and Wyoming. n94
By 1890, twenty-nine states in all had incorporated into their constitutions
explicit prohibitions against the allocation of public funds to sectarian
schools and other institutions.n95 The next section [*515] will
examine the various linguistic formulas in which the State Blaine Amendments
concretized those objectives, and how that language may operate today. While
the State Blaines arose out of a specific historical context - as described in
this section, they are the legal offspring of the Protestant-Catholic school
funding crisis and the political opportunism of Grant and Blainen96 - today the
State Blaines have a far more generalized operation in American public life.
They are a widespread mechanism for separating public benefits from all
religious institutions and religious individuals.
III. State Blaines: Language and Interpretation
The categorization of a particular state constitutional provision as a “Blaine
Amendment” can be plausibly approached from various perspectives - e.g., when
the provision was adopted, whether it is directly traceable to the aftermath of
the failed attempt to amend the federal constitution, how state courts have
interpreted it, etc. - and this probably explains why different treatments of
the subject find different numbers of existing State Blaines.n97 Given the
parameters of my legal analysis, I propose a straightforward method of characterizing
a constitutional provision as a State Blaine Amendment, focusing principally on
language. For my purposes, a State Blaine means a state constitutional provision that bars
persons' and organizations' access to public benefits explicitly because they
are religious persons or organizations.
This is a broad definition and, consequently, the parameters of individual
State Blaines will vary. For instance, some bar equal participation
in public aid only to religious schools; others bar religious organizations or
institutions; yet others bar non-public institutions generally, while
explicitly including religious institutions in that category. State Blaines also
vary in the language used to describe the bar on equal participation. But,
whatever range of disabilities or disqualifications exists in the various State
Blaines, all of them turn on the religious affiliation of the disabled or
disqualified person, status, [*516] or organization. The plain
object of disabling religion is what unifies the State Blaines.n98
State courts' interpretation of the nuances of how a particular State Blaine applies
will not be exhaustively explored, but two aspects of state court
interpretation will be emphasized. First, I will point out when a state court
has explicitly recognized that a State Blaine creates a greater separation between church and state
than the federal Establishment Clause. Second, I will point out when a state
court has done the reverse, interpreting a plainly separationist State Blaine
Amendment as doing nothing more than mimicking the parameters of the federal
religion clauses. In either case, focusing on these state court interpretations
will highlight the federalism aspects of the State Blaine Amendments - i.e.,
whether they have been interpreted simply to reinforce at the state level the
separation the federal clauses already achieve, or whether they have been read
to further a distinctive form of church-state separation that exceeds the
separation between religion and public funds imposed by the federal religion
clauses.
A. Language
As discussed before, by 1876 - just after the failure of the federal Blaine
Amendment - fifteen states had adopted some kind of law that explicitly
prohibited public funding of religious organizations.n99 These anti-funding
measures often found their way into state constitutions. As early as 1848, the Wisconsin
Constitution provided: “nor shall any money be drawn from the treasury for the
benefit of religious societies, or religious, or theological seminaries.” n100
In the 1850s, five states incorporated similar provisions into their
constitutions. The Michigan Constitution of 1850 provided that “no money shall
be appropriated or drawn from the treasury for the benefit of any religious
sect or society, theological or religious seminary, nor shall property
belonging to the State be appropriated for any such [*517]
purposes.”n101 In 1851, Indiana added a similar prohibition to its
Constitution. n102 Taking an obverse approach, the Ohio Constitution of
1851 required that “no religious or other sect, or sects, shall ever have any
exclusive right to, or control of, any part of the school funds of this state.” n103
In 1855, Massachusetts provided in its constitution that funds raised for “public”
or “common” schools “shall never be appropriated to any religious sect for the
maintenance exclusively of its own schools.” n104 Both Kansas n105
and Oregon n106 followed suit in 1859.
The end of the 1860s and the first half of the 1870s saw similar provisions
adopted by South Carolina, Illinois, Pennsylvania, Missouri, Alabama and
Nebraska.n107 Illinois adopted an unusually detailed provision barring any
payments “in aid of any church or sectarian purpose, or to help support or
sustain any school, academy, seminary, college, university, or other literary
or scientific institution, controlled by any church or sectarian denomination
whatever” and also forbidding any grant of “land, money, or other personal
[*518] property ... to any church or for any sectarian purpose.”n108
In the latter half of the 1870s - the period directly coinciding with the
failure of the federal Blaine Amendment - Colorado, Texas, Georgia, New
Hampshire, Minnesota, California, and Louisiana also adopted anti-funding provisions. n109 Georgia n110
and Minnesota's n111 1877 provisions were notably explicit
about the range and character of excluded institutions.
New Hampshire was an instructive and ironic case in point. Since
1784, New Hampshire's constitution had eloquently charged its legislature with
promoting the educational flourishing of New Hampshire citizens:
Knowledge and learning, generally diffused through a community, being essential
to the preservation of a free government; and spreading the opportunities and
advantages of education through the various parts of the country, being highly
conducive to promote this end; it shall be the duty of the legislators and
magistrates, in all future periods of this government, to cherish the interest
of literature and the sciences, and all seminaries and public schools, to
encourage private and public institutions, rewards, and immunities for the
promotion of agriculture, arts, sciences, commerce, trades, [*519]
manufactures, and natural history of the country; to countenance and inculcate
the principles of humanity and general benevolence, public and private charity,
industry and economy, honesty and punctuality, sincerity, sobriety, and all
social affections, and generous sentiments, among the people ... .n112
Somewhat marring the harmony and inclusiveness of these sentiments, New
Hampshire added this exception in 1877: “Provided, nevertheless, that no money
raised by taxation shall ever be granted or applied for the use of the schools
or institutions of any religious sect or denomination.”n113
In the 1880s and 1890s another thirteen states added their numbers to this
growing trend of religiously sensitive anti-funding provisions.n114 As
discussed above, during this period Congress began requiring newly admitted
states to provide in their constitutions for a system of public schools “free
from sectarian control.” n115 Consequently, Montana, North Dakota, South
Dakota, Washington and Wyoming all placed some form of anti-funding provision
in their constitutions in 1889. n116 Idaho and Mississippi added similar provisions
in 1890; Kentucky, in 1891. n117 New
York added its anti-funding provision
in 1894 after a long and bitter fight, previously discussed, over parochial
[*520] school funding.n118 Rounding out the nineteenth century, Utah and Delaware added
anti-funding provisions in 1896 and 1897, respectively. n119
This era of proliferating anti-funding amendments seemed to wind down in the
first decade of the twentieth century. Virginia first included an explicit anti-funding provision in
article IV, section 67 of its constitution in 1902.n120 Oklahoma
(1907), n121 Arizona (1910), n122 and New Mexico (1911) n123
each included anti-funding provisions in their new constitutions. With these
four constitutions, a long period of lawmaking - stretching back over sixty
years to the Wisconsin Constitution of 1848 - seemed to pause for breath.
When it did, the American state constitutional landscape could boast of some
thirty-six states that explicitly barred a wide range of religious schools and
institutions from access to an impressive array of public benefits. The
constitutional landscape was not significantly altered until the admission of Hawaii and Alaska into
the union in 1959, each new state [*521] with anti-funding
constitutional provisions.n124 That brought the total of such provisions at
that time to thirty-eight.
The remaining developments in relevant state constitutional language are
piecemeal but reflect a preoccupation with singling out religiously affiliated
organizations. For instance, both in 1956 and in 1971, Virginia amended its
anti-funding provisions to create more pointed religion-based exclusions. In
1956, Virginia amended article VIII, section 10 of its constitution
to allow the expenditure of public education funds for “Virginia
students in public and nonsectarian private schools and institutions of
learning.”n125 In 1971, Virginia added article VIII, section 11, allowing its
General Assembly to provide loans or grants to “students attending nonprofit
institutions of higher education in the Commonwealth whose primary purpose is
to provide collegiate or graduate education and not to provide religious
training or theological education.” n126 Pennsylvania had made a similar
adjustment to its constitution in 1963 when it allowed for the provision of scholarship
grants or loans for higher education “except that no [such] scholarship, grants
or loans ... shall be given to persons enrolled in a theological seminary or
school of theology.” n127 In 1970, Michigan amended its constitution with
the apparent purpose of specifically barring any kind of school voucher
program. n128 Finally, in 1976, Nebraska made perhaps the most pointed
adjustment in any state constitution by providing that its legislature could
allow government contracts with non-public institutions to provide “educational
or other services” to handicapped persons under twenty-one years old, but only “if
such services are nonsectarian in nature.” n129
In this section, I have taken care to acquaint the reader with the specific
linguistic formulas by which the State Blaines erect religion-sensitive
barriers to the allocation of public benefits. I have done this to allow the
State Blaines, in a sense, to speak for themselves. State Blaines are
undeniably multi-faceted, which makes it tricky to treat [*522]
them generally. I will nonetheless offer four interrelated observations about
the nature of the State Blaines' common objectives, as reflected in their language.
First, the State Blaines apply their prohibitions to a wide spectrum of public
benefits. Restrictions are sometimes limited to particular sources of public
funds - e.g., to a “public school fund” or to “educational funds” - but more
commonly they apply broadly to, for instance, “public funds” or “state
property,” to “money raised by taxation” or “money drawn from the treasury,” or
simply to “money,” categorically forbidding “appropriations” or “payments” from
these generic public sources. Second, the State Blaines restrict the
application of public benefits to religious institutions in terms that not only
circumscribe the destination of the benefits but, separately, their purpose and
effect. So, for instance, public funds may not be applied “in aid of,” “for the
benefit of,” or to “support or sustain” any religious organization, and, additionally,
these forbidden applications may not be achieved “directly or indirectly.”
Another way of effecting this kind of restriction is to forbid the
appropriation of funds for religious “purposes,” or to prohibit religious
groups from having any “control” over public funds. Third, some State Blaines
limit their prohibitions to religious “schools,” while many strike more broadly
at religious “institutions,” “associations,” “establishments,” and “societies.”
Others dictate the tenor of instruction offered at institutions “supported” by
public funds, prohibiting “sectarian instruction” at such places.
But the most significant and overarching quality that links State Blaines is
that all explicitly tailor their restrictions to religion. They target
institutions that are “religious,” “sectarian,” “theological,” “ecclesiastical,”
“denominational,” or affiliated with a “church.” They prohibit appropriations
to places where the “doctrines,” “creeds,” or “tenets” of religion are
practiced or taught, or where religious “worship,” “exercise,” or “instruction”
occurs. They delimit the “purposes” for which public benefits may be applied,
removing “religious” purposes from the universe of other purposes. They single
out individuals who, because of their religious affiliation, cannot be included
in the distribution of public benefits - people such as “priests,” “preachers,”
“ministers” and “teachers” of religious doctrine.n130
Recall that the State Blaine Amendments arose largely in response to widespread
Protestant fears of Catholic influence on society, politics and education. Yet,
it is perhaps stating the obvious to observe that the words “Roman Catholic”
appear nowhere in any of [*523] the provisions. The State Blaines
survive today in thirty-seven state constitutions as broad, explicit, and
generic prohibitions on public funding of all religion. Their historical
antecedents can help us contextualize the amendments but they should not
control their application or our assessment of their constitutionality. The
social and religious contexts in which the State Blaines operate today are far
different from those of their origins and, consequently, faithful applications
of the language of the State Blaines no longer divides, for purposes of public
funding, the Protestant public schools from the Catholic private schools.
Instead, they divide the thoroughly secularized public schools and other public
institutions from a growing array of private religious schools and other
private religious entities. They divide persons with religious affiliations or
religious purposes from persons with non-religious affiliation and purposes.
This operation is fully consonant with the changing dynamic of religious
conflicts in modern American society. As Ira Lupu and Robert Tuttle have observed,
“the religious wars in the United States in the early twenty-first century are not Protestant
vs. Catholic, or Christian vs. Jew, or even the more plausible Islam vs. all
others. They are instead the wars of the deeply religious against the forces of
a relentlessly secular commercial culture.”n131 One hopes that such modern
conflicts are fairly described as something more benign than “wars,” but,
regardless, there is little doubt what side the State Blaines are fighting for:
The State Blaines are, today, a widespread legal obstacle separating the
secular from the religious in the allocation of public benefits. It will be
that operation that I will measure against the requirements of the First
Amendment.
B. Interpretation
There is no doubt room for nuanced interpretation of the various linguistic
formulas that appear in State Blaines. For instance, a court might decide that a provision
banning funds “in aid of” a religious school has a broader prohibitory scope
than a provision simply banning direct funding.n132 This section will take a
broader approach to interpretation. I will discuss state court decisions that
explicitly recognize that a State Blaine Amendment has created a greater separation between
public benefits and religious organizations than the federal religion clauses
require. Conversely, I will note other state court decisions that do the
opposite - i.e., despite a State Blaine's restrictive language, decide that the provision
imposes no greater obstacles than the federal Constitution to religious groups'
access to [*524] public funds. My purpose is to demonstrate that
state courts have often - but not always - interpreted the State Blaine
Amendments both as going beyond the federal Establishment Clause and also as
creating an explicitly religion-sensitive barrier to the allocation of public
funds and other benefits.
A prime example of the first kind of interpretation - one recognizing greater
state separation - was provided by the Idaho Supreme Court in 1971. In Epeldi v. Engelking, the
court considered a provision that provided a neutral transportation
reimbursement to public and non-public schoolchildren alike, including children
attending religious schools.n133 The reimbursement would have passed muster
under the federal Establishment Clause, as interpreted by the Supreme Court
years before in Everson and again in Allen. n134 But the Idaho Supreme
Court observed that, “unlike the provisions of the Federal Constitution, the
Idaho Constitution contains provisions specifically focusing on private schools
controlled by sectarian, religious authorities.” n135 Referring to Idaho's
Blaine Amendment - article IX, section 5 of the Idaho Constitution - the court
confessed that “one cannot help but first be impressed by the restrictive
language contained therein.” n136 Based on that language, the court
reasoned that “the framers of our constitution intended to more positively
enunciate the separation between church and state than did [*525]
the framers of the United States Constitution.”n137 The court then struck down
the transportation reimbursement provision under the Idaho Blaine
Amendment. n138 It remarked, logically enough, that its disposition under
the state constitution rendered irrelevant the federal Establishment Clause
standards used by the Supreme Court in Everson and Allen. n139
The Washington Supreme Court followed a similar rationale in Witters III,
already alluded to in Part I, when in 1989 it barred a blind student's use of
generally available public funds for religious training - a use which the U.S.
Supreme Court had already, in the same case, allowed under the federal
Establishment Clause.n140 The Washington Supreme Court relied on what it called
the “sweeping and comprehensive” language of the Washington Blaine Amendment -
article I, section 11 of the Washington Constitution - “which prohibits not
only the appropriation of public money for religious instruction, but also the
application of public funds to religious instruction.” n141 The court
reasoned that in this restrictive language “lies a major difference between our
state constitution and the establishment clause of the first amendment to the
United States Constitution,” thereby making application of federal
constitutional standards superfluous. n142 Significantly, the court referred
to prior decisions construing the phrase “religious instruction” in article I,
section 11, and concluded that the kind of instruction constitutionally barred
from funding was “devotional in nature and designed to induce faith and belief
in the student,” as opposed to the “open, free, critical, and scholarly
examination of the literature, experiences, and knowledge of mankind” that
would occur, for instance, in a “Bible as Literature” course. n143
[*526] Further examples of this kind of expansive (i.e., resulting
in greater separation than federal constitutional standards) interpretation are
easy to find. For instance, in 1963, the Oklahoma Supreme Court concluded that
the Blaine Amendment in article II, section 5 of its constitution created a
more rigorous funding restriction than the federal Constitution and therefore
prohibited the kind of busing reimbursement allowed by Everson.n144 The court
reasoned that the construction of the Establishment Clause in Everson had no
bearing on the effect of state constitutional provisions. n145 The court
was frank and unapologetic about the practical inequity of its decision. It
flatly stated that if a parent exercises his right to “provide for the
religious instruction and training of his own children” and consequently places
them in religious schools, then, as a matter of law, the parent must “assume
the financial burden which that choice entails.” n146 The court thus left
no doubt that the Oklahoma Blaine Amendment explicitly allocated that financial
burden based purely and simply on the religious nature of the parents' choice.
Moreover, when state courts interpret their own constitutions as more
restrictive than the federal Establishment Clause, often they also purport to “reject”
the reasoning underlying the Supreme Court's Establishment Clause decisions.
For instance, the California and South Dakota Supreme Courts have both
explicitly rejected the “child benefit” theory relied on by the U.S. Supreme
Court in Everson and other cases.n147 Joseph Viteritti observes that “at one
time or another courts in nearly half the states have issued pronouncements
indicating that they do not consider the Court's [school aid] decisions to be
binding in interpreting their own constitutions,” and that “several have
specifically rejected the “child benefit theory.'“ n148 Finally, states
sometimes reach beyond weaker or even non-existent anti-funding provisions to
create rigid barriers against religious funding. For instance, in 1979 the
Alaska Supreme Court interpreted its fairly narrow Blaine Amendment -
prohibiting only the payment of public [*527] funds for “the direct
benefit” of any religious school - to achieve a strict funding prohibition.n149
Vermont has no explicit anti-funding provision in its constitution, but in
1999, the Vermont Supreme Court decided that the provision in chapter 1,
article III (protecting persons from being “compelled to ... support any place
of worship”) erected a stronger barrier against a neutral voucher program than
the Establishment Clause. n150
On the other hand, several state courts have interpreted the plainly
restrictive language in their Blaine Amendments as creating no greater separation than the
federal Establishment Clause. In one significant recent decision, Kotterman v.
Killian, the Arizona Supreme Court refused to interpret Arizona's anti-funding
provision in a rigidly absolutist manner, while at the same time criticizing
the discriminatory motives behind the federal Blaine Amendment.n151 Other
states have chosen either simply to ignore the separationist language in their
own constitutions or to interpret it in a manner coextensive with the federal
religion clauses. n152 For instance, in approving the loaning of free
textbooks to religious schools, the Mississippi Supreme Court leniently
interpreted the language in its constitution prohibiting any public funds from
being “appropriated toward the support of any sectarian school,” and added that
“there is no requirement that the church should be a liability to those of its
citizenship who are at the same time citizens of the state, and entitled to
privileges and benefits as such.” n153 Similarly, the Ohio Supreme Court
has suggested that its state constitution provides greater free exercise rights
than the federal Free Exercise Clause, while indicating that its religious
anti-funding provision - although phrased in absolutist terms - is merely
coextensive with the federal Establishment Clause. n154
[*528] This section simply highlights expansive state court
decisions which are significant for two reasons. First, state courts have
interpreted State Blaines in a manner that explicitly goes beyond the
church-state separation mandated by the federal Establishment Clause,
specifically in the area of public aid to religious schools. This expansive
interpretation has been occurring for as long as the Supreme Court has been
interpreting the boundaries of the Establishment Clause; indeed, such state
court decisions tend to cluster around instances in which the Supreme Court has
allowed some form of public benefit (as with free transportation in Everson and
free textbooks in Allen) to be shared equally between public and religious
schools.n155 Second, state courts have frankly recognized that, under their
application of the State Blaine Amendments, religiously motivated behavior pays
a special price. Those burdens on religion are not incidental but rather are
targeted disabilities, the predictable and intended result of a policy of
self-consciously distancing the public sphere from religious persons and
institutions.
More lenient interpretations of State Blaines are possible, of course, but it is fair to say that
such decisions must work hard to hurdle the plainly separationist implications
of the language of State Blaines. The more expansive decisions are not aberrations,
however. Rather, they faithfully cleave to what the State Blaines say
and to the separationist objectives that their language plainly aims to
achieve. It will be the remaining task of this Article to say whether those
objectives violate the First Amendment.
IV. The Jursiprudential Roots of Non-Persecution
The foregoing cross-section of the State Blaines reveals that a preference for separating public
benefits from religious persons and organizations persists in over two-thirds
of our state constitutions. Broadly speaking, the State Blaines are the residue
of the second great historical controversy to raise profound questions about
the shape of American religious liberties - the rise of public schools and the
withdrawal of public funds from private religious schools.n156 Those
[*529] amendments “arguably represented a political judgment on the
constitutional questions raised by such funding.”n157 But we should be
skeptical about accepting the judgments of State Blaines as the last constitutional
word on those questions. As we have seen, the anti-funding advocates of that
era failed to amend the federal Constitution, naturally raising the question
whether the State Blaines themselves conflict with federal norms of religious
liberty. More importantly, as Douglas Laycock observes, “the nineteenth century
movement was based in part on premises that were utterly inconsistent with the
First Amendment,” given that “opposition to funding religious schools drew
heavily on anti-Catholicism.” n158 Anti-Catholic motives alone may not, in
the final analysis, be enough to invalidate the State Blaines under the First
Amendment, but their presence should at least raise some red flags. And,
raising further suspicions, the plain terms of most State Blaines go
well beyond the narrower questions raised by the school funding controversy.
The movement spawning the State Blaines only lapped at the shores of the federal
Constitution, but failed to alter it. Thus, the federal constitutional
standards governing public aid to religion have charted their own
jurisprudential course. The stark kind of strict separationism between all
public benefits and religion required by most State Blaines has
never been regnant in Supreme Court jurisprudence. Even the first major
non-establishment decision, Everson, allowed indirect state aid to religious
schools, notwithstanding Justice Black's strict separationist dicta.n159 Some
of [*530] the Court's non-establishment decisions may skirt the
borders of Blaine-like separationism - Charles Fried recently referred to the
Court's mostly-defunct decision in Committee for Public Education and Religious
Liberty v. Nyquistn160 as “a kind of Court-imposed Blaine Amendment” n161
- but the Court has generally proceeded in a non-absolutist (if sometimes
counterintuitive) manner in sketching the boundaries between permissible and
impermissible government aid to religious persons and entities. Furthermore,
the direction the Court has been taking over the last two decades highlights
the gulf between federal standards of non-establishment and the rigid barriers
thrown up by the State Blaines over a century ago.
For instance, it is becoming increasingly evident that the government acts
within the bounds of the federal Establishment Clause when it provides secular
benefits to a broad range of public and private recipients, including
religiously affiliated private recipients, based on criteria that are “neutral”
- in the sense that the benefits are not distributed on the basis of any
religious quality, or lack thereof, in the recipient.n162 Relatedly, when those
secular benefits, neutrally distributed, end up in the hands of religious
organizations because of the private choices of individuals - and not because
of any deliberate government design to nudge the benefits toward religious ends
- government has not impermissibly “subsidized” religion. n163 Generally,
the Court has emphasized that the [*531] Establishment Clause does
not require a wholesale exclusion of religious entities from participation in
government programs and government funding. In other words, the argument is
steadily evaporating that selective discrimination against religion finds its
justification in the Establishment Clause itself. To be sure, the clause “singles
out” religion for a kind of disability, as Michael McConnell explains: “The
disestablishment principle prevents the government from using its power to
promote, advocate, or endorse any particular religious position.”n164 But this
principle stands diametrically opposed to a posture of hostility toward
religion that is required, or even justified, by the Establishment Clause.
Again, to quote McConnell:
The suggestion that religious organizations must categorically be barred from
participation in all government-funded programs must be rejected. Although
favored by the so-called “strict separationists,” this has never been the rule
in establishment clause cases and has been rejected by the Supreme Court in
every case in which it has been seriously advanced.n165
Indeed, McConnell argues that, in both the abortion and religion contexts, “denying
federal money for activities that would otherwise be funded would amount to a
substantial penalty for exercising one's constitutional rights.”n166
Doubtless, there is clarifying work left to do at the federal level, but for
present purposes one may observe, uncontroversially, that federal
constitutional barriers to public funding of religious institutions have
demonstrably softened, that “the [Supreme] Court has become more solicitous of
innovative partnerships between governments and religious institutions,”n167
and that both states and Congress will likely respond - and have already
responded - by enacting laws allowing [*532] religious groups to
enjoy generally available public benefits.n168 Enter the State Blaine
Amendments.
If I may indulge in metaphor for a moment, the role of the State Blaines will
become clearer. The federal constitutional standards for permissible aid to
religion were, for many years, murky water in a lake - one illustrative example
was the distinction, supposedly of constitutional magnitude, between giving
secular textbooks to religious schools (constitutional) and giving them maps,
globes, and film-strip projectors (unconstitutional).n169 Over the last few
decades, that water has gradually been clearing until we can better see what
principles govern which kinds of aid the federal Constitution allows and
disallows. n170 But simultaneously, we are now beginning to discern
another layer of murk representing the State Blaines. As we have seen, the
State Blaines are far more stringent than the federal Constitution about the
barriers raised against public funding of religious persons, schools and other
organizations. The real question now is whether the State Blaines are
the bottom of the lake.
If they are the bottom of the lake - if, so to speak, there is nothing “beneath”
them to temper or annul what they plainly do - then the resulting legal
landscape among the states is fairly predictable. [*533] Depending
on how each state constitution is framed and interpreted, we will have in this
country a kaleidoscope of separationism: One state will hermetically seal off
all public benefits from religious schools; another might do the same for all
religious organizations generally; another might focus on individuals who plan
to put the benefits to faith-oriented uses; and still another might decide to
erect no separationist barriers at all. My canvass of the State Blaines
suggests that the balance will be tilted significantly in the direction of
shutting off religion from public funds. The ability of religious persons and
institutions to enjoy public benefits on an equal basis will be - quite apart
from how permissively the federal Establishment Clause is interpreted -
refracted through the anti-funding provisions of fifty state constitutions.
But this will only be true if there exists no principle in the federal
Constitution that can restrain the process. In this part, I will demonstrate
that there is. That principle consists of three conceptually related strands
found in Free Exercise, Establishment, and Free Speech jurisprudence. But they
combine in one overarching rule - what the Supreme Court has referred to as the
“fundamental nonpersecution principle of the First Amendment.”n171 Simply
stated, the non-persecution rule means, among other things, that neither state
nor federal governments may, consistently with the First Amendment, restrict
access to generally available public benefits based on persons' or organizations'
religious status, purpose, affiliation, or identity.
A. Free Exercise and Non-Persecution
Prohibiting religious discrimination lies at the heart of the free exercise
clause, but it is important to carefully define “discrimination” by reference
to the Supreme Court's long history of balancing the conflicting claims of
religion and government. Paradoxically, the principle condemning religious
discrimination - or “fundamental nonpersecution principle,” as the Court has
most recently called it - is best understood against the backdrop of another
important free exercise principle, one that restricts religious freedom. That
background rule is the “non-exemption” rule, which was best articulated in the
1990 Smith decision but which goes back over 125 years to the Court's earliest
religion clause cases.n172 Non-exemption means that the Free Exercise Clause
does not require courts to grant religion-based exemptions from the burdens of
genuinely neutral laws. The mere statement of the rule suggests that it interacts
significantly with the narrower rule that laws may not target religious
behavior or affiliation for special disabilities.
[*534] The non-exemption rule (which has been the subject of sharp
scholarly debate)n173 illuminates the parameters and continuing force of the
non-persecution rule, particularly as it applies to the State Blaine
Amendments. As Michael McConnell has explained, whether the Free Exercise
Clause requires religious exemptions (as he argues), or whether Smith correctly
decided that such exemptions lie only within the province of the legislature,
it is clear that the Free Exercise Clause unambiguously forbids laws that
directly target religious conduct for penalties or disabilities:
Under both conceptions, it is unconstitutional ... to inflict penalties on
religious practices as such. For example, zoning ordinances disallowing
churches while allowing meeting halls and other uses with comparable effects
are unconstitutional, as are “anti-cult” legislation, laws barring clergy from public
office, and charitable solicitation regulations crafted to disadvantage a
particular religious sect.n174
The non-exemption rule has jurisprudential roots in the nineteenth century
conflict between the Mormon Church and the territorial laws of the United
States prohibiting polygamy. In its first significant religion clause decision,
Reynolds v. United States, the Supreme Court held that the Mormons' religious
tenets - which at the time commanded polygamy as a religious duty for male
members - did not exempt them, under the Free Exercise Clause, from obedience
to a generally applicable criminal prohibition against polygamy.n175 Twelve
years later in Davis v. Beason, the Court explained (again with reference to
Mormon polygamy) that the Free Exercise Clause permitted no interference with “man's
relations to his Maker and the obligations he may think they impose, and the
manner in which an expression shall be made by him of his belief on those
subjects, ... provided always the laws of society, designed to secure its peace
and [*535] prosperity, and the morals of its people, are not
interfered with.”n176 Free exercise, then, “must be subordinate to the criminal
laws of the country, passed with reference to actions regarded by general
consent as properly the subjects of punitive legislation.” n177
Since 1940, when it recognized that the Free Exercise Clause applied to the
states,n178 the Court has had more opportunities to develop the non-exemption
rule. In Minersville School District v. Gobitis, the Court gave a more nuanced
description of the rule's scope, even as it denied that Jehovah's Witnesses
merited a religious exemption from compulsory flag-salute laws: “The religious
liberty which the Constitution protects has never excluded legislation of general
scope not directed against doctrinal loyalties of particular sects.” n179
Again, in Braunfeld v. Brown, the Court rejected an [*536] Orthodox
Jew's claim that a generally applicable Sunday-closing law violated his free
exercise rights by imposing an “indirect” burden on his religious beliefs,
which honored Saturday and not Sunday as a day of rest.n180 But, in doing so,
Braunfeld observed that, unlike a truly general law, “if the purpose or effect
of a law is to impede the observance of one or all religions or is to
discriminate invidiously between religions, that law is constitutionally
invalid even though the burden may be characterized as being only indirect.” n181
Most strikingly, in the seminal Everson decision the Court stated in dicta
that, as a consequence of free exercise, a state “cannot exclude individual
Catholics, Lutherans, Mohammedans, Baptists, Jews, Methodists, Non-believers,
Presbyterians, or the members of any other faith, because of their faith, or
lack of it, from receiving the benefits of public welfare legislation.” n182
Thus, the Court's gradual refinement of the non-exemption rule seemed to reveal
a corollary condemning laws that were not general but were instead targeted at
particular faiths or at religion generally. So, in Cantwell v. Connecticut, the
Court could affirm the state's power to regulate, by general and
non-discriminatory legislation, the time, place and manner of door-to-door
solicitation, while, at the same time, striking down the discriminatory
application of that rule to Jehovah's Witnesses on free speech and free
exercise grounds.n183 The [*537] licensing scheme struck down in
Cantwell effectively empowered local officials to clamp down on religious
solicitation that the officials deemed did not “conform[] to reasonable
standards of efficiency and integrity.”n184 It is easy to see how such an
unbounded power could be used, as it was in Cantwell, in the service of
discriminating against unpopular or marginal faiths.
Similarly, in Torcaso v. Watkins, the Court took a non-discrimination approach
to Maryland's requirement that state officeholders make a “declaration of
belief in the existence of God” or forfeit their right to office.n185 In the
Court's view, the oath requirement placed “the power and authority of the State
of Maryland ... on the side of one particular sort of believers [sic] - those
who are willing to say they believe in “the existence of God.'“ n186 The
Court struck down the requirement under free exercise, explaining that “neither
a State nor the Federal Government ... . can constitutionally pass laws or
impose requirements which aid all religions as against non-believers, and
neither can aid those religions based on a belief in the existence of God as
against those religions founded on different beliefs.” n187 There is but a
small step - no step at all, really - from this reasoning to the notion that
government also cannot express raw preferences for the non-religious over the
religious in marking off political categories.
It comes as no surprise, then, that non-discrimination based on
[*538] religious affiliation or status was the controlling factor
in McDaniel v. Paty, unanimously striking down Tennessee's practice of
excluding ministers from public office.n188 The Tennessee Constitution embodied
the last hold-out of that discredited practice, which dated back to the early
republic. n189 The dispute in McDaniel arose when Tennessee tied
eligibility to be a delegate at its 1977 constitutional convention to
eligibility to be a state representative, by implication excluding ministers
from the constitutional convention. n190
The Supreme Court unanimously invalidated Tennessee's clergy-disqualification provision. Chief Justice
Burger's opinion, for a four-Justice plurality, struck down the provision under
the Free Exercise Clause alone. Burger found that right to free exercise
encompassed the right “to be a minister,” and he reasoned that the
clergy-exclusion wrongly forced a minister to choose between that free exercise
right and his right to hold state office recognized by the Tennessee
Constitution.n191 Additionally, while Burger did not find that the
[*539] exclusion targeted beliefs as such - in which case the law
would have been absolutely prohibitedn192 - he did conclude that it targeted “status
as a “minister' or “priest,'“ a status defined by religiously affiliated and
motivated conduct. n193 Burger then explained that the disqualification,
targeted as it was at a religiously defined status, could only escape
invalidation if it were justified by compelling interests. n194
Significantly, Burger rejected Tennessee's asserted interest in “preventing the establishment
of a state religion,” a goal Tennessee sought to shelter under the federal Establishment
Clause. n195 While Tennessee's fears about the influence of clergy on
politics were once “held in the 18th century by many, including enlightened
statesmen of that day,” Burger reasoned that those fears had been
overwhelmingly found baseless and provided no justification for continuing to
burden ministers' free exercise rights today. n196
Concurring, Justice Brennan, joined by Justice Marshall, would have gone beyond
the plurality opinion and found the clergy disqualification absolutely
prohibited under Torcaso as a “religious classification ... governing the
eligibility for office.”n197 Brennan's opinion was strongly influenced by his
perception that the ministerial exclusion was essentially a religious
discrimination, “imposing a unique disability upon those who exhibit a defined
level of intensity of involvement in protected religious activity.” n198
[*540] McDaniel remains a vital precedent that forbids government
from “imposing special disabilities on the basis of religious views or
religious status.”n199 The decision is strong evidence of the non-persecution
principle in that it particularly disfavors laws that impose disabilities on
religious status - and more precisely on the behavior that is associated with
the status - specifically because of its connection to religion. Significantly,
McDaniel also treats with skepticism any justification for targeting religious
affiliation based on discarded historical attitudes about religion that are
incompatible with properly understood principles of religious freedom, or that
are themselves of doubtful historical lineage. Finally, notice what little
separated the plurality and concurring Justices - four subjected the law to
strict scrutiny as “religious conduct discrimination,” while Brennan, Marshall and
Stewart would have summarily invalidated the law as a “religious belief
discrimination.”
The foregoing jurisprudential foundations for the non-exemption and
non-persecution rules set the stage for the clearest interaction of those rules
in two decisions from the 1990s. Those were Employment Division Department of
Human Resources v. Smith - reaffirming and [*541] clarifying the
non-exemption rule - and Church of theLukumi Babalu Aye, Inc. v. City of
Hialeah - reaffirming and clarifying the non-persecution rule. Each decision
reinforced the strength of the non-persecution rule and placed it in the
context of the Court's overall Free Exercise jurisprudence.
1. Smith and Peyote
In Smith, the Court confronted whether Oregon could “include religiously
inspired peyote use within the reach of its general criminal prohibition on use
of that drug,” and could, consequently, deny unemployment benefits to persons
who had been fired for using the drug sacramentally during a Native American
Church ceremony.n200 In deciding that Oregon could do so without violating the
Free Exercise Clause, the Court focused on the general nature of the criminal
peyote prohibition, repeatedly characterizing it as a “neutral” or “generally
applicable law.” n201 “Generally applicable” laws were explicitly
contrasted with laws that “were specifically directed against” or that “discriminated
against” religious behavior. n202 The Court recognized that the religious
free exercise protected by the First Amendment often extends to physical acts -
listing as examples devotional or otherwise religion-motivated actions such as “assembling
with others for a worship service, participating in sacramental use of bread
and wine, proselytizing, abstaining from [*542] certain foods or
certain modes of transportation.”n203 Further demonstrating what a generally
applicable law does not do, the Court hypothesized the following scenario:
It would be true, we think (though no case of ours has involved the point),
that a State would be “prohibiting the free exercise [of religion]” if it
sought to ban such acts or abstentions only when they are engaged in for
religious reasons, or only because of the religious belief that they display.
It would doubtless be unconstitutional, for example, to ban the casting of “statues
that are to be used for worship purposes,” or to prohibit bowing down before a
golden calf.n204
Finally, the Court also relied on the text of the Free Exercise Clause to
develop that distinction. The Court explained that the clause could plausibly
be read “to say that if prohibiting the exercise of religion ... is not the
object of the [law] but merely the incidental effect of a generally applicable
and otherwise valid provision, the First Amendment has not been offended.”n205
Smith thus solidified a sharp distinction between “generally applicable” or “across-the-board”
laws that are not targeted at religious behavior but may incidentally burden
it, and laws that are in fact “religion sensitive” - i.e., where the very
operation penalizes behavior because of its connection to religious belief or
practice. Smith's ruling thereby suggests that the way laws structure their
burdens is constitutionally determinative: If a law structures its burdens
deliberately to fall on religious conduct alone, then it is not generally
applicable. Three years later in its Lukumi decision, the Court reinforced that
distinction and demonstrated that laws of this variety - imposing
religion-sensitive burdens - presumptively violate free exercise rights.
2. Lukumi and Animal Sacrifice
While the Court was evaluating judicial exemptions for religious peyote use in
Smith, the Lukumi case was still working its way through the federal courts.
Supporting the non-exemption rule, the Smith
Court cited the federal district
court's 1989 opinion in Lukumi. The Court did so merely to give an example of
one of the many kinds of general civic obligations - in Lukumi, animal cruelty
laws - that ought not to be forced by the Free Exercise Clause to exempt
religious conduct that has been only incidentally burdened.n206 But in [*543]
1993, when the Court examined the animal cruelty laws at issue in Lukumi, it
discovered that, on closer inspection, those laws were in fact a coordinated
web of prohibitions and exceptions deliberately designed for one purpose - to
criminalize the ritual sacrifices performed by adherents of the Santeria
religion.n207 Thus, Lukumi allowed the Court to refine the distinction between
generally applicable laws on the one hand, and, on the other, those rarer
instances of laws whose “object or purpose ... is the suppression of religion
or religious conduct.” n208
The exercise of Santeria - a fusion of Roman Catholicism with traditional
African religious practices - involves ritual animal sacrifice. As the Santeria
Church of the Lukumi Babalu Aye was preparing to begin worship in the southern
Florida community of Hialeah, the Hialeah city council held an emergency
session, during which it passed a number of resolutions and ordinances
concerning animal cruelty and ritual sacrifice.n209 None of the ordinances passed
to further the resolutions mentioned Santeria by name, n210 but, as the
Court would remark in the course of its opinion invalidating them, “almost the
only conduct subject to [the ordinances] is the religious exercise of Santeria
church members.” n211
In essence, Lukumi announced no new rule of religious liberty. But by
articulating and reinforcing the non-persecution rule implicit in the text and
structure of the religion clauses, and developed throughout the Court's
jurisprudence, Lukumi brings a necessary doctrinal balance to Smith. In that
sense, Lukumi confirms that Smith's non-exemption rule has teeth - it may allow
religious conduct to suffer incidental burdens but it draws a non-negotiable
line at laws that target religion for specially tailored burdens. Reflecting
this balance, at the outset of Lukumi, the Court reiterated the overarching
standards from Smith:
Our cases establish the general proposition that a law that is
[*544] neutral and of general applicability need not be justified
by a compelling governmental interest even if the law has the incidental effect
of burdening a particular religious practice. Neutrality and general
applicability are interrelated, and, as becomes apparent in this case, failure
to satisfy one requirement is a likely indication that the other has not been
satisfied. A law failing to satisfy these requirements must be justified by a
compelling governmental interest and must be narrowly tailored to advance that
interest.n212
Elaborating further, the Court explained that minimal free exercise standards
are violated when a law “discriminates against some or all religious beliefs or
regulates or prohibits conduct because it is undertaken for religious reasons,”
and that instances of such “religious persecution” lie at the historical roots
of the clause.n213 A law is not neutral under the Smith standards if its object
is to “infringe upon or restrict practices because of their religious
motivation.” n214 A law blatantly violates neutrality when it “discriminates
on its face,” by, for instance, “referring to a religious practice without a
secular meaning discernable from the language or context.” n215 But a law
may advance its discriminatory object more subtly - engaging in “masked” or “covert
suppression of particular religious beliefs” n216 - when its operation “targets
religious conduct for distinctive treatment.” n217 To illuminate what it
meant by covert discrimination, the Court quoted a directive from its
Establishment Clause jurisprudence: “The Court must survey meticulously the
circumstances of governmental categories to eliminate, as it were, religious
gerrymanders.” n218
The Court unanimously concluded that the Hialeah ordinances violated these
fairly straightforward standards of non-persecution because, essentially, the
ordinances prohibited a form of conduct (animal killing) only when performed in
observance of the Santeria religion. The ordinances were carefully structured
to exempt every other form of animal killing that could conceivably fall within
their [*545] prohibitions - for instance, large-scale
slaughterhouses, small-scale farm slaughter, kosher butchers, and hunting.n219
The Court characterized this as a religious “gerrymander” whose effect was “that
few if any killings of animals are prohibited other than Santeria sacrifice,
which is proscribed because it occurs during a ritual or ceremony and its
primary purpose is to [fulfill Santeria religious requirements], not food
consumption.” n220 The ordinances, therefore, were not neutral because
they “had as their object the suppression of religion.” n221 Therefore the
Court applied strict scrutiny to the ordinances, citing McDaniel and Smith, and
candidly acknowledging that “[a] law that targets religious conduct for
distinctive treatment or advances legitimate governmental interests only
against conduct with a religious motivation will survive strict scrutiny only
in rare cases.” n222 Unsurprisingly, given the plain object and operation
of the Hialeah ordinances, Lukumi was not one of those rare cases. n223
Justice Scalia's concurrence, joined by Chief Justice Rehnquist, sheds
additional light on Lukumi's analysis, particularly because Scalia wrote Smith.
Scalia clarified that the “terms “neutrality' and “general applicability' are
not to be found within the First Amendment itself,” but instead have been used
by the Court “to describe those characteristics which cause a law that
prohibits an activity a particular individual wishes to engage in for religious
reasons nonetheless not to constitute a “law ... prohibiting the free exercise'
of religion within the meaning of the First Amendment.”n224 In Scalia's view,
laws are not neutral in that sense when “by their terms [they] impose
disabilities on the basis of religion (e.g., a law excluding members of a certain
sect from public benefits).” n225 By [*546] contrast, laws
lack general applicability when, “though neutral in their terms, through their
design, construction, or enforcement [they] target the practices of a
particular religion for discriminatory treatment.”n226 Scalia allowed that his
line between these two qualities of discriminatory laws was “somewhat different”
from the one drawn in Justice Kennedy's majority opinion, but he judged the
distinction inconsequential because the categories overlapped
significantly. n227
3. Summary: Non-Persecution and Free Exercise
The consistent rejection in the Court's free exercise jurisprudence of laws
that target religious conduct for special disabilities - laws that impose
religion-sensitive penalties - undergirds the non-persecution principle. The
Court has long recognized that the laws of a pluralist society will inevitably
intrude on certain behavioral demands that religions make of their adherents.
In early cases like Reynolds and Davis, Mormons' religious obligation to engage
in polygamous marriages had to give way before society's different conception
of marital limits. Over a century later in Smith, Native Americans' celebration
of a sacrament of their religion bowed before society's need to regulate harmful
substances. But there is a deeper principle at work governing the burdens
society may legitimately place on religious conduct, one evident in the
parameters of the non-exemption [*547] rule itself. For that rule
coherently operates only in the context of laws that further legitimate
governmental goals through “neutral and generally applicable” means and that,
by definition, place burdens on religiously motivated conduct only
incidentally. In other words, the Court has always premised the soundness of
the balance struck in the non-exemption rule on the notion that the laws in
question circumscribe conduct for legitimate reasons independent of its
religious affiliation or motivation. Once laws begin to impose burdens based on
whether a status, organization, or behavior is connected to religion, then the
entire basis for the non-exemption rule crumbles.
Gerard Bradley has persuasively explained the intersection between these two
complementary lessons. Commenting on the relationship between Smith and Lukumi,
Bradley argues that “those cases stand for the proposition that where an action
is legitimately generally prohibited, the Constitution does not require
different treatment for believers who engage in the activity for religious
reasons, or for the religious significance they see in or attach to it.”n228
But the necessary corollary to this rule, Bradley is careful to add, flows from
what I have described as the backbone principle of non-persecution: “Where
public authority generally permits an activity - say, slaughtering animals - it
may not discriminate against persons who would engage in the activity for
religious reasons or for the religious significance they see in or attach to
it.” n229 Thus, we can broadly say that the Free Exercise Clause does not
withhold from government the power to prohibit all polygamy, but does withhold
power to prohibit Mormon polygamy only or polygamy engaged in “for religious
purposes.” Government may forbid peyote use across-the-board for the religious
and non-religious alike, but it may not prohibit the “ritual” or “sacramental”
use of peyote while exempting all other uses. Eligibility for public office may
be regulated based on any number of general criteria (age, citizenship, and
criminal record come to mind), but eligibility may not be premised on the
nature of a person's connection to religion or to a person's role in a church.
Government may enact generally applicable public health rules for animal
slaughter and disposal, but it may not tailor those rules to target religious
animal slaughter only, while leaving the butcher, the farmer, and the hunter
inexplicably unregulated.
What counts here is whether religion is the triggering mechanism for the burden
imposed. The distinction between legitimate and illegitimate burdens on
religious practice shows that the constitutional defect arises when
categorizations such as “religious,” “religious affiliation,” or “religious
purposes” are used as the organizing principle for imposing legal disabilities.
“Incidental” burdens - those [*548] which, in a sense, accidentally
occur only because general laws may conceivably burden someone's religious
practice in a religiously plural society - are constitutionally permissible.
But laws that reserve their burdens for religious conduct only - “religious
gerrymanders,” in Justice Harlan's phrasen230 - are impermissible because, in
allocating the burdens and benefits of society's laws, they force religiously
motivated conduct alone to bear the burdens and forego the benefits. The Free
Exercise Clause condemns such laws because, as Michael McConnell explains, “the
free exercise principle “singles out' religion for special protection against
governmental hostility or interference.” n231
Notice how the subtle ripening of the non-persecution principle, as seen in the
long progression from Reynolds in 1878 to Lukumi in 1993, reinforces the idea
that, at bottom, precisely what non-persecution prohibits is invidious
religious categorization. Reynolds seemed to stingily protect only Mormons'
religious opinions and leave their actions entirely open to legal prohibition,
provided they were “in violation of social duties or subversive of good order.”n232
In 1890, Davis perhaps promised slightly more protection - shielding not only “man's
relations to his Maker and the obligations he may think they impose,” but also “the
manner in which an expression shall be made by him of his belief on those
subjects.” n233 Like Reynolds, Davis also recognized the trumping power of
criminal law, but added that such laws must be “passed with reference to
actions regarded by general consent as properly the subjects of punitive
legislation.” n234 Looking forward to Gobitis in 1940, we find the Court
suggesting that “religious liberty” is offended by laws “directed against the
doctrinal loyalties of particular sects” or laws “aimed at the promotion or
restriction of religious beliefs.” n235 A short seven years later gives us
the Court's striking dicta in Everson that free exercise prohibits states from “excluding
individual Catholics, Lutherans, Mohammedans, Baptists, Jews, Methodists,
Non-believers, Presbyterians, or the members of any other faith, because of
their faith, or lack of it, from receiving the benefits of public welfare
legislation.” n236 Braunfeld, in 1961, condemned laws imposing even
indirect burdens on religious practice if their “purpose or effect” was “to
impede the observance of [*549] one or all religions” or “to
discriminate invidiously between religions.”n237 In 1978, McDaniel invalidated
laws targeting religious status - in the sense of conduct or activity
affiliated with religion - for special disabilities. n238 And, in the
1990s, Smith and Lukumi solidified the prohibition against laws that impose
disabilities on a category defined in religious terms. n239
This can plausibly be viewed as a progression of free exercise principles from
simply forbidding laws targeting religious beliefs, to forbidding encroachments
on religious observance and practice, to forbidding exclusions based on
religiously motivated conduct, status, and affiliation. Overall, the movement
has been toward forbidding invidious religious categorization altogether. The
elaboration of “general” versus “targeted” laws in Smith and Lukumi cannot be
properly understood apart from this matrix of free exercise decisions
stretching back over a century. And Lukumi explicitly invoked that long history
when it glossed “religious persecution” as laws that “discriminate[] against
some or all religious beliefs or regulate[] or prohibit[] conduct because it is
undertaken for religious reasons.”n240 Thus, the Court does not invoke the
loaded term persecution carelessly or outside the context of its own
jurisprudence, and it has not suggested that the term is confined to the
grossest instances of official religious discrimination. Understanding the
term's proper place in free exercise jurisprudence shows that persecution is
constitutionally accomplished by the more sophisticated method of an invidious
classification based on religion alone. n241
[*550] In the next section, I will examine how principles from
Court's non-establishment and free speech jurisprudence reinforce and round out
the scope of this non-persecution rule. But it will be useful to pause at this
point and assess the State Blaines in light of the basic tenets of non-persecution drawn
from the Court's free exercise cases. Those tenets call the obvious textual
applications of the State Blaine Amendments into serious question.n242 All
State Blaines explicitly single out religious purposes, religious institutions,
and religious affiliation for exclusion from otherwise generally available
public benefits. The object of the amendments, which is plain on the face of
all the State Blaines, is to place religion at a civil disadvantage with respect
to all conduct, institutions, and persons that are “non-religious.” In doing
so, the State Blaines explicitly exclude themselves from the category of “neutral
and generally applicable laws” - the only kind of laws which, under the Free
Exercise Clause, may place burdens on religious conduct. Like the clergy
exclusion in McDaniel, the State Blaines force persons whose behavior or status
affiliates them with religion to choose between adhering to that affiliation
and receiving public benefits to which eligible “non-religious” persons are
entitled. Like the animal sacrifice laws in Lukumi, the State Blaines tailor
their burdens and exclusions to conduct that is undertaken for religious
reasons - only the State Blaines add to that the additional defect of discriminating
against religion openly. n243
[*551]
B. “Neutrality” and Non-Persecution
It is often stated that the religion clauses demand that laws be “neutral”
toward religion.n244 The notion continues to play a major conceptual role in
the Supreme Court's non-establishment jurisprudence. But “neutrality” is an
incomplete and open-ended term; as Douglas Laycock observes, “those who think
that neutrality is meaningless have a point. We can agree on the principle of
neutrality without having agreed on anything at all.” n245 Yet Laycock
rightly does not dismiss neutrality as an intelligible concept - indeed, he
argues that one of the jurisprudential roots of religious non-discrimination
lies in the Court's repeated assurances over the last two decades that the
Constitution mandates government neutrality toward religion. n246
Neutrality, in short, has something to tell us about the non-
[*552] persecution principle and, in turn, how that principle
applies to the State Blaines.n247
Among scholars of American religious liberties, there are two prominent
competing views of what a principle of neutrality toward religion requires. My
purpose is not to choose one over the other.n248 Instead, my modest point is
that either view of neutrality supports the non-persecution principle gleaned
from the Court's free exercise jurisprudence. I will briefly demonstrate that
the Court has often suggested as much - i.e., that religious discrimination is
inconsistent with any plausible notion of government neutrality toward religion
- when elaborating the requirements of neutrality in its non-establishment
cases.
One account of neutrality posits that the religion clauses are co-belligerents
in the cause of promoting religious freedom: free exercise forbids
discrimination against particular religions and against religion generally,
while non-establishment “prevents the government from using its power to
promote, advocate, or endorse any particular religious position.”n249 Douglas
Laycock has coined the influential term “substantive neutrality” to capture
this notion - i.e., that “the religion clauses require government to minimize
the extent to which it either encourages or discourages religious belief or
disbelief, practice or nonpractice, observance or nonobservance.” n250 The
religion clauses, so often accused of being in tension, should instead be read
holistically as mutually reinforcing guarantees of positive religious
liberty. n251 Seen that way, “most of the tension between them disappears.
They are complementary provisions, both in the service of the same fundamental
right. They bar Congress from abridging religious freedom in one specific way
(by legislation “respecting an establishment of religion'), and in general (“or
prohibiting the free exercise thereof').” n252 In a similar vein, Michael
McConnell explains that “the Free Exercise and Establishment Clauses serve a
complementary function: to reduce the power of government over
[*553] religion, whether to help, hurt, or control, to the greatest
extent consistent with the achievement of legitimate secular objectives.”n253
A competing notion of religious neutrality is “formal neutrality.” This view
holds that “government cannot utilize religion as a standard for action or
inaction,” because the unified thrust of the Free Exercise and Establishment
Clauses “prohibits classification in terms of religion either to confer a
benefit or to impose a burden.”n254 Formal neutrality thus draws a strikingly
different inference from the complementarity of free exercise and non-establishment.
Although it reads the clauses as stating a single precept, n255 that
precept directs government not merely to avoid interfering with religion, but
rather to adopt a mechanistic evenhandedness toward religion, “without regard
to whether such evenhandedness helps or hinders religion.” n256
These two views of neutrality make a difference on some important issues. For
instance, does the Establishment Clause allow legislatures [*554]
to make specific exemptions from laws for religiously-motivated behavior or
religious organizations? A “substantively neutral” view would hold that,
generally speaking, government may (or perhaps must) do so, and this, indeed,
is how the issue has been resolved historically in American legislatures and
courts.n257 A “formally neutral” view would reject any special religious
exemptions by courts or legislatures. Smith indicates that the Supreme Court
was guided by concerns with formal neutrality when deciding whether religious
behavior should receive judicial exemptions from generally applicable
laws. n258 At the same time, Smith did not wholly embrace formal
neutrality, as the opinion itself approves of legislative exemptions. n259
Many proponents of substantive neutrality have, nonetheless, criticized
Smith. n260
For present purposes, I need not resolve the tensions between formal and
substantive neutrality. Why? On either account of neutrality, laws that
explicitly target religion for special disabilities are non-neutral. Such laws
violate substantive neutrality because they promote not religious freedom, but
hostility toward religion: their object and effect is to demote and penalize
religious belief, behavior, or association.n261 Such laws violate formal
neutrality for formal [*555] reasons; they use religion as a category
for imposing legal burdens.n262 Either conception of neutrality, then, would
forbid religious discrimination and therefore accords with the general
non-persecution principles under the Court's free exercise jurisprudence. A
brief look at the Court's treatment of neutrality (whether that treatment
reflects a more formal or more substantive view of neutrality) in its
non-establishment cases will demonstrate that idea.
Neutrality as religious non-hostility can be seen as one fixed star in the
otherwise untidy constellation of the Court's non-establishment cases. The
Establishment Clause is neutral toward religion in that it does not “compel the
exclusion of religious groups from government benefit programs that are
generally available to a broad class of participants.”n263 But the Court has
often suggested that neutrality goes beyond merely “not compelling” religious
exclusion; neutrality affirmatively condemns governmental hostility toward
religion itself. n264 As Justice O'Connor has observed, “The Religion
Clauses prohibit the government from favoring religion, but they provide no
warrant for discriminating against religion.” n265 For instance,
neutrality means that government may not deliberately skew how it distributes
aid either in favor of or against religious recipients. n266 In other
words, [*556] no particular universe of aid recipients may be
defined in a way that religious groups get more aid because they are religious
groups; conversely, because potential recipients are religious groups, they may
not designedly get less.
This religion-friendly side of neutrality is most clearly distilled in the
doctrine that laws violate the federal Establishment Clause if they
deliberately “inhibit” religion.n267 The notion runs back to the seminal
Establishment Clause decision, Everson itself, which declared that “state power
is no more to be used so as to handicap religions than it is to favor them.” n268
Everson also closely links this aspect of non-establishment jurisprudence to
the Free Exercise Clause. n269 None of this is to say, however, that the
most comfortable argument against religiously-hostile laws lies in the
Establishment Clause proper. The Court has rarely, if ever, applied the “inhibition”
prong, and there is some doubt as to the coherence of the argument that
government disapproval of religion somehow establishes religion. n270
Furthermore, [*557] four members of the current Court have recently
suggested that “to require exclusion of religious schools from [a genuinely
neutral aid program] would raise serious questions under the Free Exercise
Clause.”n271 My narrower purpose is to point out that, like free exercise
jurisprudence, non-establishment jurisprudence contains a background assumption
that laws violate basic canons of legitimacy when they purposefully single out
religion for disfavored treatment. This background assumption is evident in
much of the Court's elaboration of the neutrality requirement, as the following
examples underscore.
Even when forbidding Bible reading in public schools in School District
v. Schempp - a decision regarded by some as an apogee of Court-imposed
separationismn272 - the Court emphasized that the Establishment Clause did not
sanction purposeful religious discrimination. Constitutional limits of
legislative power were transgressed, the Court said, if the “purpose and the
primary effect of the enactment” is “either the advancement or inhibition of
religion.” n273 Justice Goldberg's concurrence better articulated this
idea, explaining that “the fullest realization of true religious liberty
requires that government neither engage in nor compel religious practices, that
it effect no favoritism among sects or between religion and nonreligion, and
that it work deterrence of no religious belief.” n274 [*558]
Plainly absent from this conception of neutrality was any justification for
governmental hostility toward religion.
That benevolent view of neutrality was prominent in Walz v. Tax Commission, a
decision which validated the venerable practice of granting tax exemptions to
churches.n275 Walz stated categorically that “the general principle deducible
from the First Amendment and all that has been said by the Court is this: that
we will not tolerate either governmentally established religion or governmental
interference with religion.” n276 In a thoughtful concurrence, Justice
Harlan articulated two related concepts underlying the Court's application of
the religion clauses - “neutrality” and “voluntarism.” n277 By
voluntarism, Harlan meant the principle that “legislation neither encourages
nor discourages participation in religious life.” n278 Harlan saw in
neutrality an “equal protection mode of analysis,” requiring the Court to “survey
meticulously the circumstances of governmental categories to eliminate, as it
were, religious gerrymanders.” n279 These concepts were, as Harlan
explained, “short-form for saying that the Government must neither legislate to
accord benefits that favor religion over nonreligion, nor sponsor a particular
sect, nor try to encourage participation in or abnegation of religion.” n280
Here, again, we have on display a relationship between government and religion
- positively sanctioned by the interplay of the religion clauses - that forbids
government from acting either as God's patron or as God's persecutor.
One thus sees that neutrality, which is central to the Court's
non-establishment jurisprudence, is itself bottomed on the twin commands
[*559] that government neither favor nor disfavor religion. But
what does neutrality add to the non-persecution principle I have already
discussed? Principally, neutrality should foreclose the notion that the free
exercise and establishment clauses are somehow in tension with each other on
the substantive issue of government religious hostility. The proper interaction
of the clauses regarding religious benefits may still be murky, but their
interaction on religious hostility is clear - both categorically condemn it.
Secondly, neutrality reinforces the proposition that it is invidious
governmental religious categories themselves that impinge on religious freedom.
It is the government categorization that must be scrutinized - i.e., how the
government has chosen to structure the exclusions and inclusions in its scheme
of distributing benefits. When it is apparent that government has engaged in
religious gerrymandering by creating a category of beneficiaries designed to
exclude “religious persons” or “religious entities,” then government has likely
fallen short of the neutrality that the Establishment Clause specifically, and
the religion clauses more generally, demand.
Does this mean that government is constitutionally forbidden from ever
conferring a special benefit on religious persons? Or does this mean that
government may allow certain narrow exemptions from general laws for religious
reasons? These hard questions throw us back on the original debate discussed
previously over formal versus substantive neutrality. And regardless of the
resolution of that debate, one concept unites both sides: Government may not
confer special disabilities on religious persons or entities through its
structuring of beneficiary categories. That much should be clear from the
overlap between the two competing theories of neutrality, and also from the
Supreme Court's consistent condemnation of categories explicitly disfavoring
religion. There is, in short, some real substance behind the Court's label of
neutrality as “benevolent.” Whatever benevolence may mean regarding
government's favoring of religion, the idea plainly excludes governmental
categories that embody malevolence toward religion.
C. Free Speech and Non-Persecution
Over the last two decades, the Supreme Court has consistently validated the “fundamental
First Amendment proposition that government may not discriminate against
individuals' or groups' speech on account of its religious nature or the
speaker's religious identity.”n281 Two aspects of this religious speech
jurisprudence reinforce the non-persecution principle that government may not
target religion for special disabilities in distributing public
benefits. n282 [*560] First, the Court's treatment of laws
targeting religious viewpoints for exclusion from limited public fora echoes
the Court's approach to non-persecution in the free exercise context and to
neutrality in the non-establishment context. Second, the Court has consistently
rejected as justifications for religious viewpoint discrimination both
exaggerated fears of violating the federal Establishment Clause and also
states' interests in crafting greater church-state separation. Each of these
points reinforces my general argument that an overarching non-persecution
principle forbids most of the obvious applications of the State Blaine
Amendments.
Since the early 1980s, the Court has repeatedly addressed variations on the
following general theme: A governmental body creates a limited public forum for
the discussion or dissemination of a broadly defined range of topics, but it
explicitly excludes participants if they bring speech or ideas of an overtly
religious character. Thus, in Widmar v. Vincent, the University of Missouri
opened its facilities to any student discussion group, but disallowed facility
access to any student group that would engage in religious worship or
discussion.n283 Similarly, in Lamb's Chapel v. Center Moriches Union Free
School District, a local school board made public school property available for
after-school use for “social, civic and recreational meetings” and other “uses
pertaining to the welfare of the community,” while excluding “meetings for
religious purposes.” n284 The school board applied that policy to forbid a
group from showing a film that discussed child-rearing from an explicitly Christian
perspective. n285 More recently, in Good News Club v. Milford Central School,
an elementary school opened its facilities for the same range of uses as in
Lamb's Chapel but refused to allow a Christian organization access [*561] for
after-school meetings that involved religious instruction and activities.n286
Finally, in Rosenberger v. Rector and Visitors of the University of Virginia,
the University established a Student Activity Fund that provided indirect
financial assistance to a wide array of student publications. A student
newspaper with an explicitly Christian viewpoint qualified to participate in the Fund
but was denied access because of the religious content of the newspaper. n287
In each of these cases, the governmental body claimed that it could
legitimately deny equal participation in otherwise generally available benefits
- here, participation in a limited public forum - because of the avowedly “religious”
content or affiliation of certain groups. But, in every case, the Supreme Court
invalidated the religious exclusion as viewpoint discrimination under the Free
Speech Clause and, moreover, refused to justify the discrimination under any
theory of non-establishment. n288
The Court's consistent invalidation of the religious speech exclusions in these
cases resonates with the general non-persecution principle. In each case, the
governmental unit had created a “limited public forum,” opening its facilities
to a broad but defined range of speakers or topics.n289 For instance, in Lamb's
Chapel and Good News Club, the school boards had opened their facilities under
a New York education law that allowed after-school meetings for ““social, civic
and recreational meetings and entertainments, and other uses pertaining to the
welfare of the community,'“ provided that such meetings were [*562]
““non-exclusive'“ and ““open to the general public.'“n290 Similarly, in
Rosenberger the Student Activity Fund guidelines authorized fund access to “student
news, information, opinion, entertainment, or academic communications media
groups.” n291 But, in those cases the relevant access provisions mandated
explicit exclusions for groups with religious purposes or content. n292
Consequently, in each case a student organization was admittedly eligible for
participation in the limited forum because it fell within the forum's defined
scope, but the group was nonetheless excluded from participation specifically
because of its religious affiliation or religious purposes.
The Court has consistently condemned these exclusions as impermissibly
discriminating on the basis of religious viewpoint. While government may
permissibly limit the speakers in a limited public forum according to subject
matter and speaker identity, such exclusions must be “reasonable in light of
the purpose served by the forum and [must be] viewpoint neutral.”n293 In each
case, participation [*563] was denied for no reason “other than the
fact that the [speech] would have been from a religious perspective,”n294 and
the exclusion therefore plainly amounted to forbidden viewpoint discrimination.
As explained in Rosenberger, “by the very terms of the [Student Activity Fund]
prohibition, the University does not exclude religion as a subject matter but
selects for disfavored treatment those student journalistic efforts with
religious editorial viewpoints.” n295 The Court categorically rejected the
use of concepts like “religion,” “religious purpose” and “Christian
viewpoint” as legitimate organizing principles for the exclusion of groups and
speech from participation in the limited public fora. n296
The parallels between the Court's reasoning in these cases and its approach to
religious neutrality and non-discrimination in its religion clause
jurisprudence are unmistakable. The Court itself has referred to its treatment
in these cases of public fora to illustrate the proper scope of religious
neutrality in the Establishment Clause area.n297 Justice O'Connor made that
connection explicit when, in her Rosenberger concurrence, she observed that the
Court's “insistence on government neutrality toward religion explains why we
have held that schools may not discriminate against religious groups by denying
them equal access to facilities that the schools make available to all,” citing
[*564] Lamb's Chapel and Widmar as examples.n298 The Rosenberger
majority was operating on the same premise, as evidenced by its concluding
statement that “the neutrality commanded of the State by the separate clauses
of the First Amendment was compromised by the University's course of action.” n299
Further clarifying the connection, the Court went on to explain that “the
viewpoint discrimination inherent in the University's regulation ... was a
denial of the right of free speech and would risk fostering a pervasive bias or
hostility to religion, which could undermine the very neutrality the
Establishment Clause requires.” n300 In sum, the overarching principle in
these cases is that religious speech - just like religious conduct and status -
may not be excluded from the public arena simply because it is religious. “Religious”
cannot be the organizing principle or the basis for classification that results
in some speech or ideas being denied entry into an otherwise accessible public
forum. n301
Significantly, these cases also reject “unreasonable fears of establishment” as
a justification for excluding religious speech from limited public fora. The
governmental units attempted to justify their religious discrimination by
raising their “interest in not violating the Establishment Clause” or their “compelling
interest in maintaining strict separation of church and state.” And in every
case, the Court rejected that argument by concluding that allowing the
religious groups to participate in the public fora was not even a colorable
violation of the Establishment Clause.n302
Moreover, in Widmar, the University of Missouri also grounded its
discriminatory policy on the Missouri Blaine Amendment, which the University
asserted “had gone further than the Federal Constitution in proscribing
indirect state support for religion.”n303 The Court [*565]
approached this claim cautiously, first observing that the Missouri courts had
not determined whether “a general policy of accommodating student groups,
applied equally to those wishing to gather to engage in religious and
nonreligious speech, would offend the State Constitution.”n304 Declining to
resolve that issue, the Court also passed over whether the Supremacy Clause
would override a more restrictive state policy toward religious
accommodation. n305 But, in tension with those preliminary comments, the
Court concluded that:
The state interest asserted here - in achieving greater separation of church
and State than is already ensured under the Establishment Clause of the Federal
Constitution - is limited by the Free Exercise Clause and in this case by the
Free Speech Clause as well. In this constitutional context, we are unable to
recognize the State's interest as sufficiently “compelling” to justify
content-based discrimination against respondents' religious speech.n306
Thus, although the Court seemed to go out of its way to avoid addressing any
conflict between the Missouri Constitution and the federal Constitution, its
conclusion plainly favored federal religious and free speech rights.
In sum, the Court's consistent protection of religious speech against targeted
exclusion from limited public fora - including a public forum in Rosenberger
defined by a neutral funding mechanism - reinforces the non-persecution
principle. First, the religious speech cases underscore the basic idea that
religion - whether religiously motivated conduct, religiously affiliated
persons or groups, or speech from a religious viewpoint - cannot be singled out
for exclusion from participation in public benefits or public fora to which it
would otherwise be permitted. Second, and relatedly, the religious speech cases
reinforce the point that it is the invidious religious classifications
themselves that are constitutionally suspect and per se disfavored. Third, they
make the important additional point that religious discrimination can neither
be justified by erroneous conclusions about the scope of Establishment nor by
pretensions at creating a stricter separation at the state level. Michael
Stokes Paulsen has concisely summed up the lessons taught and the principles
reinforced by this line of cases: “The Establishment Clause does not authorize,
and the Free Speech and Free Exercise Clauses do not permit, government
discrimination against religious speakers or religious speech on the basis of
religious content, viewpoint, or speaker identity - ever.”n307
[*566]
V. The State Blaines and Non-Persecution
What remains is to apply the non-persecution principle described in Part IV to
the State Blaines. This appears to be daunting, because, as Part III
showed, the State Blaines cover a lot of ground. But, for constitutional
purposes, that complexity can be misleading; what unites all State Blaines is
the explicit object of separating public benefits from religious persons,
institutions, and purposes. I will thus limit myself to assessing that
operation of the State Blaines - i.e., whether they may block religious
persons' and groups' access to generally available public benefits on the basis
of their religious affiliation, status, or purpose. First, I will look at
whether State Blaines may operate to prevent the flow of public aid to
persons who wish to use the aid to further their religious education or
training. That inquiry will take us back to the example that opened this
Article - Larry Witters' plan to use public financial assistance to train for
the ministry - as well as the situation presented in Davey v. Locke, a recent
Ninth Circuit decision involving selective state funding of non-religious
degrees that will be heard by the Supreme Court in December 2003.n308 In this
first section, I take up general defenses to the operation of State Blaines
grounded in federalism and in the Supreme Court's non-establishment
jurisprudence itself. In the next section, I address whether a state's control
over how and why it spends money can provide an additional justification for
the State Blaines' religion-sensitive exclusion from equal
participation in public benefits.
A. Educational Funding, Federalism, and Incorporation
I began this article with Larry Witters' dilemma and now return to it. Recall
that Witters qualified for state educational aid because he was blind, and he
wanted to use that aid for ministry training at a Christian
college. The Supreme Court told Witters he could do so under the federal
Establishment Clause, because the funds were distributed without reference to
religion and because they ended up at a religious school solely as a result of
Witters' private choice to use them there.n309 But on remand, the Washington
Supreme Court blocked Witters' use of the funds under the Washington Blaine
Amendment - forbidding public funds from being appropriated or applied to any
religious worship, exercise or instruction. n310 Witters arguably fell
within the plain terms of the prohibition, but the court [*567]
added the case law gloss that “religious instruction” meant only instruction
that was ““devotional in nature and designed to induce faith and belief in the
student,'“ as opposed to instruction marked by the ““open, free, critical, and
scholarly examination of the literature, experiences, and knowledge of mankind.'“n311
How does this application of a State Blaine fare under the non-persecution principle?
Notice that Witters' dilemma would arise under the plain terms of any number of
other State Blaines. Utah's Blaine Amendment, for instance, enacts an
identical ban on funding religious instruction.n312 Pennsylvania's and
Virginia's Blaines specifically disallow grants or scholarships to students in
a “theological seminary or school of theology” n313 or students in a
school “whose primary purpose is ... to provide religious training or
theological education.” n314 Nor does it take much hermeneutical
imagination to conclude that Witters' situation implicates the use of public
money to “aid,” “benefit,” “assist,” or “support” a “society,” “seminary,” “institution,”
“association,” “instruction” or even a “purpose” that is “religious,” “sectarian,”
“theological,” “denominational,” or “controlled by” a church or religious
institution. Indeed, the more difficult task is to identify any State Blaine whose
terms would clearly allow Witters' contemplated use of the funds. n315 The
point is not that a court could leniently interpret any State Blaine to favor
Witters - as noted above, interpretations have gone both ways - but rather that
state constitutions are littered with provisions whose language invites Washington's
separationist result.
That result does not fare well under the non-persecution principle. First, as
applied to exclude Witters' use of the funds, a State Blaine does
not operate as a generally applicable law that incidentally burdens
religiously-motivated conduct. Instead, it would be a law that targets its
disabilities at purpose, conduct, and affiliation because of their religious
character. The funds in question were generally available funds - they were made
available to Witters on a religion-neutral basis (he qualified for them because
he was blind) - and nothing beyond the religion-sensitive prohibition in the
State Blaine would prohibit his use of the funds for ministry training.n316 That
[*568] religion-penalizing application of a State Blaine would
therefore merit strict scrutiny under Smith and Lukumi. Notice, moreover, how
the State Blaine's exclusionary operation fits precisely into the prohibition
articulated, over forty years before those decisions, in Everson - it “excludes
individual Catholics, Lutherans, Mohammedans, Baptists, Jews, Methodists,
Non-believers, Presbyterians, or the members of any other faith, because of
their faith ... from receiving the benefits of public welfare legislation.”n317
Notice further that the State Blaines target everyone on Everson's list except the “Non-believer,”
thereby privileging the areligious and the irreligious over the religious.
Second, the State Blaine's application is patently non-neutral. Washington State
has made a pool of state aid generally available to handicapped students, but
the State Blaine operates to categorize the recipients of that aid according to
whether they will use the aid for “religious” or “non-religious”
instruction.n318 This is nothing other than a religious gerrymander. n319
A government benefit program has been structured to exclude religion because it
is religious - a contemplated religious use is the sole disqualifying trigger.
Aid is therefore distributed to disfavor religious persons and purposes.
Finally, the religious speech cases reinforce the analysis. In those cases,
religious groups were eligible to participate in limited public fora, but they
were excluded only because of their religious affiliation and viewpoint. The limited
public fora in those cases are directly analogous to the neutrally-available
educational funds in Witters.n320 [*569] Witters was eligible to
receive the funds and the federal Establishment Clause presented no plausible
impediment to his using them for religious purposes. But the State Blaine
operated to disqualify him solely because his purposes were religious. It is no
rejoinder that Witters involved funding and not speech. The simplest answer is
that Rosenberger, too, involved a religious group's access to generally
available funding. But the better answer is that Rosenberger logically applied
to a discriminatory funding scheme the principles of religious non-persecution
found in the earlier religious speech cases, in free exercise cases like Smith,
Lukumi, and McDaniel, and in the neutrality principle consistently elaborated
in the Court's non-establishment jurisprudence, going back to Everson
itself.n321 Religious status, purpose, or affiliation may not be independently
used to exclude persons from participation in public benefits.
Notice a further complicating factor in Witters' situation. The Washington
Supreme Court suggested that its Blaine Amendment targeted only “devotional” religious
purposes. That is, if Witters had wanted to use the funds to become a purely
secular expert in comparative religion, the State Blaine would
not have barred his use of the funds.n322 This distinction weakens the
constitutional footing of the State Blaine even further. First, it arguably raises the stakes of
religious discrimination from religiously-motivated conduct to religious belief
itself - Witters is being excluded from using the funds not simply because of a
generally religious purpose, but because he takes religion seriously enough to
become a minister. n323 Second, it opens the State Blaine to an
independent viewpoint discrimination challenge under the Free Speech Clause -
the State Blaine is not merely excluding religion, but is excluding certain
religious [*570] viewpoints.n324 Finally, it unmasks the religious
bigotry lurking beneath the State Blaine: Washington will tolerate handing over
its educational funds to those who engage in “open, free, critical, and
scholarly examination of the literature, experiences, and knowledge of mankind,”
but not to those who undertake religious instruction that is “devotional in
nature and designed to induce faith and belief in the student.” n325
Witters essentially resurfaced as a statutory matter in the Ninth Circuit's
recent decision in Davey v. Locke.n326 Davey is significant not only because it
invalidates a fairly widespread statutory discrimination against religious
education, n327 but also because the Supreme Court will hear the case in
December 2003. Davey addresses Washington State's “Promise Scholarship,” an aid program begun in 1999
to help fund the first two years of college for high-achieving students from
low-to middle-income families. n328 But the program specifically excludes
from participation students who are “pursuing a degree in theology.” n329
Defending its program before the Ninth Circuit, Washington justified the
theology exclusion by reference to the Washington State Blaine - the same
provision that had frustrated Larry Witters' ability to study
[*571] for the ministry over two decades ago.n330 The Ninth
Circuit, in an opinion by Judge Rymer, declared the theology exclusion in the
Promise Scholarship criteria unconstitutional under the Free Exercise Clause,
relying on the religious non-discrimination principle derived mainly from
Lukumi, McDaniel, and Rosenberger, and denying that the Washington Blaine could
justify the religious discrimination. n331
It is hard to see any constitutional difference between the statutory exclusion
for theology degrees in Davey, and the application of Washington's Blaine to bar
Witters from using state funds for religious instruction. Both operate as laws
that target religion - here, education that is affiliated with religion or has
a religious purpose - for exclusion from otherwise generally available public
aid. Neither imposes merely incidental burdens on religious conduct. Neither is
neutral toward religion in any plausible sense, because both structure
categories of public aid to remove beneficiaries who are motivated by religion
or who simply direct their studies toward religious ends.n332 Both laws, then,
violate the religious non-persecution principle and, under strict scrutiny,
must be justified by a compelling state interest. n333
In a recent article, Ira Lupu and Robert Tuttle offer some thoughtful objections
to the foregoing analysis.n334 They criticize what they call the “Free Exercise
Clause approach” to attacking the State Blaines - roughly equivalent to the
non-persecution principle - i.e., “that the state may not generically treat
religious entities worse than secular ones.” n335 Principally, they say
the argument proves too much, [*572] because “American
constitutional law, federal and state, has for many years done exactly what
this argument condemns.”n336 By this, they mean primarily that the federal
Establishment Clause has often been interpreted to require government to “single
out” religious entities for “special” treatment in many areas. For instance,
government cannot directly subsidize religious indoctrination, nor can it
intervene in church disputes involving matters of faith. n337 Thus, by
attacking any rule drawing a “line between religious and nonreligious
organizations,” the free exercise/non-persecution argument against State
Blaines undermines, they say, “each and every religion-specific doctrine under
the federal religion clauses.” n338
Lupu and Tuttle's second rejoinder, sounding in federalism, complains that the
non-persecution argument is “hostile to notions of respect for state law, and
in particular to the tradition of independent state constitutional law.”n339
They contend that, even if a narrower form of the non-persecution argument
would salvage the religion-sensitive doctrines in federal constitutional law,
it would still “deny the states any room whatsoever for their own church-state
policy.” n340 In other words, states would be wrongly confined under a
ceiling of federal non-establishment principles - they would have absolutely no
room “to have a non-establishment policy broader than whatever five Justices of
the U.S. Supreme Court find to be the content of federal law at any given
moment.” n341 The authors' resolution of the federalism issue, by
contrast, would leave “each state ... free to make its own constitutional
policy of church-state relations, and to extend it beyond the federal policy,
so long as the state approach serves reasonable purposes of the sort associated
with the regime of Separationism.” n342
[*573] Lupu and Tuttle's objections go to the heart of the
religious-liberty and federalism issues presented by the State Blaines, but
ultimately they neither undermine the non-persecution principle nor save the
State Blaines from constitutional invalidity. First and foremost, they largely
reduce the non-persecution principle to the untenable formalist notion that laws
may not “single out” religion for any purpose whatsoever. But the
non-persecution principle condemns a different, narrower kind of legal
categorization - it forbids singling out religion for disfavored treatment and,
in the context of the State Blaines, disfavored treatment of the kind that
excludes persons and organizations from participation in public benefits only
because they are somehow religious. Second, it is reductionist to claim that
the Supreme Court has generally “singled out” religion in its religion clause
jurisprudence in order to “disfavor” religion. Furthermore, that claim is
premised on the implausible notion that, whether as a textual, historical, or
jurisprudential matter, the Constitution itself singles out religion for
disfavor. Third, the authors' federalism-based argument undervalues the effect
of incorporation of the religion clauses against the states. It is more
plausible to conclude that incorporation limits rather than expands states'
power to achieve greater non-establishment.
[*574] At its broadest, Lupu and Tuttle's criticism of the approach
this Article suggests is that “American constitutional law, federal and state,
has for many years done exactly what” the non-persecution principle “condemns.”n343
But what, exactly, does non-persecution condemn? As I have been at pains to
demonstrate, it condemns (among other things) the targeted exclusion of persons
and organizations from public benefits (1) for which they are otherwise
eligible, (2) because of their religious affiliation or purpose. Is it fair to
say that “American constitutional law” has done exactly this for many years, or
indeed ever?
It is virtually impossible to reduce to specifics what the Supreme Court has
done over the last century as it has worked out the constitutionally
permissible relationships between religion and government. Its universally
criticized jurisprudence has charted an evolutionary development of doctrines
seeking to balance different theories about what the religion clauses require -
and not something reducible to one purpose such as disfavoring religion by
excluding it from generally available public benefits.n344 In other words, what
American constitutional law has been doing since at least Reynolds n345 in
1878 is, broadly speaking, trying to figure out why the Constitution singled
out religion as it did, and how the purposes behind that singling out should
translate into practical relationships between the polity and religion. A
long-standing generalized object of disfavoring religion is, to put it mildly,
hard to reconcile with the Court's many statements (dating at least from
Everson n346) that the Establishment Clause does not require government
hostility toward religion n347 and that government acts permissibly and
even in concert with “the best of our traditions” when it seeks to accommodate
religious practices and beliefs. n348 It is impossible to reconcile with
the ardently pro-religious and pro-Christian statements from earlier courts, Justices, and
lawmakers. n349
[*575] Lupu and Tuttle also characterize too broadly what a
plausible rule of non-persecution condemns. Non-persecution simply does not
amount to a formalist (a la Philip Kurland) argument that law cannot ever use “religion”
as a basis for legal categorization.n350 The non-persecution rule is narrower
than that. It says law may not single out religion with the object of
disfavoring or punishing it. It is clearly violated when, as State Blaines do,
laws exclude religious persons and organizations from public benefits because
they are religious.
The State Blaines represent a political judgment of nineteenth-century
vintage, enshrined in almost forty state constitutions, about the relationship
between religion and public benefits. My argument is that their collective
judgment is at odds with the long-standing and consistent tradition of
religious non-discrimination as seen in free exercise jurisprudence, in the
neutrality concept, and in the more recent religious speech cases.n351 Is it
possible that certain of the Court's non-establishment decisions (particularly
in the school aid context), or indeed certain Justices' individual views, have
reflected a “separationist” or “religion-hostile” cast reminiscent of the State
Blaines? Roughly speaking, yes. Many commentators refer to the “strict”
separationism reflected in certain decisions or periods that was possibly the
result of anti-religious currents. n352 The seeds of such
[*576] separationism may have been sown in absolutist language in
Everson,n353 or it may have grown from more deep-seated misunderstandings about
the history and purposes of the religion clauses. n354 Certain Justices
have been accused, plausibly, of harboring “separationist” ideas, n355 of
clinging to outdated notions of religious “divisiveness,” n356 or of simply
being anti-religious. n357
[*577] But there is a difference between noticing these elements in
the lengthy and complex history of the Court's religion clause jurisprudence,
and raising them to the level of a normative premise of that jurisprudence. An
argument that American constitutional law has targeted religion for particular
disfavor asks us to make just that fundamentally implausible interpretive move.
Even assuming that any anti-religious stripe of separationism ever held sway in
the Court's jurisprudence, it has largely vanished - particularly concerning
equal access to neutrally available public benefits, where a far more
neutralist regime is firmly in place.n358 Second, as noted above, such a
premise would have been flatly at odds with what the Court has consistently
said about government hostility toward religion. n359 Third, it is more
plausible to argue that any occasional anti-religious currents in the Court's
non-establishment cases were wrong to begin with because they were out of step
with a proper interpretation of how the religion clauses were supposed to
interact. Certainly, when the Court has consciously altered course in its
non-establishment cases, it has explicitly discarded premises that were at odds
with the deeper principles of the religion clauses. n360
The major examples Lupu and Tuttle rely on to support their “singling out for
disfavor” argument fail to do so. It seems strange to describe the doctrine
forbidding government intervention in faith-based religious disputes as
primarily disfavoring religion. Perhaps, as the authors point out, that
doctrine “deprives religious factions of the opportunity for authoritative
dispute resolution by the state,”n361 but it seems more plausible that the
doctrine simply recognizes the delicate position religion occupies in our
secular polity and seeks to protect religion from the corrosive effects of
direct governmental meddling in its theological affairs - an area, moreover, in
which government has no special competence. The no-subsidy or no-funding rule
seems a better candidate for a doctrine that affirmatively [*578]
disfavors religion - by putting a church on lesser footing than a secular
recipient of some forms of government largesse - but it is a weak foundation on
which to build the broad premise that American constitutional law specially
disfavors religion. The parameters and the historical provenance of the
no-subsidy rule continue to be disputed,n362 but assume for a moment that the
Establishment Clause affirmatively requires some form of a rule that prohibits
direct, unrestricted cash payments to religious groups for religious purposes.
It is a long, and in my view insupportable, leap to assume from that rule alone
that the Constitution sanctions a general disfavoring of religion. Even if such
a rule obtains, it is more plausible to regard it as, at most, one limited
disadvantaging of religion that is worked out in the Constitution itself - a
specific resolution, so to speak, of the so-called “tension” between free
exercise and non-establishment. And, furthermore, there are good reasons to let
that stand as a unique constitutional balance that the states ought not be able
to aggravate, at the risk of trampling on free exercise values, especially when
the federal religion clauses apply with full force to the states themselves
through incorporation. At bottom, the argument that federal non-establishment
doctrine itself disfavors religion begs the more fundamental question at the
heart of the State Blaines' constitutional validity - can the states
legitimately go beyond whatever is legitimately demanded by federal
disestablishment and heap greater disfavor upon religion as a matter of state
constitutional policy? n363 As my arguments throughout this piece
demonstrate, that is a notion rendered deeply implausible by constitutional
text, structure, history, and jurisprudence.
A more fundamental refutation of the notion that American constitutional law
has often singled out religion for disfavored treatment lies in the text and
purposes of the Constitution itself. The Constitution plainly singles out
religion: for instance, it forbids religious tests for federal office and “accommodates
the religious desires of those who were opposed to oaths by allowing any
officeholder - of any religion, or none - to take either an oath of
[*579] office or an affirmation.”n364 Religious scruples here are
singled out for special solicitude, not disfavor. What of the paradigmatic
singling out of religion - the Free Exercise and Establishment Clauses? The
former - forbidding Congress from making any law that prohibits the free
exercise of religion - hardly sounds like it imposes a disadvantage on
religion. Indeed, as already noted, it was originally conceived as forbidding
laws punishing religion qua religion. n365 The latter, as Akhil Amar has
persuasively demonstrated, was originally designed to (1) forbid Congress from
creating “The Church of the United States,” and (2) prevent Congress from disestablishing
existing state religious establishments. n366 The claim to find in these
materials a general charter for disabling religious persons or religious
organizations vis-a-vis their secular counterparts is unconvincing. If
anything, their text and purposes alone would seem to leave Congress free to
promote the general flourishing of religion, as it did in the territories and
in its provision of legislative and military chaplains. n367 And, as we
shall see, incorporation of the religion clauses against the states only lends
additional weight against the general proposition that American constitutional
law recognizes disfavoring religion as a valid normative premise.
So, Lupu and Tuttle's first major objection - that the non-persecution rule
condemns (and would therefore dismantle) a long-standing practice of American
constitutional law - turns out to be overstated. What about their federalism
objection? Does the non-persecution rule unfairly handcuff the states in
balancing their own church-state policy? Perhaps in 1800, but certainly not
since 1940 and probably not since 1865. In other words, the federalism
objection fails to take seriously the effect of incorporating the religion
clauses against the states.
It is common doctrine that both religion clauses apply against the states,
through the Fourteenth Amendment, with the same force as they apply against the
federal government.n368 As to free exercise, the effects of this are relatively
easy to understand. Free exercise is a paradigmatic individual and
associational right against government overreaching, and so its application
against the states should simply disable states from legislating to prohibit
free exercise, just as the clause had, before, limited only the federal
Congress. n369 Thus, when [*580] the Supreme Court holds that
a law trenches on someone's free exercise rights, incorporation makes that the
end of the story. State legislatures cannot pass such laws any longer, and thus
the Supreme Court's decision (whether by a majority of five, six, seven, eight
or nine Justices) in a real sense “denies the states any room whatsoever for
their own church-state policy” on that issue.n370 The converse is slightly
different. If the Supreme Court holds that a law does not violate free
exercise, then states have some latitude to accord their citizens greater rights
under state law (provided these greater rights do not independently violate the
Establishment Clause). Thus, even as Smith interpreted federal free exercise
not to command religious exemptions from general laws, the Court recognized
(and arguably invited) states to legislate such exemptions under state
law. n371 In other words, states had more latitude to develop a
distinctive church-state policy under their own laws.
As to non-establishment, the effects of incorporation are knottier. It is not
at all clear that non-establishment is properly described as an individual or
associational right against government - perhaps it is more accurately a “right
of the public at large.”n372 This makes it more difficult to say precisely what
rights state citizens themselves gain when the Establishment Clause is
incorporated against their state governments. n373 Regardless, it is safe
to say as a matter of the Supreme Court's jurisprudence that incorporation
means this: Whatever the federal government cannot do “respecting an
establishment of religion,” the states also cannot do. n374 Thus, when the
Supreme Court holds that a particular government practice establishes religion,
that is the end of the story. States may no longer enact such practices and, to
that extent, their prerogatives to experiment with different church-state
policies - which they doubtlessly had before incorporation - vanish. n375
But what about when the Court, as it recently did in Zelman, declares that an
existing practice does not constitute an establishment? Surely other states are
[*581] not, at that point, required to enact such a practice. But
the crucial question is whether the Court's non-establishment decision sets
some kind of maximum ceiling for a policy of church-state separation in the
states. Or, put another way, can the citizens of a state plausibly claim more
non-establishment rights under state law than the Court has identified under
the federal Constitution? And, if so, can they coherently claim such rights if
their claims are not somehow connected to the free exercise rights (or other
personal rights) that incorporation plainly gives them?
Akhil Amar has provided a complex but persuasive analysis of this question with
his model of “refined incorporation” of the Bill of Rights. According to Amar,
incorporation of the Establishment Clause is an awkward matter because (1) the
original clause was primarily a states'-rights provision forbidding Congress
from disestablishing state establishments, and (2) consequently, it is
difficult to identify what additional personal rights were guaranteed to state
citizens through non-establishment incorporation.n376 Amar argues that the
object of the Fourteenth Amendment - designed to protect fundamental rights of
United States citizens against state encroachment - suggests that collective or
structural rights like non-establishment must be subtly “refined” to apply
coherently against state governments. n377 On this understanding of
incorporation, state citizens could claim rights of non-establishment against
state laws that coerced their “bodily liberty and property,” such as “to the
extent a state created a coercive establishment, decreeing that individuals
profess a state creed or attend a state service or pay money directly to a
state church.” n378 Amar notices, of course, that “all these examples also
seem like textbook violations of religious “free exercise,'“ thus linking the
rights citizens may claim under the incorporated Establishment Clause with
their less-awkwardly-incorporated free exercise rights. n379
Amar's refined-incorporation proposal would, of course, significantly alter the
Supreme Court's non-establishment jurisprudence by allowing the states more
latitude in legislating about [*582] religion.n380 But notice its
implications for our present question - may state citizens claim greater
non-establishment rights than the federal Constitution supposedly gives them?
Refined incorporation suggests they could not. First, because personal
non-establishment rights are an elusive notion - especially when untethered
from other, clearly personal rights like free exercise, free speech, or equal
protection - it would not make sense under Amar's formulation to say that
incorporation has guaranteed any such phantasmal rights to state citizens against
their own governments, much less greater ones. Non-establishment is best
conceived as a structural and collective value, and so it is hard to explain
how state citizens could coherently ask for “more of it” individually as a
result of incorporation. Second, Amar suggests that state citizens' proper
invocation of their incorporated non-establishment rights would occur only when
the state coerces their consciences or property to support an official state
church or creed, or when the state has violated basic norms of religious
equality - all problems reached more comfortably by free exercise, free speech,
and equal protection principles. Thus, there is a sense that incorporated
non-establishment values simply duplicate other incorporated rights. n381
Finally, Amar's broader view of incorporation supports a “no” answer. If
incorporation of rights was designed to increase state citizens' personal
liberties against state governments (and it is hard to imagine it was not), it
makes little sense to argue that, post-incorporation, state legislatures have
more power to define their own visions of church-state separation vis-a-vis
federal standards. In other words, incorporation of the federal Establishment
Clause against states should tend to nationalize, rather than localize, a
uniform policy of church-state separation. To say that incorporation tended to
empower states to develop their own church-state policies runs counter to any
plausible understanding of incorporation, refined or not. n382
Whether or not Amar is right, thinking broadly about incorporation suggests
answers to my question. For instance, we know that state citizens have equally
as many free exercise rights against state governments as against the federal
government. And we know that states are bound, at the very least, by a minimum
standard of non-establishment - that is, what the federal government cannot do,
the [*583] states cannot do. This tells us something about the
limits on states when they experiment with greater church-state separation (as
Lupu and Tuttle insist they can). When states do this, they are not acting on
any affirmative grant of power or prerogative from the federal Constitution -
they are obviously acting in their own state interests. But they are always
acting under an affirmative obligation not to violate any citizen's federal
free exercise rights, which plainly apply against state governments in full
force. This suggests that, whether or not state citizens can coherently ask
state governments for more non-establishment, what the state does in response
is always limited by its citizens' federal free exercise rights.n383 This also
suggests that “more non-establishment” or “greater church-state separation”
cannot be independent justifications for state policies. Those policies must
always be measured against the superior limitations of federal free exercise
(not to mention free speech and equal protection). n384
Lupu and Tuttle's concerns with federalism and localized church-state policies
thus turn out to be question begging. Whatever distinctive church-state
policies a state wants to pursue will always be limited by the demands of free
exercise. Incorporation of the federal Establishment Clause against the states
cannot logically be interpreted as a charter for greater state power in
defining its own separationist vision. Given the logic of incorporation, the
only legitimate direction a state can go in - at least in the area of
individual rights - is in according its citizens greater free exercise rights
than those guaranteed federally. By this logic, of course, states could
plausibly pursue greater church-state separation in ways that do not encroach
on free exercise. They could, for instance, decide not to employ legislative
chaplains or not to use any religious language or symbolism in state speech or
on state property. But an argument that a principle forbidding religious
discrimination or religious persecution unfairly limits states' freedom to
formulate their own church-state policies is an argument against incorporation
itself. By its nature, incorporation of the religion clauses limits states and
it is beyond dispute that individual free exercise rights are one such
limitation. Thus, assessing the validity of State Blaine Amendments throws us,
not back on incorporation and federalism, but rather onto the key question -
which I have explored in this Article - of whether they violate free exercise
rights.
[*584]
B. Selective Funding
State
Blaine
Amendments are in large measure concerned with the destination and use of government
funds. So, is my non-persecution argument against State Blaines open to the
basic objection that the government can, indeed must, control how it spends its
own limited resources?n385 The black-letter principles supporting this
rejoinder, all true in the abstract, roll off the tongue. Government is under
no obligation to fund the exercise of my constitutional rights - i.e., I have a
constitutional right to freely exercise my religion, but that alone does not
entitle me to a government-funded Bible. n386 Government may further its
own policy choices through the government speech it funds and the government
programs it sponsors - effectively refusing to endorse other legitimate policy
choices and programs. n387 Government may create incentives to undertake
certain behaviors legitimately in the public interest through selective
funding, even if, to that extent, it creates disincentives to undertake other
behaviors - behaviors that may be “constitutionally protected.” n388 Are
these relatively straightforward maxims the answer to the State Blaine riddle?
Probing under their surface suggests these principles, better understood,
actually condemn the operation of the State Blaines for largely the same reasons the non-persecution
principle condemns them.
First, it should be clear that the rejoinder that government need not fund the
exercise of constitutional rights adds nothing to the debate. The
non-persecution argument against State Blaines is not grounded on the naked
demand that, simply because religion is constitutionally protected, religious
persons and organizations are entitled to government funding. Instead, the
argument is that, because religion is constitutionally protected, State Blaines may
not exclude persons or organizations from otherwise accessible government
benefits simply because they are religious. Non-persecution, therefore, is an
argument against religion-sensitive exclusion, not an argument demanding
religion-based inclusion. Furthermore, couching the [*585] debate
in terms of “funding religion” is misleading. Strictly speaking,
non-persecution does not ask that religion qua religion be funded at all.n389
But when a government funding program neutrally furthers secular interests in,
for instance, education, health care, or child care, a religious person or
organization seeks inclusion in the program on the basis of being a qualified
education, health care, or child care provider - and not as a “religious”
provider. It merely asks not to be discriminated against because of its
religious affiliation. n390
When government spends money to facilitate its own speech - instead of creating
public fora for the exchange of viewpoints - logically, it should be able to
make choices about the content of that speech.n391 This principle overlaps with
the similar notion that, when government funds a program to convey a government
message - i.e., “when it enlists private entities to convey its own message” -
it may “regulate the content of what is or is not expressed” in that
program. n392 But, again, do these principles have anything relevant to
say about the operation of the State Blaines? First, notice that they are only relevant to the
narrow question of how State Blaines might restrict a state government's own speech or a
state program enlisting private entities to spread a government message. If the
State Blaines would typically mean that the government itself cannot use its
funds to speak in a religious voice or spread religious messages, then the
State Blaines do not add anything significant to preexisting federal
constitutional limitations on government speech. n393 A different
[*586] situation arises, however, if a State Blaine would prevent
government from including any person or organization in a government message
program, simply because of their religious identity or affiliation.n394 This
restriction would have nothing to do with government shaping the content of its
message - with regulating “what is or is not expressed” in the context of its
own program - nor with government “taking legitimate and appropriate steps to
ensure that its message is neither garbled nor distorted by the grantee.” n395
Precisely because it is not plausibly related to the content of government
expression, this kind of categorical exclusion savors of disabling religious
persons and organizations because they are religious. It is hard to see how
such a policy would find constitutional shelter under the government speech
doctrine.
Finally, outside the sphere of its own messages, government may use selective
funding to create incentives to undertake certain private behavior, at least
indirectly creating a disincentive to undertake other behavior.n396 A
contentious example is abortion: Government may constitutionally structure
Medicaid payments so that they are available to pay for “childbirth” but not
available to pay for nontherapeutic abortions, thus creating an arguably strong
incentive in favor of childbirth, and against abortion, for Medicaid
recipients. n397 Is this the answer to the State Blaine issue?
Just as government may [*587] financially incentivize childbirth
and thereby disincentivize the constitutionally-protected right to choose an
abortion, may government also use selective funding to create financial
incentives in favor of secular or non-religious behaviors and the concomitant
disincentives to religious behaviors and affiliations? This reasoning has some
superficial appeal,n398 but to accept it requires ignoring two basic
propositions. Generally, government may not use its selective funding power to
unconstitutionally penalize the exercise of constitutional rights. n399
Specifically, there is a profound difference between the
constitutionally-protected right to choose an abortion and the
constitutionally-protected right to free exercise of religion.
A distinction of constitutional magnitude lies between the government's mere
refusal to fund the exercise of constitutional rights and its penalizing the
exercise of those rights by placing conditions on access to government
funds.n400 This is not the place to plumb the depths of the unconstitutional
conditions doctrine, n401 but its basic tenets reveal that the State
Blaines go beyond refusing to fund religion and instead penalize religious
identity, affiliation, and purposes. As Michael Paulsen explains, the
unconstitutional conditions doctrine holds that “government may not condition
one legal right, benefit, or privilege on the abandonment of another legal
right, benefit, or privilege,” provided that (1) the government could not
directly command the abandonment of the right, benefit, or privilege, and (2)
the condition is not “directly germane to (in the sense of being practically
inseparable from) the nature of the right or benefit itself.” n402 Crucial
to applying the doctrine is “defining the [*588] exact nature of
the “right' which is being conditioned” in order to “provide a determinate,
baseline point-of-reference against which the constitutionality of the
condition may be judged.”n403 How do the State Blaines fare under these
principles? Take Witters and Davey as examples.
On the strength of its Blaine Amendment alone, Washington State essentially said to Larry Witters and Joshua Davey, “You
may have access to state educational aid, on the condition that you not use the
money for ministry training (Witters) or for a theology degree (Davey).”n404
Apart from their religious plans, Witters and Davey were, of course, eligible
for the funds. Was Washington simply refusing to fund their religious choices, or
was Washington wrongly penalizing the exercise of their
constitutional right to free exercise? First, we must define the exact nature
of the rights being conditioned. It is not difficult to imagine, just as the
Supreme Court did in McDaniel, that Witters' and Davey's free exercise rights
encompassed their pursuit of religious vocations. n405 Washington
asked Witters and Davey to abandon those rights in order to participate in
state educational funding. Washington, of course, could not have commanded this
abandonment directly. Nor, importantly, was the condition imposed on access to
the funds directly germane to the nature of the funds themselves. That is, the
fact that instruction was religious was not fundamentally at odds with the
neutral provision of educational funds for the handicapped (Witters) or for
high-achieving students in certain income brackets (Davey). n406 It is
thus difficult to escape the conclusion that Washington did more than refuse to
fund the exercise of Witters' and Davey's constitutional rights; instead, Washington
penalized the exercise of those rights by exacting the loss of all state
educational assistance. n407
[*589] But is this analysis inconsistent with the Supreme Court's
decisions that allow government to fund childbirth but not abortion? Briefly,
no.n408 The abortion right and the free exercise rights at issue here are not
congruent. Government is not required to act in an evenhanded way as between
abortion and childbirth; it must refrain from imposing an undue burden on a
woman's choice to have an abortion. n409 Government, however, has a
legitimate interest in the protection of fetal life throughout pregnancy. n410
Thus, short of unduly burdening abortion rights, government is free to promote
childbirth. n411 In other words, encouraging childbirth is a legitimate
government purpose that is legally and logically separable from objective
hostility to the abortion right. n412 Government can therefore encourage
childbirth in [*590] its own speech and can structure programs like
Medicaid to fund family planning services that include childbirth but exclude
abortion.
By contrast, government must adopt a distinctly more agnostic stance toward
religion. The notion that government funds could be spent in order to
incentivize “the secular” over “the religious” simply flies in the face of a
century-and-a-half of religion clause jurisprudence. Non-establishment doctrine
has long recognized that, just as government may not prefer religion over
non-religion, it also may not prefer non-religion over religion.n413 Similarly,
the Free Exercise Clause, as originally understood and as confirmed by Smith
and Lukumi, forbids laws that adopt a hostile stance toward religion - where
laws overtly or covertly target religion qua religion - and not where neutral
laws incidentally burden religious exercise. n414 Finally, the religious
speech cases, based on equal access to public fora for religious and
non-religious viewpoints alike, are impossible to square with a government
interest in furthering the secular over the religious. n415 None of this
is contradicted by the proposition that laws must have secular objects -
certainly they must, but they also cannot have “encouragement of non-religion
and discouragement of religion” as an object. That is, when laws have a
genuinely secular purpose, they are simply agnostic toward religion; but when a
law has as its [*591] purpose the encouragement of non-religious
purposes, it is hard to understand that purpose, legally or logically, apart
from an objective hostility to religion itself.n416
Thus, the application of the Washington State Blaine to Witters and Davey
appears to constitute an impermissible penalty on their exercise of religion
under the unconstitutional conditions doctrine. This accords with Michael
Paulsen's broad statement of the doctrine as applied to religious persons and
groups seeking equal access to public fora or public benefits. Paulsen argues
that “government may not condition a religious speaker or group's equal access
to a public forum, public benefit, or any otherwise generally available
privilege on the religious speaker or group's abandonment of rights of
religious autonomy, identity, self-definition, self-governance, or
religiously-motivated conduct.”n417 Notice how Paulsen's statement of the
unconstitutional conditions doctrine interacts with the non-persecution
principle. Government may not broadly and neutrally offer benefits - whether in
the form of access to a public forum, to public funding, or to inclusion in
government programs - but essentially exclude religious recipients by attaching
religion-sensitive conditions to those benefits.
We can plausibly understand the State Blaines' targeted exclusion of religious
persons, groups, and purposes from public benefits in this alternate way, as a
generalized condition that these persons and groups abandon their religious
identity, affiliation, or purpose in order to access public benefits. The
unconstitutional conditions doctrine suggests that such a condition typically
amounts to a penalty on the exercise of religion. Government generally cannot
condition access to a legal benefit on the abandonment of religious purposes,
identity, or affiliation. Of course, government could do so if it could command
the abandonment directly - but it is hard to imagine that government could ever
plausibly do that. More importantly, when would such a condition be so directly
germane to the benefits offered that government would have no choice but to
exclude religious persons or groups from access to them? One plausible answer,
of course, is if the federal Establishment Clause affirmatively forbade
religious inclusion in those benefits. But, as we have seen, non-establishment
law today will rarely compel exclusion of religious persons or groups from
neutrally-available government benefit programs.n418 Thus, the unconstitutional
conditions doctrine suggests that when states, through their State Blaines, try
to reach beyond the Establishment Clause in this way - excluding religious
persons and groups from [*592] neutrally available benefits because
they are religious - states unconstitutionally punish religious exercise.n419
Generally, this section addresses a rejoinder to my argument grounded in
government's ability to control how and why it spends money. It suggests that
the general proposition that government must selectively allocate its resources
sheds no light on the debate. It also suggests that, when government itself is
speaking or spreading its own message through private entities, State Blaines may
plausibly operate to require state government to speak in a non-religious
voice. But it is doubtful that State Blaines could legitimately require state governments to
restrict the participation of religious persons or groups in government message
programs simply because they are religious. Such a categorical restriction has
little to do with government's ability to shape its own message. Finally, the
range of legitimate government purposes suggests that, while government may
legitimately (albeit, non-coercively) structure subsidies to encourage childbirth
over abortion, government may not legitimately encourage non-religion over
religion. Relatedly, the unconstitutional conditions doctrine suggests that
government may not legitimately condition access to public benefits on
recipients' abandonment of religious identity or affiliation. The State Blaines'
overall exclusion of religious persons, groups, and purposes from participation
in public benefits runs aground on these principles. More generally, however,
the “funding” rejoinder to my non-persecution argument, much like the [*593]
“federalism” rejoinder, begs the foundational question posed by
non-persecution: In the allocation of otherwise available public benefits, may
government constitutionally discriminate against religious persons,
organizations, or purposes because they are religious? The answer provided by
constitutional text, structure, history, and jurisprudence is a consistent and
resounding no.
VI. Conclusion
This extended analysis of the State Blaine Amendments has focused on the historical context in
which the State Blaines developed and also on the legal context in which they
currently operate. The State Blaines arose during a period of divisive national upheaval
over the issue of funding Catholic schools. They are a legal residue of that
crisis, representing a set of judgments about the relationship between religion
and the public square, and they persist to the present day in almost forty
state constitutions. The State Blaines use a variety of linguistic formulas, but they are
united by an overarching purpose - to exclude religious persons and groups from
the equal enjoyment of public benefits. Given the sentiments motivating their
birth, we should not be surprised that the general operation of the State
Blaines, from today's vantage point, is out of harmony with the foundational
currents of the Supreme Court's religion clause jurisprudence. One of those
currents in particular calls the State Blaines into serious question - the Court's consistent
condemnation of laws that target religious belief, worship, status, and
affiliation for disfavored treatment.
In this Article, I have focused on the likely operation of State Blaines
implicated when public benefits are made generally available to religious and
non-religious persons and groups on a neutral basis. As broad and varied as the
State Blaines are, they will likely operate legitimately in some
limited areas.n420 But in this increasingly common context - seen in the rise
of “voucher” programs and “charitable choice” movements - the operation of the
State Blaines raises serious constitutional questions under the
First Amendment. When the State Blaines exclude persons and groups from participation in
broad-based social programs, they single out religion for disfavored treatment.
That disfavor cannot be justified by states' own federalism interests, nor by
their prerogative to selectively fund certain activities over others. The
Supreme Court has never approved a law that singles out religious persons or
groups for special burdens because of their religious character. When the Court
finally takes the constitutional measure of the State Blaines - and
it will have that chance this term - the State Blaines are likely to fall.
FOOTNOTES:
n1. See Witters v. Comm'n for the Blind, 689 P.2d 53, 54-56 (Wash. 1984)
[hereinafter Witters I]. The religion clauses of the First Amendment - “Congress
shall make no law respecting an establishment of religion, or prohibiting the
free exercise thereof” - textually restrain the federal Congress only, but have
been applied against the states through the Fourteenth Amendment. U.S. Const. amend.
I; see Everson v. Bd. of Educ., 330 U.S. 1 (1947) (applying the Establishment
Clause to the states); Cantwell v. Connecticut, 310 U.S. 296 (1940)
(incorporating the Free Exercise Clause); see also generally Akhil Reed Amar, The
Bill of Rights: Creation and Reconstruction 163-214 (1998). In Witters I, the
Washington Supreme Court applied the Supreme Court's Lemon test - at that time
the doctrinal framework for evaluating Establishment Clause cases - and found
that Witters' use of the state aid for ministry training would have the “primary
effect of advancing religion” and was therefore unconstitutional. See Witters
I, 689 P.2d at 56 (applying Lemon v. Kurtzman, 403 U.S. 602 (1971)).
n2. See Witters v. Wash. Dep't of Servs. for the Blind, 474 U.S. 481 (1986)
[hereinafter Witters II].
n3. See Witters v. State Comm'n for the Blind, 771 P.2d 1119 (Wash. 1989)
[hereinafter Witters III]. The court relied on the Washington Constitution
which in pertinent part states: “No public money or property shall be
appropriated for or applied to any religious worship, exercise or instruction,
or the support of any religious establishment.” Wash. Const. art. I, 11 (1889);
see infra note 116.
n4. See McMonagle v. N.E. Women's Ctr., Inc., 493 U.S. 901, 903-04 (1989)
(White, J., dissenting from denials of petitions for certiorari in several
cases). In dissent, Justice White argued that the Washington Supreme Court's
interpretation of its state constitution “presents important federal questions
regarding the free exercise rights of citizens who participate in state aid
programs that permit recipients a private choice in using funds received and
regarding the extent to which state involvement with religion that does not
violate the Establishment Clause is required by the Free Exercise Clause.” Id.
at 904.
n5. I discuss this controversy in detail infra, Part II.A.
n6. See generally Frank R. Kemerer, State Constitutions and School Vouchers, 120
Educ. L. Rep. 1 (1997) (canvassing the various State Blaine Amendments); Linda
S. Wendtland, Note, Beyond the Establishment Clause: Enforcing Separation of
Church and State Through State Constitutional Provisions, 71 Va. L. Rev. 625
(1985) (discussing state courts' interpretations of State Blaine Amendments).
n7. A representative State Blaine - this one from the 1885 Florida Declaration
of Rights - reads thus: “No revenue of the state or any political subdivision
or agency thereof shall ever be taken from the public treasury directly or
indirectly in aid of any church, sect, or religious denomination or in aid of
any sectarian institution.” Fla. Declaration of Rights 6 (1885); Fla. Const.
art. I, 3.
n8. But see, e.g., Walter Gellhorn & R. Kent Greenawalt, The Sectarian College
and the Public Purse (1970) (analyzing Fordham University's compliance with the
New York Blaine Amendment).
n9. See Jay S. Bybee & David W. Newton, Of Orphans and Vouchers: Nevada's “Little
Blaine Amendment” and the Future of Religious Participation in Public Programs,
2 Nev. L.J. 551, 574 (2002) (noting that “the U.S. Supreme Court has never had
before it a challenge to the constitutionality of a Little Blaine Amendment”);
see also Rebecca G. Rees, “If We Recant, Would We Qualify?”: Exclusion of
Religious Providers from State Social Service Voucher Programs, 56 Wash. &
Lee L. Rev. 1291, 1296 (1999) (observing that “the United States Supreme Court
... has never addressed the possibility of a conflict between First Amendment
principles and a State Blaine provision that excludes a religious group or
individual from a general government program or benefit”). This may change
soon, however. On May 19, 2003, the Supreme Court granted certiorari in Davey
v. Locke, a Ninth Circuit decision that rejected Washington's Blaine Amendment
as justification for a state scholarship program that excludes students seeking
theology degrees. See Davey v. Locke, 299 F.3d 748 (9th Cir. 2002), cert.
granted, 123 S. Ct. 2075 (2003). The Court will hear arguments in Davey on
December 2, 2003. I discuss Davey infra, Part V.A.
n10. See, e.g., Ira C. Lupu & Robert Tuttle, The Distinctive Place of
Religious Entities in Our Constitutional Order, 47 Vill. L. Rev. 37, 56 (2002)
(“American Separationism reached its high water mark in the early 1970s, when
the United States Supreme Court laid down rules that essentially precluded any
direct government assistance to the educational program of religiously
affiliated elementary and secondary schools.”).
n11. See Bybee & Newton, supra note 9, at 574 (observing that “the time may
have arrived when state and federal courts will have to reexamine the
application and constitutionality of the Little Blaine Amendments”).
n12. See, e.g., Lupu & Tuttle, supra note 10, at 57 (“Over the past fifteen
years, the prophylactic character of strict Separationism has been under siege.”);
Thomas C. Berg, Anti-Catholicism and Modern Church-State Relations, 33 Loy. U.
Chi. L.J. 121, 122-23 (2001) (explaining that, while “church-state separation
reached its height in the 1960s and 1970s decisions forbidding public school
prayers and aid to private religious schools ... in the 1980s and 1990s, this
strain of separationism lost ground, particularly with respect to school aid”).
n13. The Supreme Court's recent validation of a school voucher program allowing
substantial participation of religious schools should accelerate this process.
See Zelman v. Simmons-Harris, 536 U.S. 639 (2002). Charles Fried has noted
that, whether or not the five-Justice majority in Zelman endures, “opponents of
school choice are increasingly turning to state constitutions that contain a
so-called “Blaine Amendment' - a provision that insists on a more stringent and
clear-cut separation between church and state than the Supreme Court requires
under its First Amendment jurisprudence - to support their legal strategy.”
Charles Fried, Five to Four: Reflections on the School Voucher Case, 116 Harv.
L. Rev. 163, 174-75 & n.55 (2002). Consequently, the issue of the State Blaines'
constitutionality has generated its share of recent attention from the media.
See, e.g., Tony Mauro, Voucher War Heads to States that Ban Funding of
Religious Schools, Legal Times, Aug. 5, 2002, at 1; Rob Boston, The Blaine
Game, Church & St., Sept. 2002, at 4; Mark Walsh, Latest Front for Fight on
Choice: Washington State, Educ. Wk., Oct. 2, 2002, at 17; George F. Will,
School Choice: The Ugly Opposition, Wash. Post, Nov. 12, 2002, at A25; see also
Adam Liptak, Courts Weighing Rights of States To Curb Aid for Religion Majors,
N.Y. Times, Aug. 10, 2003, at A1 (discussing the Davey case). The Becket Fund -
an ardent opponent of the State Blaines - catalogues much of this media
attention on its website. See www.becketfund.org.
n14. See, e.g., Engel v. Vitale, 370 U.S. 421 (1962) (banning school prayer);
Sch. Dist. v. Schempp, 374 U.S. 203 (1963) (prohibiting the Lord's Prayer and
Bible reading in a public school); Stone v. Graham, 449 U.S. 39 (1980) (barring
posting the Ten Commandments in a public school); Wallace v. Jaffree, 472 U.S.
38 (1985) (striking certain moment of silence laws); Lee v. Weisman, 505 U.S.
577 (1992) (denouncing prayers at high school graduation as unconstitutional);
Santa Fe Indep. Sch. Dist. v. Doe, 530 U.S. 290 (2000) (ending prayer at high
school football game).
n15. See John C. Jeffries, Jr. & James E. Ryan, A Political History of the
Establishment Clause, 100 Mich. L. Rev. 279, 337-39 (2001).
n16. See generally Berg, supra note 12, at 122-23, 163-72. At the same time,
Berg explains that “although negative attitudes toward Catholicism certainly
remain significant, they are less widely held, are less focused on Catholic
schools as such, and are only part of a broader distrust of politically active
social conservatives, including evangelical Protestants.” Id. at 123. See also
Lupu & Tuttle, supra note 10, at 67. Lupu and Tuttle comment that a
traditional “no-aid” position on government assistance to religious schools “in
practice, meant but one thing - no state assistance to Catholic elementary and
secondary schools. Most happily, such sentiment is, for a variety of reasons,
no longer intellectually respectable in the United States.” Id.
n17. Schempp, 374 U.S. at 306 (1963) (Goldberg, J., concurring); see, e.g.,
Michael W. McConnell, Religious Freedom at a Crossroads, 59 U. Chi. L. Rev.
115, 120 (1992) (criticizing the Warren and Burger Courts' “tendency to press
relentlessly in the direction of a more secular society” and “to view religion
as an unreasoned, aggressive, exclusionary, and divisive force that must be
confined to the private sphere”); Berg, supra note 12, at 151-52 (arguing that “by
invalidating officially sponsored prayers in state schools in 1962 and Bible
readings the next year, the Warren Court questioned the generalized civil
religion that the 1950s had affirmed” and that “the Burger Court, in a series
of decisions in the 1970s ... severely limited government aid to religious
elementary and secondary schools and their students” (citations omitted)); see
also Richard John Neuhaus, The Naked Public Square: Religion and Democracy in
America 79-82 (1984) (discussing the secularizing drift of the Supreme Court's
jurisprudence).
n18. I do not, of course, mean to suggest that the State Blaines' language
could ever have been correctly interpreted to apply only to Catholic schools or
organizations. I know of no commentator or court having advocated that
interpretation, nor - given the general references in the State Blaines to “religions,”
“denominations,” and “sects” - does such an interpretation seem plausible. In
any event, interpreting them that way would open the State Blaines to a charge
of plain denominational discrimination under the Free Exercise Clause. See,
e.g., Larson v. Valente, 456 U.S. 228 (1982). That said, I do think the history
that I recount in this Article strongly suggests that there was a hope or
expectation behind the enactment of State Blaines that their operation would
disproportionately impact Catholic organizations. See, e.g., Mitchell v. Helms,
530 U.S. 793, 828 (2000) (plurality opinion) (linking the term “sectarian” with
the anti-Catholic hostility surrounding the attempted passage of the federal
Blaine Amendment, and noting that “it was an open secret that “sectarian' was
code for “Catholic'“ (citing Steven K. Green, The Blaine Amendment
Reconsidered, 36 Am. J. Legal Hist. 38 (1992))); Gerard V. Bradley, An
Unconstitutional Stereotype: Catholic Schools as “Pervasively Sectarian,” 7
Tex. Rev. L. & Pol. 1, 5 (2002) (observing that “Justice Thomas noted in
Mitchell that the term was “coined' when it “could be applied almost
exclusively to Catholic parochial schools'“ (citations omitted)); see also
Richard A. Baer, Jr., The Supreme Court's Discriminatory Use of the Term “Sectarian,”
6 J.L. & Pol. 449, 456-60 (1990) (discussing the provenance of term “sectarian”).
In any case, as I explain throughout this Article, the question of subjective
legislative motive for the State Blaines is legally distinct from the question
of whether their objective operation is unconstitutional. My argument for the
State Blaines' unconstitutionality does not depend on the anti-Catholic animus
that brooded over their births.
n19. My observation here accords with a broader point made by Ira Lupu and
Robert Tuttle (commenting on Justice Breyer's dissent in Zelman) in a recent
piece. See Ira C. Lupu & Robert W. Tuttle, Zelman's Future: Vouchers,
Sectarian Providers, and the Next Round of Constitutional Battles, 78 Notre
Dame L. Rev. 917 (2003). Dismissing Justice Breyer's anachronistic concerns
about “social strife,” Lupu and Tuttle observe that “the religious wars in the United
States in the early twenty-first century are not Protestant vs. Catholic, or Christian
vs. Jew, or even the more plausible Islam vs. all others. They are instead the
wars of the deeply religious against the forces of a relentlessly secular
commercial culture.” Id. at 954-55. For Justice Breyer's dissent, see Zelman v.
Simmons-Harris, 536 U.S. 639, 717-29 (Breyer, J., dissenting).
n20. Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S. 520,
557 (1993) (Scalia, J., concurring) (citing McDaniel v. Paty, 435 U.S. 618
(1978)). For a recent article reaching a similar conclusion about the operation
of most State Blaines, see Mark Edward DeForrest, An Overview and Evaluation of
State Blaine Amendments: Scope, and First Amendment Concerns, 26 Harv. J.L.
& Pub. Pol'y 551, 556 (2003) (arguing that “many, if not most, State Blaine
Amendments violate the First Amendment's provisions regarding religious liberty
and free speech because they unlawfully discriminate against religious
believers”).
n21. Michael W. McConnell, The Origins and Historical Understanding of Free
Exercise of Religion, 103 Harv. L. Rev. 1409, 1474 (1990).
n22. There are other plausible approaches to attacking the State Blaines. See,
e.g., DeForrest, supra note 20, at 617-25 (arguing that State Blaines violate
freedom of speech); Toby J. Heytens, School Choice and State Constitutions, 86
Va. L. Rev. 117, 140-52 (2000) (arguing that Blaines violate equal protection);
Lupu & Tuttle, supra note 19, at 962 n.204, 967-71 (suggesting certain
State Blaines could be vulnerable under free speech principles, because of
motivating anti-Catholic animus, or through congressional legislation under
Section 5 of the Fourteenth Amendment); Rees, supra note 9, at 1313-28 (stating
Blaine amendments impermissibly restrict free speech). But my approach finds
that the Free Exercise Clause is the most apt locus, both historically and
doctrinally, of principles condemning the State Blaines.
n23. See, e.g., McConnell, supra note 21, at 1474; see also Amar, supra note 1,
at 42 (arguing that “if the phrase “Congress shall make no law' really meant
that Congress simply lacked enumerated power to intrude into religious freedom
in the several states, the kind of intrusion prohibited must have been a
congressional law that sought to abridge religious exercise as such - a
congressional law targeted at the free exercise of religion”); Kurt T. Lash,
The Second Adoption of the Free Exercise Clause: Religious Exemptions Under the
Fourteenth Amendment, 88 Nw. U. L. Rev. 1106, 1108, 1114 (1994) (explaining
that the original Free Exercise Clause “at most ... prevented the federal
government from passing laws targeting religion qua religion” and that “even if
the original Free Exercise Clause could be read as an expression of individual
rights, it would prohibit only those laws that directly targeted religion”).
n24. See, e.g., DeForrest, supra note 20, at 609-10 (arguing that, with
reference to State Blaines, “the fundamental principle of equality of
citizenship found at the heart of liberal democracy” implies “a right not to be
treated as a “second-class' citizen, not only in regard to politics, but in “society's
common project'“ (quoting Paul Weithman, Religious Reasons and the Duties of
Membership, 36 Wake Forest L. Rev. 511, 512 (2001))).
n25. I will explore below some of the cognitive problems presented by “applying”
the Establishment Clause “against” the states, and how those might impact an
analysis of the State Blaines. See infra Part IV. Michael McConnell argues that
application of either religion clause to the states is “somewhat anachronistic”
given that the First Amendment explicitly applies only to Congress, but he
allows that, “because the free exercise clause at the federal level was itself
modeled on free exercise provisions in the various state constitutions, ... no
structural distortions arise from assuming that, for modern purposes (after “incorporation'),
the free exercise clause means the same thing for states that it has always
meant for the federal government.” McConnell, supra note 21, at 1485. Not so
with the Establishment Clause. Its incorporation against the states, argues
McConnell, “presents far more serious interpretive difficulties, since there
existed no national consensus on the question of governmental aid to religion,
other than to leave the question to the states.” Id. at 1485 n.384. Akhil Amar
has demonstrated what many commentators have long maintained: the Establishment
Clause was originally understood only as a structural limitation on the power
of the federal Congress to prevent it from meddling with, or disestablishing,
state establishments. Amar, supra note 1, at 32-42; accord William K. Lietzau,
Rediscovering the Establishment Clause: Federalism and the Rollback of
Incorporation, 39 DePaul L. Rev. 1191 (1990). Mechanistic incorporation of the
Establishment Clause against the states, consequently, is incoherent. See Amar,
supra note 1, at 33-34, 41, 251-54 (criticizing mechanistic incorporation, but
advocating “refined” incorporation of the Establishment Clause); see also Kurt
T. Lash, The Second Adoption of the Establishment Clause: The Rise of the
Nonestablishment Principle, 27 Ariz. St. L.J. 1085, 1135-36, 1151-53 (1995)
(describing difficulties with incorporating the original Establishment Clause,
but proposing a “reconstructed” clause more amenable to incorporation).
Of the current Justices, only Justice Thomas has expressed a willingness to
revisit the establishment-incorporation issue. See Zelman v. Simmons-Harris,
536 U.S. 639, 677-81 (2002) (Thomas, J., concurring). Thomas has suggested that
the Establishment Clause, even if incorporated, should bind the states “on
different terms than ... the Federal Government.” Id. at 678. Picking up on
arguments made by the second Justice Harlan and more recently by Amar, Thomas
suggests that states should be freer to pass laws “that include or touch on
religious matters” provided they “do not impede free exercise rights or any
other individual religious liberty interest.” Id. (citing, inter alia, Walz v.
Tax Comm'n, 397 U.S. 664, 699 (1970) (Harlan, J., concurring); see Akhil Reed
Amar, The Bill of Rights as a Constitution, 100 Yale L.J. 1131, 1159 (1991);
see also Lupu & Tuttle, supra note 19, at 948 (observing that Justice
Thomas has “urged that the Court limit its intervention into religious liberty
issues arising under state law to those properly cognizable under the Free
Exercise Clause”). These arguments will be relevant to my discussion of
incorporation's impact on the State Blaines. See infra Part IV.
n26. In 1845, the Supreme Court first held explicitly that “the Constitution
makes no provision for protecting the citizens of the respective states in
their religious liberties; this is left to the state constitutions and laws:
Nor is there any inhibition imposed by the Constitution of the United States in
this respect on the states.” Permoli v. First Municipality, 44 U.S. (3 How.) 589,
609 (1845). For a general discussion of Permoli, see, for example, Jay S.
Bybee, Taking Liberties With the First Amendment: Congress, Section 5, and the
Religious Freedom Restoration Act, 48 Vand. L. Rev. 1539, 1571-73 (1995)
[hereinafter Bybee, Liberties]; Jay S. Bybee, Substantive Due Process and Free
Exercise of Religion: Meyer, Pierce and the Origins of Wisconsin v. Yoder, 25
Cap. U. L. Rev. 887, 912-13 (1996) [hereinafter Bybee, Origins]. As Bybee
observes, “the Court had reaffirmed this position, both prior and subsequent to
ratification of the Fourteenth Amendment.” Id. at 913 (citations omitted).
n27. See, e.g., Jay S. Bybee, Common Ground: Robert Jackson, Antonin Scalia,
and a Power Theory of the First Amendment, 75 Tul. L. Rev. 251, 327 (2000).
Although the First Amendment applies, by its terms, to Congress alone, the
Court's jot-for-jot incorporation has brought the First Amendment to the states
on precisely the same terms. The First Amendment, applied to the states through
the Due Process Clause of the Fourteenth Amendment, has become a subject matter
disability to the states as well. Incorporation has blurred both the federalism
and separation of powers aspects of the original First Amendment.
Id.
n28. See Davey v. Locke, 299 F.3d 748, 761 (9th Cir. 2002) (McKeown, J.,
dissenting), cert. granted, 123 S. Ct. 2075 (2003) (discussed infra Part V.A.).
n29. See, e.g., Berg, supra note 12, at 130 (“The Protestant majority was
always particularly intense and united in opposing state aid to religious
schools, which were historically primarily Catholic.”).
n30. Another recent retelling of the State Blaines' genesis can be found in
DeForrest, supra note 20, at 556-76; see also Joseph P. Viteritti, Reading
Zelman: The Triumph of Pluralism, and Its Effects on Liberty, Equality, and
Choice, 76 S. Cal. L. Rev. 1105, 1121-22 (2003) (discussing Protestant-Catholic
conflicts presaging passage of the State Blaines).
n31. See, e.g., Joseph P. Viteritti, Blaine's Wake: School Choice, the First
Amendment, and State Constitutional Law, 21 Harv. J.L. & Pub. Pol'y 657,
663 (1998) (citing Bernard Bailyn, Education in the Forming of American Society
(1960); Richard J. Gabel, Public Funds for Church and Private Schools (1937)).
Viteritti notes Tocqueville's statement that, in America, “almost all education
is entrusted to the clergy.” Id. at 663 (quoting Alexis de Tocqueville, 1
Democracy in America 320 n.4 (Phillips Bradley ed., Random House 1945) (1839)).
Philip Hamburger clarifies that Tocqueville's observation was likely suggested
by his American editor, John C. Spencer, and referred to Protestant clergy. See
Philip Hamburger, Separation of Church and State 220 n.75 (2002).
n32. See Jeffries & Ryan, supra note 15, at 297 n.83 (citing 1 Anson Phelps
Stokes, Church and State in the United States 242 (1950); David B. Tyack,
Onward Christian Soldiers: Religion in the American Common School, in History
and Education: The Educational Uses of the Past 212, 217 (Paul Nash ed.,
1970)).
n33. See Jeffries & Ryan, supra note 15, at 299 (citing Robert Michaelsen,
Piety in the Public School 78-79 (1970)). Jeffries and Ryan explain that the
architects of the common school, Mann chief among them, kept religion in the
schools and controversy out by “promoting least-common-denominator
Protestantism and rejecting particularistic influences.” Id. at 298; see also
Berg, supra note 12, at 144 (explaining that “the state-operated, or “common,'
schools had been created to overcome the division between Protestant
denominations during the first nineteenth-century wave of Catholic immigration
- to educate those various Protestant children (and ultimately, it was hoped,
their Catholic counterparts) in “common'“ (citing Joseph P. Viteritti, Choosing
Equality: School Choice, The Constitution, and Civil Society 147-56 (1999))).
n34. See Jeffries & Ryan, supra note 15, at 298 (“Mann insisted on Bible
reading, without commentary, as the foundation of moral education.”); id. at
298 n.86 (noting that “the first textbook used in the United States, the
Hornbook” contained only the alphabet and the Lord's Prayer); see also Bybee,
Origins, supra note 26, at 894 (“The public schools had long been the domain of
Protestant Americans. Bible readings and prayers in school reflected Protestant
beliefs. Both Protestants and Catholics regarded each other with the suspicion
that their respective school systems were tools for propaganda and
evangelization.”); Steven K. Green, The Blaine Amendment Reconsidered, 36 Am.
J. Legal Hist. 38, 41 (1992) (noting the “obvious evangelical Protestant
overtones to public education”); Hamburger, supra note 31, at 220 (describing
the Protestant character of instruction in New York City public schools of this
period); Viteritti, supra note 31, at 666-67 (noting that “Mann's schools
required daily reading from the King James version of the Bible ... the recital
of prayers and the singing of hymns”).
n35. See Jeffries & Ryan, supra note 15, at 298 (quoting David B. Tyack,
Onward Christian Soldier: Religion in the American Common School, in History
and Education: The Educational Uses of the Past 212, 217 (Paul Nash ed.,
1970)). Mann, a theologically liberal Unitarian, clashed with more conservative
Massachusetts denominations, such as orthodox Congregationalists, Baptists, and
Methodists. He dismissed criticism of the common-schools' watered-down
Protestant theology, and demands for more substantive religious content, as “sectarian.”
Id. Viteritti highlights the essentially intolerant character of this kind of
universalism: “The common-school curriculum promoted a religious orthodoxy of
its own that was centered on the teachings of mainstream Protestantism and was
intolerant of those who were non-believers.” Viteritti, supra note 31, at 666.
n36. Jeffries & Ryan, supra note 15, at 299 (observing that “from its
inception ... American public education was religious but nonsectarian”).
n37. Id.; see also Viteritti, supra note 31, at 666 (observing that, while “the
American common school was founded on the pretense that religion has no
legitimate place in public education ... in reality it was a particular kind of
religion that its proponents sought to isolate from public support”).
n38. See Heytens, supra note 22, at 135 & nn.101-10 (providing statistical
overview of U.S. Catholic population from 1789 through 1921, relying primarily
on U.S. Dep't of Commerce, Historical Statistics of the United States (1975),
and James Hennesey, American Catholics: A History of the Roman Catholic Church
Community in the United States (1981)); see also Bybee & Newton, supra note
9, at 555 (explaining the same statistics); Jeffries & Ryan, supra note 15,
at 299-300 & nn.98-103 (using similar statistical sources).
n39. See, e.g., Hamburger, supra note 31, at 202; Viteritti, supra note 31, at
669.
n40. Hamburger, supra note 31, at 202; see also Berg, supra note 12, at 130
(discussing the “long history” of American anti-Catholicism).
n41. See, e.g., Bybee & Newton, supra note 9, at 555; Green, supra note 34,
at 42-43; Viteritti, supra note 31, at 669. Bybee and Newton observe that “by
1876, it was generally assumed that the Catholic vote had “determined the
results of elections since 1870.'“ Bybee & Newton, supra note 9, at 555
(quoting Marie Carolyn Klinkhamer, The Blaine Amendment of 1875: Private
Motives for Political Action, 42 Cath. Hist. Rev. 15, 32 (1957)).
n42. See, e.g., Viteritti, supra note 31, at 667 (noting that although Massachusetts
was the only state to mandate Bible reading in public schools by law, “between
seventy-five and eighty percent of the schools in the country voluntarily
followed the practice”). Viteritti discusses the 1854 decision in Donahue v.
Richards, in which the highest court in Maine ruled that requiring students to
read the King James Bible in public schools was “not an infringement of
religious freedom,” thereby upholding the expulsion of a Catholic teenager for
refusing to read the Bible in class. Id. at 667-68 (discussing Donohue v.
Richards, 38 Me. 376 (1854)).
n43. See, e.g., Jeffries & Ryan, supra note 15, at 300 (observing that “the
very fact of a direct and unmediated approach to God contradicted Catholic
doctrine,” that the Douay Bible - aside from being the Church's approved
translation - “also [provided] authoritative annotation and comment,” and that,
according to Church teaching, “reading the unadorned text invited the error of
private interpretation”).
n44. See, e.g., Hamburger, supra note 31, at 220 (observing that the New York
City “Public School Society,” which received public funds, operated ostensibly
nondenominational schools that “required children to read the King James Bible
and to use textbooks in which Catholics were condemned as deceitful, bigoted,
and intolerant”); id. at 223 (noting that the Public School Society later
attempted to bolster the claim that its schools were nonsectarian “by offering
to black out the most bigoted anti-Catholic references in its textbooks”); id.
at 223 n.83 (discussing the report of a special school committee that, while
generally defending the nonsectarian character of New York City public schools,
nonetheless reported as “not wholly unfounded” charges that “the books used in
the public schools contain passages that are calculated to prejudice the minds
of children against the Catholic faith”).
n45. See, e.g., Joseph P. Viteritti, Choosing Equality: Religious Freedom and
Educational Opportunity Under Constitutional Federalism, 15 Yale L. & Pol'y
Rev. 113, 145 (1996) (“Church leaders in Philadelphia, Boston, Baltimore, and
New York City resisted the blatant Protestantism that had dominated the public
school curriculum in the form of prayers, hymns, and bible reading (the King
James version, of course) and eventually began to set up their own schools.”);
see also Bradley, supra note 18, at 9 (stating that “a separate Catholic school
system was started in this country to protect Catholic children from the
scandal of aggressive Protestantism in the public schools” (citations
omitted)).
n46. See Viteritti, supra note 31, at 669.
n47. See Hamburger, supra note 31, at 222 (reproducing the New York City Board
of Assistants' report rejecting the Catholics' petition for school funding);
see generally id. at 219-29 (discussing the New York City school funding
controversy). Partly fueling Protestant fears was the belief that Catholic
doctrines were incompatible with American ideals of freedom and individual
conscience: This belief was understandable in light of Papal statements of the
period criticizing the separation of church and state and religious liberty.
See, e.g., Stephen Macedo, Diversity and Distrust: Civic Education in a
Multicultural Democracy 61 (2000) (observing that America's “core principles of
individual freedom and democratic equality” were seen to be threatened by the
Catholic Church's “authoritarian institutional structure, its long-standing
association with feudal or monarchical governments, its insistence on close
ties between church and state, its endorsement of censorship, and its rejection
of individual rights to freedom of conscience and worship”); see also Jeffries
& Ryan, supra note 15, at 302-03 (stating that “Rome hampered attempts by
American Catholics to abandon the Church's legacy by issuing reactionary
pronouncements ideally suited to confirm the rankest prejudice,” and discussing
attacks by Pope Gregory XVI and Pius IX on secular education and freedom of
conscience); Bybee & Newton, supra note 9, at 555 (noting that “the Vatican
Decree of Papal Infallibility of 1870 added to the anti-Catholic sentiment
during this time” (citing Anson Phelps Stokes & Leo Pfeffer, Church and
State in the United States 329 (1964))); see also generally Hamburger, supra
note 31, at 229-34 (discussing American Protestant reactions to Papal
condemnation of separationism, especially Gregory XVI's 1832 encyclical Mirari
Vos). Indeed, as Thomas Berg explains, as late as the 1950s, Protestants
continued to be plausibly threatened by the Vatican's official position that “religious
freedom was not a moral ideal in itself, but at most a prudential accommodation
to the fact of diversity in religious beliefs,” and that the ideal was “a
Catholic confessional state with support for the Church and at least some
restrictions on the educational and evangelistic activities of other faiths.”
Berg, supra note 12, at 133. With the Second Vatican Council of the 1960s,
however, the Vatican clearly recognized religious freedom as a human right in
its Declaration on Religious Freedom, which was strongly influenced by the work
of John Courtney Murray. Id. at 135-36 (citing John Courtney Murray,
Governmental Repression of Heresy (1948), and John Courtney Murray, The Problem
of Religious Freedom (1965)); see also John T. Noonan, Jr., The Lustre of Our
Country: The American Experience of Religious Freedom 333 (1998) (discussing Murray's
conflicts with the Vatican over the question of religious freedom).
n48. See Viteritti, supra note 31, at 669; see also Hamburger, supra note 31,
at 216-17 (“Aroused by religious prejudice, fears about political and mental
liberty, and fantasies about sexual violation, American mobs violently attacked
Catholics.”). Hamburger points to the Protestant practice in the 1830s of “burning
down Catholic churches, their most notorious achievement being the destruction
in 1834 of the Ursuline convent in Charlestown, Massachusetts.” Id. at 216.
Thomas Berg notes that “anti-Catholicism has had a long history in America,
from outbreaks of mob violence in the mid-1800s against Catholic immigrants in Philadelphia
and New York to the nativist, anti-immigrant campaign in the 1920s to make
private schools illegal.” Berg, supra note 12, at 130 (citing Lloyd Jorgensen,
The State and the Nonpublic School, 1825-1925, at 69-110 (1987), and Viteritti,
supra note 45, at 151).
n49. See Green, supra note 34, at 43; see also Viteritti, supra note 31, at 669
(describing the drafting, in the 1854 Massachusetts legislature controlled by
the anti-Catholic “Know-Nothing” Party, of “the first state laws to prohibit
aid to sectarian schools”).
n50. See Green, supra note 34, at 43; Berg, supra note 12, at 130.
n51. See Jeffries & Ryan, supra note 15, at 301 (citation omitted); see
also Viteritti, supra note 45, at 146 n.176 (dating New York law from 1844);
1844 N.Y. Laws ch. 320, 12.
n52. See Hamburger, supra note 31, at 322 (reproducing the text of Grant's
speech) (emphasis added); see also Green, supra note 34, at 47-48 (discussing
Grant's speech); Viteritti, supra note 31, at 670 (discussing the same speech).
n53. See Green, supra note 34, at 48-49.
n54. Green, supra note 34, at 48; see also Hamburger, supra note 31, at 322
(observing that in the speech, Grant “made separation part of the Republicans'
agenda”); Viteritti, supra note 31, at 670 (Grant's speech, followed by his
proposal for a constitutional amendment, “would align the Republican party with
the anti-Catholic wing of the public-school lobby”).
n55. Green, supra note 34, at 52; Viteritti, supra note 31, at 670.
n56. Bybee & Newton, supra note 9, at 551 (quoting Grant's proposal to
Congress); see also 4 Cong. Rec. 175 (1876). A less remarked part of the
proposal advocated the taxation of church property - Grant provided an
exaggerated estimate of expected revenues - hinting darkly that “the
contemplation of so vast a property as here alluded to, without taxation, may
lead to sequestration without constitutional authority and through blood.”
Hamburger, supra note 31, at 323-24; see also Green, supra note 34, at 53 n.95
(noting that only the Catholic World criticized the taxation proposal).
n57. Green, supra note 34, at 52-53.
n58. Hamburger, supra note 31, at 323 n.93.
n59. See id. at 324.
n60. See Green, supra note 34, at 49.
n61. Id. at 53-54 (“Few people were fooled by Blaine's motives. Blaine was
running for President, and the school amendment was recognized as a means of
garnering support.” (citation omitted)); see also Viteritti, supra note 31, at
671 (noting that “Blaine's transparent political gesture against the Catholic
Church provoked considerable press commentary,” including denunciations from
the Catholic World). Even the Nation, sympathetic to Blaine's cause, conceded
that the “anti-Catholic excitement was, as everyone knows now, a mere flurry”
and that “all that Mr. Blaine means to do or can do with his amendment is, not
to pass it but to use it in the campaign to catch anti-Catholic votes.”
Viteritti, supra note 31, at 672 (citation omitted); see also Green, supra note
34, at 54.
n62. Green, supra note 34, at 49-50, 54 & n.103.
n63. See id. at 54 & n.107, 67-68; Bybee & Newton, supra note 9, at 557
n.31.
n64. See Hamburger, supra note 31, at 297.
n65. Id. at 297-98; see 4 Cong. Rec. 205 (1875); see also Bybee & Newton,
supra note 9, at 551-52, 557 & n.31 (summarizing and quoting the text of
the amendment); Green, supra note 34, at 53 n.96 (quoting the text of the
amendment).
n66. See 4 Cong. Rec. 5189-92 (1876); Bybee & Newton, supra note 9, at 557
& n.32; Green, supra note 34, at 58-59.
n67. See Bybee & Newton, supra note 9, at 557-58. There appeared to be
confusion over whether the language prohibited only certain sources of public
funds from being applied to sectarian education, and also whether public funds
might still be used for other sectarian activities besides education. Id.
n68. See 4 Cong. Rec. 5453 (1876); Bybee & Newton, supra note 9, at 558
& n.37 (discussing the text of the Senate proposal); see also Jeffries
& Ryan, supra note 15, at 302 (stating that “the [Senate's] final version
laboriously attempted to close every possible loophole through which public
money might flow to religious schools”).
n69. See Bybee & Newton, supra note 9, at 558 n.37.
n70. 4 Cong. Rec. 5595 (1876); see Bybee & Newton, supra note 9, at 558;
see also Green, supra note 34, at 67; Viteritti, supra note 31, at 672 &
n.72 (citing Alfred W. Meyer, The Blaine Amendment and the Bill of Rights, 64
Harv. L. Rev. 939, 942, 944 (1951)).
n71. See generally Hamburger, supra note 31, at 287-334.
n72. See id. at 288-90.
n73. Id.
n74. Id. at 290-93.
n75. See id. at 294-95 n.21.
n76. Id.
n77. Id. at 298.
n78. See Everson v. Bd. of Educ., 330 U.S. 1, 16 (1947) (claiming that “no tax
in any amount, large or small, can be levied to support any religious
activities or institutions, whatever they may be called, or whatever form they
may adopt to teach or practice religion”).
n79. Hamburger, supra note 31, at 294 n.21.
n80. Id. at 302.
n81. Id. at 304-05 n.43 (explaining the Liberal view that “even government
benefits distributed on purely secular grounds could not be given to religious
organizations”).
n82. Id. at 305.
n83. See generally id. at 321-28.
n84. See supra notes 65-76 and accompanying text.
n85. See Hamburger, supra note 31, at 335, 338.
n86. Id. at 338.
n87. See Marvin Olasky, Breaking Through Blaine's Roadblock, World,
Aug. 24, 2002, at 1 (quoting Charles Russell's 1933 biography of
Blaine).
n88. See, e.g., Viteritti, supra note 45, at 146; see also Bybee & Newton,
supra note 9, at 559 (“What Congress failed to adopt for the nation, most of
the states enacted for themselves.”).
n89. See Bybee & Newton, supra note 9, at 559 (noting that “Congress began
requiring new states, as a condition of their entering the union, to include
some kind of Little Blaine Amendment in their constitution”); Hamburger, supra
note 31, at 322 (observing that Grant's 1875 speech “made separation part of
the Republicans' agenda”); Viteritti, supra note 31, at 672-73 (documenting the
Republican agenda to force new states to enact Blaine Amendments focused
primarily on new western states). The actual substance of the various state
provisions will be discussed infra, Part III.
n90. Green, supra note 34, at 43; see supra note 51 and accompanying text.
n91. My primary source for the texts of State Blaine Amendments from 1848-1909
is the 1909 edition of the Thorpe treatise. See generally 1-7 The Federal and
State Constitutions, Colonial Charters, and Other Organic Laws (Francis Newton
Thorpe ed., 1909) [hereinafter Federal and State Constitutions]; see also Bybee
& Newton, supra note 9, at 559 n.44; Green, supra note 34, at 43 n.33
(citing W. Blakey, American State Papers 237-66 (1890)). Other commentators
have estimated that only eight or nine states enacted anti-funding provisions
in the 1870s. See, e.g., Bybee & Newton, supra note 9, at 559 n.44; Viteritti,
supra note 31, at 673 n.78 (citing Lloyd P. Jorgenson, The State and the Non-Public
School, 1825-1925, at 114 (1987)). My count - which, as explained below, takes
the view that a relevant provision is one that explicitly bars access to public
funds on religious grounds - shows twelve states. I do not find that any
anti-funding provision was added to the New Jersey Constitution in the 1870s,
as other commentators have stated. See 7 Federal and State Constitutions,
supra, at 4186-4204; Viteritti, supra note 31, at 673 n.78. Also, I would
mention the Alabama provision of 1875, the Georgia and New Hampshire provisions
of 1877, and the Louisiana provision of 1879, which seem to often escape
notice. Finally, I do not include Nevada's anti-funding provision in the 1870s
because it was not finally approved until the Nevada general election of 1880.
Bybee & Newton, supra note 9, at 566.
n92. See Bybee & Newton, supra note 9, at 559 n.46; Viteritti, supra note
31, at 673 & n.76; see also Hamburger, supra note 31, at 335 (observing
that “nativist Protestants ... because of the strength of anti-Catholic
feeling, managed to secure local versions of the Blaine amendment in a vast
majority of the states”); id. at 338 (“Not only did [nativist Protestants]
renew their efforts to obtain state constitutional prohibitions on the
distribution of benefits to sectarian-controlled schools, but they also
demanded that Congress require such clauses in the constitutions of territories
seeking admission to the Union.”).
n93. See McCollum v. Bd. of Educ., 333 U.S. 203, 220 n.9 (1948) (Frankfurter,
J., concurring). One should be cautious in making too much of congressional “compulsion.”
As the language of the Enabling Acts indicates, Congress did not specify that
the newly-admitted states must adopt Blaine-type formulations in their
constitutions. But see DeForrest, supra note 20, at 573 (stating that “Congress
did compel the inclusion of Blaine Amendment language in some state
constitutions,” and referring to the 1889 Enabling Act (citing Viteritti, supra
note 31, at 673)). But the heightened national sensitivity to Catholic
incursion into education, was, I think, evidenced by Congress' requirement that
public school systems be “free from sectarian control.” See McCollum, 333 U.S.
at 220 n.9 (Frankfurter, J., concurring). The states presumably could have
complied with such a directive through a variety of constitutional formulations
- most obviously, by providing that state public schools would be “free from
sectarian control.” But, as detailed below, in response to the Enabling Acts,
the states went further, adopting explicit religion-sensitive restrictions in
their constitutions that either tracked or went beyond the federal Blaine
Amendment. See infra Part III.
n94. See McCollum, 333 U.S. at 220 n.9 (citing 28 Stat. 107, 108 (Utah); 34
Stat. 267, 270 (Oklahoma); 36 Stat. 557, 559, 570 (New Mexico and Arizona);
Wyo. Const., 1889, Ordinances, 5); see also Viteritti, supra note 31, at 673
(discussing requirement for inclusion of State Blaine Amendment in the New
Mexico Constitution); cf. Bybee & Newton, supra note 9, at 560 (discussing
earlier Nevada Enabling Act, which required Nevada to secure in its
constitution ““perfect toleration of religious sentiment'“ and that ““no
inhabitant of said state shall ever be molested in person or property on
account of his or her mode of religious worship'“ (quoting 13 Stat. 31, 4
(1864))). Bybee and Newton note that “Congress placed similar restrictions in
the enabling acts for the constitutions of Arizona, Idaho, New Mexico, North
Dakota, South Dakota, Utah, Washington, and Wyoming.” Id. at 560 n.51 (citing
Anson Phelps Stokes & Leo Pfeffer, Church and State in the United States
158 (1964)).
n95. See, e.g., Green, supra note 34, at 43; Viteritti, supra note 31, at 673;
Viteritti, supra note 45, at 146-47; see also Bybee & Newton, supra note 9,
at 559 & n.46 (noting some counting inconsistencies among commentators);
Heytens, supra note 38, at 123 n.32 (stating that approximately thirty state
constitutions currently contain some form of Blaine Amendment, but that
commentators often report numbers varying from twenty-four to thirty-three). My
own canvass confirms that, by 1890, twenty-nine states had incorporated Blaine
provisions into their constitutions. As the following section will demonstrate,
I find thirty-six State Blaine Amendments by 1911 and thirty-eight after Alaska
and Hawaii entered the union in 1959. Because Louisiana deleted its Blaine
Amendment in 1974, I find that the present number of State Blaine Amendments is
thirty-seven.
n96. See, e.g., Bybee & Newton, supra note 9, at 560 (explaining that “although
the states adopted various ... Blaine Amendments, it is at least clear that the
states generally intended to forbid the use of public funds in sectarian
schools; and in some cases, it appears that the amendments extended to other
sectarian institutions as well”); see also DeForrest, supra note 20, at 555
(arguing that the State Blaines “were motivated by a desire to preserve an
unofficial Protestant establishment in public education, and to ensure that
minority religions - Catholicism, in particular - would be unable to officially
challenge that unofficial establishment”).
n97. See, e.g., Heytens, supra note 38, at 123 & n.32 (discussing counting
discrepancies); see also supra notes 91, 95.
n98. My treatment of the State Blaines does not foreclose an analysis that
categorizes them along a “continuum” according to how restrictively or
expansively a particular provision bars public funding of religion. See, e.g.,
DeForrest, supra note 20, at 576-601 (categorizing State Blaines generally as “less
restrictive,” “moderate,” or “most restrictive”). My argument does suggest,
however, that in whatever context a State Blaine operates (for instance,
whether it bars “direct” funding only or also “indirect” funding, or whether it
applies only to education or to a broader range of persons and institutions),
State Blaines generally impose disabilities on the basis of religion and, to
that extent, are unconstitutional. For instance, even though Mark DeForrest
distinguishes among the State Blaines according to the severity of their
funding restrictions, id., he concludes that “with some notable exceptions,
State Blaine provisions specifically target religious institutions for
disparate treatment from other private organizations and individuals,” id. at
607.
n99. See supra note 90 and accompanying text.
n100. Wis. Const. art. I, 18 (added 1848).
n101. Mich. Const. art. IV, 40 (1850); see Mich. Const. art. VIII, 2 (amended
1970).
n102. Ind. Const. art I, 6 (added 1851) (providing that “no money shall be
drawn from the treasury, for the benefit of any religious or theological
institution”).
n103. Ohio Const. art. VI, 2 (added 1851).
n104. Mass. Const. art. XVIII (1855).
n105. Kan. Const. art. VI, 8 (1859) (providing that “no religious sect or sects
shall ever control any part of the common-school or University funds of the
State”). This language was amended and moved to art. VI, 6 in 1966. See Kan.
Const. art. VI, 6 (amended 1966).
n106. Or. Const. art. I, 5 (providing that “no money shall be drawn from the
Treasury for the benefit of any religeous [sic], or theological institution”
and forbidding that “any money be appropriated for the payment of any religeous
[sic] services in either house of the Legislative Assembly”).
n107. See Ala. Const. art. XIII, 8 (1875) (forbidding educational funds being “appropriated
to, or used for, the support of any sectarian or denominational school”); id. art.
XIV, 263 (amended 1901); Ill. Const. art. VIII, 3 (1870) (forbidding, inter
alia, appropriation of public funds for “anything in aid of any church or
sectarian purpose”) (renumbered art. X, 3 (1970)); Mo. Const. art. XI, 11
(1875) (forbidding any payment of public funds “in aid of any religious creed,
church or sectarian purpose” and to any school “controlled by any religious
creed, church or sectarian denomination whatever”) (renumbered art. IX, 8); Neb.
Const. art. VIII, 11 (1875) (forbidding “sectarian instruction ... in any
school or institution supported in whole or in part by [public school funds]”
and state acceptance of any grant of property “to be used for sectarian
purposes”); id. art. VII, 11 (amended 1976); Pa. Const. art. III, 18 (1874)
(forbidding appropriations “for charitable, educational or benevolent purposes
... to any denominational or sectarian institution, corporation or association”);
id. art. III, 29 (1967); S.C. Const. art. X, 5 (1868) (providing that “no
religious sect or sects shall have exclusive right to or control of any part of
the school-funds of the State”), renumbered and amended by S.C. Const. art. XI,
4 (1973). The Pennsylvania and Nebraska Constitutions were further amended in
1963 and 1976, respectively, to impose more specific restrictions against the
use of public funds for religious purposes. See Neb. Const. art. VII, 11
(amended 1976); Pa. Const. art. III, 29 (added 1963); see also infra notes 127,
129 and accompanying text.
n108. Ill. Const. art. VIII, 3 (1870) (renumbered art. X, 3 (1970)).
n109. See Cal. Const. art. IV, 30 (1879) (providing that no governmental body “shall
ever ... grant anything to or in aid of any religious sect, church, creed, or
sectarian purpose”); Cal. Const. art. XVI, 5, art. IX, 8 (amended 1966); Colo.
Const. art. IX, 7 (adopting an anti-funding provision identical to article
VIII, 3 of the 1870 Illinois Constitution, article 8, section 33 (1874)); id. art.
V, 34 (1876) (prohibiting “charitable, industrial, educational or benevolent”
appropriations to any “denominational or sectarian institution or association,”
much like article III, section 18 of the 1874 Pennsylvania Constitution
(1874)); Ga. Const. art. I, 1, P XIV (1877) (including a similar prohibition); Minn.
Const. art. XIII, 2 (enacting the same provision); N.H. Const. pt. 2, art.
LXXXIII (1877) (enacting the same type of provision); Tex. Const. art. I, 7
(providing that “no money shall be appropriated, or drawn from the Treasury for
the benefit of any sect, or religious society, theological or religious
seminary”); id. art. VII, 5(a) (barring school funds from “ever being
appropriated to or used for the support of any sectarian school”); see also La.
Const. art. LI (1879) (providing that “no money shall ever be taken from the
public treasury, directly or indirectly in aid of any church, sect or
denomination of religion, or in aid of any priest, preacher, minister or
teacher thereof”); id. art. CCXXVIII (providing that no school funds “shall be
appropriated to or used for the support of any sectarian schools”); cf. La.
Const. art. CXL (1868) (prohibiting appropriation to “any private school or any
private institution of learning whatever” but lacking any reference to “sectarian”
schools). Louisiana's anti-funding provisions were deleted from its
constitution in the 1974 revision. See La. Const. art. I, 8 (paralleling
federal religion clauses).
n110. See Ga. Const. art. I, 1, P 14 (1877) (stating that “no money shall ever
be taken from the public Treasury, directly or indirectly, in aid of any
church, sect, cult, or denomination of religionists, or of any sectarian
institution”); Ga. Const. art. I, 2, P 7.
n111. See Minn. Const. art. XIII, 2 (“In no case shall any public money or
property be appropriated or used for the support of schools wherein the
distinctive doctrines, creeds or tenets or any particular Christian or other
religious sect are promulgated or taught.”) (amended and restructured in 1974).
n112. N.H. Const. pt. 2, art. LXXXIII.
n113. Id. (added 1877).
n114. For instance, in 1880 Nevada ratified the addition of article XI, section
10 to its constitution, providing that “no public funds of any kind or
character whatever, State, County or Municipal, shall be used for sectarian
purpose.” Nev. Const. art. XI, 10 (added 1877); see generally Bybee & Newton,
supra note 9, at 565-67. In 1885, Florida provided in its Declaration of Rights
that no public revenue “shall ever be taken from the public treasury directly
or indirectly in aid of any church, sect or religious denomination or in aid of
any sectarian institution.” Fla. Declaration of Rights 6 (1885), amended by Fla.
Const. art. I, 3.
n115. See supra notes 92-94 and accompanying text; see also 25 Stat. 676, 677
(1889).
n116. See Mont. Const. art. XI, 8 (1889) (forbidding any direct or indirect
appropriation from public funds “for any sectarian purpose” or “to aid” any
learning institution “controlled in whole or in part by any church, sect, or
denomination”) (renumbered art. X, 6); N.D. Const. art. VIII, 152 (1889) (providing
that no public funds “shall be appropriated to or used for the support of any
sectarian school”); S.D. Const. art. VIII, 16 (added 1889); Wash. Const. art.
I, 11 (added 1889) (providing that “no public money or property shall be
appropriated for or applied to any religious worship, exercise or instruction,
or the support of any religious establishment”); Wyo. Const. art. VII, 8
(providing that no portion of public school funds may be used to “support or
assist” any institution of learning “controlled by any church or sectarian
organization or religious denomination whatsoever”); id. art. III, 36
(forbidding “charitable, industrial, educational or benevolent” appropriations
to any “denominational or sectarian institution or association”).
n117. See Idaho Const. art. IX, 5 (prohibiting aid to sectarian schools via a
broad anti-funding provision); Ky. Const. 189 (providing that “no portion” of
any educational fund “shall be appropriated to, or used by, or in aid of, any
church, sectarian or denominational school”); Miss. Const. art. VIII, 208
(added 1890) (providing that “no religious or other sect” should ever control
any part of the public school funds, and that no funds should be “appropriated
toward the support of any sectarian school”).
n118. Supra notes 47-48, 51 and accompanying text; see N.Y. Const. art. IX, 4
(1894) (prohibiting public funds from being used “directly or indirectly, in
aid or maintenance, other than for examination or inspection, of any school or
institution of learning wholly or in part under the control or direction of any
religious denomination, or in which any denominational tenet or doctrine is
taught”) (renumbered art. XI, 3).
n119. See Del. Const. art. X, 3 (prohibiting any part of educational funds from
being “appropriated to, or used by, or in aid of any sectarian, church or
denominational school”); Utah Const. art. I, 4 (providing that “no public money
or property shall be appropriated for or applied to any religious worship,
exercise or instruction, or for the support of any ecclesiastical establishment”).
n120. See Va. Const. art. IV, 67 (1902) (prohibiting the General Assembly from
making “any appropriation” of public funds “to any church, or sectarian
society, association, or institution of any kind whatever, which is entirely or
partly, directly or indirectly, controlled by any church or sectarian society”).
Interestingly, that same section also authorized the General Assembly to, in
its discretion, “make appropriations to non-sectarian institutions for the reform
of youthful criminals.” Id. Article IX, section 141 of the 1902 Virginia
Constitution generally forbade appropriation of public funds to “any school or
institution of learning not owned or exclusively controlled by the State or
some political subdivision thereof,” but it specifically empowered counties,
cities, towns and districts to “make appropriations to non-sectarian schools of
manual, industrial, or technical training.” Id. art. IX, 141 (1902).
n121. Okla. Const. art. II, 5 (providing that “no public money or property
shall ever be appropriated, applied, donated, or used, directly or indirectly,
for the use, benefit, or support of any sect, church, denomination, or system
of religion, or for the use, benefit, or support of any priest, preacher, minister,
or other religious teacher or dignitary, or sectarian institution as such”).
n122. Ariz. Const. art. II, 12 (forbidding public funds from being “appropriated
for or applied to any religious worship, exercise, or instruction, or to the
support of any religious establishment”); id. art. IX, 10 (1910) (prohibiting
taxes or appropriations “in aid of any church, or private or sectarian school”).
n123. N.M. Const. art. XII, 3 (added 1911) (barring the use of any educational
funds “for the support of any sectarian, denominational or private school,
college or university”).
n124. Alaska Const. art. VII, 1 (enacted 1959) (providing that “no money shall
be paid from public funds for the direct benefit of any religious or other
private educational institution”); Haw. Const. art. X, 1 (1959) (forbidding
public funds from being “appropriated for the support or benefit of any
sectarian or private educational institution”).
n125. Va. Const. art. VIII, 10 (amended 1956) (emphasis added). The former
provision had been interpreted to limit the expenditure of public educational
funds to public schools only, thus excluding private schools altogether.
n126. Va. Const. art. VIII, 11 (added 1971) (emphasis added).
n127. Pa. Const. art. III, 29 (added 1963).
n128. See Mich. Const. art. VIII, 2 (amended 1970) (providing that “no payment,
credit, tax benefit, exemption or deductions, tuition voucher, subsidy, grant
or loan of public monies or property shall be provided, directly or indirectly,
to support the attendance of any student or the employment of any person at any
[private, denominational or other nonpublic, pre-elementary, elementary, or
secondary] school”); Kemerer, supra note 6, at 4-6 (observing that this
amendment was specifically designed to bar vouchers).
n129. See Neb. Const. art. VII, 11 (amended 1976).
n130. See, e.g., DeForrest, supra note 20, at 602 (observing that “the overall
effect of these Blaine-style provisions, by their express wording or through
later judicial interpretations, was usually to preclude both the direct or
indirect transfer of state funds to religious or sectarian schools and
institutions”).
n131. See Lupu & Tuttle, supra note 19, at 954-55.
n132. See, e.g., Lenstrom v. Thone, 311 N.W.2d 884 (Neb. 1981); see also Kemerer,
supra note 6, at 16 (discussing the impact of this specific language on courts'
application in terms of Nebraska's State Blaine Amendment).
n133. Epeldi v. Engelking, 488 P.2d 860, 861-62 & n.1 (Idaho 1971)
(discussing Idaho Code 33-1501 (Michie 1970)).
n134. See id. at 865. Everson, the seminal establishment decision, concluded
that a neutral transportation reimbursement did not violate the Establishment
Clause merely because it incidentally helped some children attend religious
schools by paying for their bus transportation. See Everson v. Bd. of Educ.,
330 U.S. 1 (1947). In Allen, the Supreme Court applied Everson to conclude that
the neutral provision of free secular textbooks to public and nonpublic schools
- including religious schools - also did not constitute a forbidden “establishment”
of religion. See Bd. of Educ. v. Allen, 392 U.S. 236 (1968). In going beyond
Everson, Epeldi was not an aberration, but was merely one example of a mode of
interpretation that had prevailed in state courts for many years since Everson.
Thomas Berg notes that “this stricter anti-aid position prevailed in many other
forums; between 1949 and 1963, seven of the eight state supreme courts to
consider bus reimbursement for Catholic students ruled it invalid under state
constitutional provisions.” Berg, supra note 12, at 128. Berg cites several
cases striking down bus aid, including: Bd. of Educ. v. Antone, 384 P.2d 911
(Okla. 1963); State ex rel. Reynolds v. Nusbaum, 115 N.W.2d 761 (Wis. 1962);
Matthews v. Quinton, 362 P.2d 932 (Alaska 1961); McVey v. Hawkins, 258 S.W.2d
927 (Mo. 1953); Zellers v. Huff, 236 P.2d 949 (N.M. 1951); Visser v. Nooksack
Valley Sch. Dist., 207 P.2d 198 (Wash. 1949); Silver Lake Consol. Sch. Dist. v.
Parker, 29 N.W.2d 214 (Iowa 1947); see also Anson Phelps Stokes & Leo
Pfeffer, Church and State in the United States 431 (1964). But see Snyder v. Newtown,
161 A.2d 770 (Conn. 1961) (upholding aid).
n135. Epeldi, 488 P.2d at 865.
n136. Id. Idaho's State Blaine Amendment is discussed supra note 117. It
broadly prohibits appropriation of public funds, inter alia, “to help support
or sustain any school ... controlled by any church, sectarian or religious
denomination whatsoever.” Idaho Const. art. IX, 5.
n137. Epeldi, 488 P.2d at 865.
n138. Id. at 868.
n139. Id. at 867-68. This expansive reading of the Idaho Constitution was
reiterated in 1996 by the Idaho Supreme Court, when, citing Epeldi, it remarked
that “the Idaho Constitution has been held to provide greater restrictions on
the state's involvement in parochial activities than the Establishment Clause
of the First Amendment.” See Doolittle v. Meridian Joint Sch. Dist., 919 P.2d
334, 342 (Idaho 1996). Interestingly, in that case the court additionally held
that the Idaho Constitution's anti-funding provision was preempted by the
reimbursement provisions of the IDEA, a federal disability law. Id.
n140. See supra note 3 and accompanying text; Witters v. State Comm'n for the
Blind, 771 P.2d 1119 (Wash. 1989) (en banc) (Witters III).
n141. Witters III, 771 P.2d at 1122 (citations omitted). The Washington Blaine
Amendment, dating from 1889, is discussed in supra note 116. For a general
discussion of the origins of the Washington Blaine, see DeForrest, supra note
20, at 574-76.
n142. Witters III, 771 P.2d at 1122.
n143. Id. (quoting Calvary Bible Presbyterian Church v. Bd. of Regents, 436
P.2d 189, 193 (Wash. 1967) (en banc)); see generally State v. Gunwall, 720 P.2d
808, 811-13 (Wash. 1986) (containing an extensive discussion of general analysis
for determining whether the Washington Constitution provides broader civil
liberties than the federal Constitution). For a detailed discussion of Washington's
“uniquely developed body of Blaine Amendment jurisprudence,” see DeForrest,
supra note 20, at 590-601.
n144. See Bd. of Educ. v. Antone, 384 P.2d 911, 912-13 (Okla. 1963). Oklahoma's
Blaine Amendment, discussed supra note 121, provides that no public money “shall
ever be appropriated ... directly or indirectly, for the use, benefit, or
support of any ... sectarian institution.” Okla. Const. art. II, 5.
n145. Antone, 384 P.2d at 912-13.
n146. Id. at 913; accord Meyer v. Oklahoma City, 496 P.2d 789, 790-92 (Okla.
1972).
n147. See, e.g., Elbe v. Yankton Indep. Sch. Dist., 372 N.W.2d 113, 117 (S.D.
1985) (noting that it had “clearly rejected the child benefit doctrine” in an
earlier case and deeming that doctrine irrelevant in applying the South Dakota
Blaine Amendment); Cal. Teachers' Ass'n v. Riles, 632 P.2d 953, 960-64 (Cal.
1981) (criticizing and refusing to follow child benefit doctrine in applying
stricter provisions of the California Blaine Amendment). For a general
discussion of the child benefit doctrine, see, for example, Viteritti, supra
note 30, at 1123-25.
n148. Viteritti, supra note 45, at 149, nn.194-98 (citing Chester James Antieu
et al., Religion Under the State Constitutions (1965), G. Alan Tarr, Church and
State in the States, 64 Wash. L. Rev. 73 (1989), and Wendtland, supra note 6).
n149. Sheldon Jackson Coll. v. State, 599 P.2d 127, 129-32 (Alaska 1979)
(interpreting Alaska Const. art. VII, 1 (emphasis added)).
n150. See Chittenden Town Sch. Dist. v. Dep't of Educ., 738 A.2d 539, 562-63 (Vt.
1999); Vt. Const. Ch. I, art. III (1777).
n151. See Kotterman v. Killian, 972 P.2d 606, 623-24 (Ariz. 1999) (en banc);
see also DeForrest, supra note 20, at 583 (discussing Kotterman).
n152. See, e.g., Americans United for Separation of Church & State v.
State, 648 P.2d 1072 (Colo. 1982) (en banc) (interpreting art. IX, 7 and art. V,
34 of the Colorado Constitution); People ex rel. Klinger v. Howlett, 305 N.E.2d
129 (Ill. 1973) (interpreting art. X, 3 of the Illinois Constitution); Chance
v. Miss. State Textbook Rating & Purch. Bd., 200 So. 706 (Miss. 1941);
Simmons-Harris v. Goff, 711 N.E.2d 203 (Ohio 1999) (interpreting art. VI, 2 of
the Ohio Constitution); Durham v. McLeod, 192 S.E.2d 202 (S.C. 1972)
(interpreting former art. XI, 9 of the South Carolina Constitution); Jackson v.
Benson, 578 N.W.2d 602 (Wis. 1998) (interpreting art. I, 18 of the Wisconsin
Constitution); Soc'y of Separationists, Inc. v. Whitehead, 870 P.2d 916 (Utah.
1993) (interpreting art. I, 4 of the Utah Constitution).
n153. Chance, 200 So. at 707, 710 (interpreting Miss. Const. art. VIII, 208).
n154. See Humphrey v. Lane, 728 N.E.2d 1039, 1044-45 (Ohio 2000) (stating that
the “rights of conscience” provision in art. I, 7 of the Ohio Constitution
provides broader free exercise rights than the federal Constitution);
Simmons-Harris, 711 N.E.2d at 212 (interpreting the Ohio Blaine Amendment in
art. VI, 2 in a non-separationist manner and as generally coextensive with
federal Establishment Clause).
n155. See, e.g., Viteritti, supra note 45, at 149 (observing that “federal
rulings to the contrary, many state courts have, from time to time, invalidated
public assistance to private or parochial school students in the form of
transportation or textbooks” (footnotes omitted)).
n156. See Douglas Laycock, The Underlying Unity of Separation and Neutrality,
46 Emory L.J. 43, 48-53 (1997). The first great historical controversy, as
Laycock explains, was the 1780s dispute over church financing that gave rise to
Madison's Memorial and Remonstrance. Id. at 48-49; see also McConnell, supra
note 17, at 183 (“One of the most important eighteenth-century abuses against
which the no-establishment principle was directed was mandatory support for
churches and ministers. This system was support for religion qua religion; it
singled out religion as such for financial benefit.”).
n157. Laycock, supra note 156, at 50.
n158. Id. Laycock contrasts the nineteenth-century resolution of the school
funding problem (i.e., the proliferation of State Blaines) with the
eighteenth-century resolution of the church funding problem. He argues that Madison's
solution to the latter problem was a principled one that virtually everyone
today still accepts, and that itself is firmly embedded in federal religion
clause jurisprudence: Government cannot directly fund religious teaching and it
certainly cannot exclusively fund teachers of only one kind of religion. See
id. at 49 (explaining that the General Assessment was “a tax solely for the
support of clergy in the performance of their religious functions,” that only Christian
teachers were subsidized, and that “the essence of the general assessment was
massive discrimination in favor of religious viewpoints”). In sharp contrast,
the school funding crisis “did not produce a principled resolution to a
difficult problem” but “produced instead a nativist Protestant victory over
Catholic immigrants” that was “only a pretense of neutrality.” Id. at 52.
n159. See Everson v. Bd. of Educ., 330 U.S. 1, 15-16 (1947) (stating that “neither
a state nor the Federal Government can ... aid one religion, [or] aid all religions
... [and] no tax in any amount, large or small, can be levied to support any
religious activities or institutions”). At the same time, as I discuss below,
Everson contains an equally strong condemnation of discrimination against
religion. See id. (“On the other hand ... [a state] cannot hamper its citizens
in the free exercise of their own religion. Consequently, it cannot exclude
individual Catholics, Lutherans, Mohammedans, Baptists, Jews, Methodists,
Non-believers, Presbyterians, or the members of any other faith, because of
their faith, or lack of it, from receiving the benefits of public welfare
legislation.”). Douglas Laycock observes that “the essence of both the no-aid
and the nondiscrimination theories is succinctly laid out in [these] two paragraphs.”
Laycock, supra note 156, at 53.
n160. 413 U.S. 756 (1973).
n161. See Fried, supra note 13, at 196. In Nyquist, the Court invalidated a New
York program that gave grants to nonpublic schools and tax credits to parents
whose children attended those schools, which included religious schools. 413 U.S.
756, 798 (1973). The scope of Nyquist seems to have been sharply limited by
Zelman. See infra note 360.
n162. See Zelman v. Simmons-Harris, 536 U.S. 639, 662-63 (2002) (finding a
program of generally available school vouchers, neutral with respect to
religion, does not violate the Establishment Clause); Mitchell v. Helms, 530
U.S. 793, 807-10 (2000) (Thomas, J., plurality opinion) (finding that a program
of secular governmental aid, neutrally offered to a wide range of private
groups without reference to religion, does not violate Establishment Clause).
n163. See, e.g., Zelman, 536 U.S. at 649 (distinguishing between provision of
government aid “directly to religious schools” and “programs of true private
choice, in which government aid reaches religious schools only as a result of
the genuine and independent choices of private individuals”); Mitchell, 530
U.S. at 810 (observing that the Court has, “as a way of assuring neutrality,”
considered whether government aid is channeled to religious schools only
because of private choice); see also Zobrest v. Catalina Foothills Sch. Dist.,
509 U.S. 1, 10 (1993) (arguing that because a government-provided sign-language
interpreter was present in a religious school “only as a result of the private
decision of individual parents,” the aid did not violate the Establishment
Clause); Witters v. Wash. Dep't of Servs. for the Blind, 474 U.S. 481, 488-89
(1986) (determining that a blind student's private decision to use neutral,
generally available scholarship funds for ministry training did not violate the
Establishment Clause).
n164. See Michael W. McConnell, The Problem of Singling Out Religion, 50 DePaul
L. Rev. 1, 43 (2000); see also Laycock, supra note 156, at 70-71 (explaining
that sometimes even a substantively neutral view of the religion clauses “requires
that religion be treated in ways that are arguably worse than the treatment
available to similar secular activities,” such as prohibiting the government from
“celebrating religion or leading religious exercises”).
n165. Michael W. McConnell, The Selective Funding Problem: Abortions and Religious
Schools, 104 Harv. L. Rev. 989, 1027 (1991) (citing cases).
n166. Id. at 1028; see also Berg, supra note 12, at 163.
Since about 1980, we have been in a third period of modern church-state
relations. The last two decades have seen the decline of strong separationism
as the dominant church-state ideal - a slow, partial, but continuing decline -
and the corresponding rise of the principle that religion can be an equal
participant with other ideas and activities in public life, including in
government benefit programs.
Id. I will say more below about “selective” funding of “non-religious”
persons and entities, about whether that is a plausible way of defending some
operations of State Blaines, and about the relationship of that issue to
selective funding of childbirth over abortion. See infra notes 397-412.
n167. Bybee & Newton, supra note 9, at 574.
n168. Bybee and Newton discuss several federal and state initiatives that take
advantage of a more flexible approach to government involvement with religious
organizations. See id. at 552-53. For instance, they discuss the 1996
Charitable Choice Act, a federal law allowing states that participate in
certain federally funded programs “to contract with religious organizations, or
to allow religious organizations to accept certificates, vouchers, or other
forms of disbursement [under these programs].” Id. at 552 (quoting Charitable
Choice Act of 1996, Pub. L. No. 104-193, tit. 1, 104, 110 Stat. 2161 (1996)
(codified at 42 U.S.C. 604(b) (1996)). They also point to President Bush's
announced policy of “encouraging faith-based solutions in partnership with the
federal government” and the extensive media coverage of that initiative. Id. at
552-53 & n.10. Finally, they mention the increasing number of states that
have begun experiments with school vouchers. Id. at 552-53 & n.11; see also
Lupu & Tuttle, supra note 10, at 45-47 (commenting on the increasing role
of religious organizations in Charitable Choice).
n169. Compare Bd. of Educ. v. Allen, 392 U.S. 236, 238 (1968) (finding that the
Establishment Clause was not violated by lending of secular textbooks to
students attending religious schools), with Meek v. Pittenger, 421 U.S. 349,
362-66 (1975) (determining the Establishment Clause was violated by providing
secular instructional materials to religious schools), and Wolman v. Walter,
433 U.S. 229, 248-51 (1977) (finding the same). See also Viteritti, supra note
30, at 1130 (discussing the “disarray” and “inconsistency” in the Court's
non-establishment and school aid jurisprudence of the 1970s).
n170. See, e.g., Mitchell v. Helms, 530 U.S. 793, 849-52 (2000) (O'Connor, J.,
concurring) (explaining why distinctions made in Meek and Wolman “created an
inexplicable rift within our Establishment Clause jurisprudence concerning
government aid to schools”); Wallace v. Jaffree, 472 U.S. 38, 110 (1985)
(Rehnquist, J., dissenting) (observing that the Court's non-establishment
jurisprudence, at the time, meant that “a State may lend to parochial school
children geography textbooks that contain maps of the United States, but the
State may not lend maps of the United States for use in geography class”); see
also Viteritti, supra note 30, at 1132-41 (charting gradual clarification of
school aid aspects of the Court's non-establishment jurisprudence, from Mueller
through Zelman).
n171. Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S. 520,
523 (1993); see infra Part IV.A.2.
n172. Employment Div. Dep't of Human Res. v. Smith, 494 U.S. 872 (1990).
n173. Compare, e.g., Kent Greenawalt, Should the Religion Clauses of the
Constitution Be Amended?, 32 Loy. L.A. L. Rev. 9 (1998), and Michael W.
McConnell, Free Exercise Revisionism and the Smith Decision, 57 U. Chi. L. Rev.
1109 (1990), with Gerard V. Bradley, Beguiled: Free Exercise Exemptions and the
Siren Song of Liberalism, 20 Hofstra L. Rev. 245 (1991); Jay S. Bybee, Common
Ground: Robert Jackson, Antonin Scalia, and a Power Theory of the First
Amendment, 75 Tul. L. Rev. 251 (2000); Frederick Mark Gedicks, An Unfirm
Foundation: The Regrettable Indefensibility of Religious Exemptions, 20 U. Ark.
Little Rock L. Rev. 555 (1998); Philip A. Hamburger, A Constitutional Right
of Religious Exemption: An Historical Perspective, 60 Geo. Wash. L. Rev. 915
(1992).
n174. McConnell, supra note 21, at 1418 (citing cases); see also Lash, supra
note 23, at 1113 (agreeing with McConnell that “even if the original Free
Exercise Clause was intended to express norms of individual freedom, the scope
of the Clause appears to be limited to a prohibition of laws that abridge
religion qua religion”).
n175. Reynolds v. United States, 98 U.S. 145 (1878). The Court drew a basic
distinction between “mere opinion,” which the Free Exercise Clause clearly
protected, and “actions ... in violation of social duties or subversive of good
order,” which Congress could proscribe. See id. at 164.
n176. Davis v. Beason, 133 U.S. 333, 342 (1890).
n177. Id. at 343. Provocatively, the Court glossed this statement by including
examples both of sects with tenets requiring “the necessity of human
sacrifices, on special occasions,” as well as of “sects which denied as a part
of their religious tenets that there should be any marriage tie, and advocated
promiscuous intercourse of the sexes as prompted by the passions of its
members.” Id. at 343.
Another “pre-incorporation” instance of the non-exemption principle was Hamilton
v. Regents of the University of California, which concluded that the University
did not violate Methodist conscientious objectors' “liberty” under the
Fourteenth Amendment, when it refused to exempt them from mandatory military
science instruction. See 293 U.S. 245, 263-65 (1934). Concurring, Justice
Cardozo assumed that the Free Exercise Clause applied to the states through the
Fourteenth Amendment. Relying on Davis, 133 U.S. at 333, Cardozo concluded that
the objectors' religious scruples did not entitle them to an automatic
exemption from the required military instruction. See id. at 265-66 (Cardozo,
J., concurring). Cardozo broadly observed that “the right of private judgment
has never yet been so exalted above the powers and the compulsion of the
agencies of government,” and concluded in vintage oracular style that “one who
is martyr to a principle ... does not prove by his martyrdom that he has kept
within the law.” Id. at 268 (Cardozo, J., concurring).
n178. See Cantwell v. Connecticut, 310 U.S. 296 (1940).
n179. Minersville Sch. Dist. v. Gobitis, 310 U.S. 586, 594 (1940) (emphasis
added). The Court also explained that “conscientious scruples have not, in the
course of the long struggle for religious toleration, relieved the individual
from obedience to a general law not aimed at the promotion or restriction of
religious beliefs.” Id. (emphasis added). Only three years later, Gobitis was
overruled by West Virginia State Board of Education v. Barnette, but in a way
that left intact Gobitis' reasoning about the tempered scope of the
non-exemption rule. See 319 U.S. 624, 639-42 (1943). The Barnette majority
opinion relied on the principle that laws may not compel speech under the First
Amendment. Id.; but cf. id. at 643-44 (Black, J., concurring) (relying, by
contrast, on a free exercise rationale); id. at 645 (Murphy, J., concurring)
(relying on the same rationale). Much later in Smith, the Supreme Court
explicitly relied on Gobitis for its discussion of the non-exemption rule.
Employment Div. Dep't of Human Res. v. Smith, 494 U.S. 872, 879 (1990) (quoting
Gobitis, 310 U.S. at 594-95); see infra Part IV.A.1. Jay Bybee's explanation of
the dynamic between Gobitis and Barnette accords with my reading of Gobitis.
Justice Jackson, the author of Barnette, “broadened the [Gobitis] inquiry to
take the focus off of the religious aspects of the conflict between the
Witnesses and the Board of Education. The issue was compelled speech, not
infringement of religious beliefs.” Bybee, supra note 27, at 279. Indeed, as
Bybee explains it, Justice Jackson's general approach to the First Amendment
accords with the later non-exemption/non-persecution rationale illuminated by
Smith and Lukumi: “In large measure, the First Amendment applied principally
when governments attempted to regulate religion qua religion or speech qua
speech, but not religion or speech qua something else.” Id. at 290 (citations
omitted).
n180. Braunfeld v. Brown, 366 U.S. 599, 607 (1961).
n181. Id.
n182. Everson v. Bd. of Educ., 330 U.S. 1, 16 (1947). Everson, of course, was
an Establishment Clause decision and thus did not actually resolve any dispute
about the scope of the Free Exercise Clause. The Court had made an equally
striking statement condemning religious discrimination - one, moreover, in the
context of school funding - almost forty years before in Quick Bear v. Leupp,
210 U.S. 50 (1908). That case principally involved the construction of a treaty
with the Sioux tribe regarding whether the treaty terms permitted contracts
with and payments to religious schools for tribe members' education. Id. But,
in dicta, the Court rejected the notion that the Constitution would forbid such
payments. Id. at 81-82. The Court adopted the statement of the Court of Appeals
that:
It seems inconceivable that Congress should have intended to prohibit [the
Sioux] from receiving religious education at their own cost if they so desire
it; such an intent would be one “to prohibit the free exercise of religion'
amongst the Indians, and such would be the effect of the construction for which
the complainants contend.
Id. at 82 (quoting the Court of Appeals). It should be noted, however, that
the Court specifically characterized the treaty funds as the Sioux's “own money”
and “the only moneys that [they] can lay claim to as matter of right; the only
sums on which they are entitled to rely as theirs for education.” Id. at 81-82.
It should also be noted that the Supreme Court has recently referred to Quick
Bear as only “indirectly” addressing the free exercise issue. Mitchell v.
Helms, 530 U.S. 793, 807 n.4 (2000) (plurality opinion).
n183. Cantwell v. Connecticut, 310 U.S. 296, 305-10 (1940); see also Watchtower
Bible & Tract Soc'y of N.Y., Inc. v. Village of Stratton, 536 U.S. 150
(2002) (striking down solicitation licensing requirement as applied to
Jehovah's Witnesses under the First Amendment).
n184. Cantwell, 310 U.S. at 302. Solicitation was allowed only after
case-by-case review, under which the secretary of public welfare determined
whether the promoted cause met the requirements quoted above. Id. The Court
concluded that this licensing scheme amounted to “the exercise of a
determination by state authority as to what is a religious cause ... laying a
forbidden burden upon the exercise of liberty protected by the Constitution.” Id.
at 307. Cantwell may be more about religious speech than about religious
conduct. See, e.g., Bybee, supra note 27, at 266-67. I agree with Bybee that
Cantwell “concerned religious liberty only because the Connecticut statute
specifically regulated religious canvassing.” Id. at 267. But, again, I think
that very point is what makes Cantwell relevant to the issue of religious
non-persecution. Douglas Laycock, for instance, has observed that the “religious
free speech cases from the Jehovah's Witness era” are an important aspect of
the foundation of the Court's religious “nondiscrimination theory.” Laycock,
supra note 156, at 63 & n.124 (citations omitted).
n185. See Torcaso v. Watkins, 367 U.S. 488, 489 (1961) (quoting Md. Const. art.
XXXVII).
n186. Id. at 490.
n187. Id. at 495 (footnotes omitted). The Court quoted James Iredell, later a
Supreme Court Justice, during the North Carolina Convention ratification
debates. Discussing the prohibition of religious tests for federal officers in
proposed Article VI, see U.S. Const. art. VI, 3, and responding to the fear
that the people may consequently “choose representatives who have no religion
at all, and that pagans and Mahometans may be admitted into offices,” Iredell
asked: “But how is it possible to exclude any set of men, without taking away
that principle of religious freedom which we ourselves so warmly contend for?”
Torcaso, 367 U.S. at 495 n.10 (quoting 4 Jonathan Elliot, Debates in the
Several States Conventions on the Adoption of the Federal Constitution 194,
200).
n188. See McDaniel v. Paty, 435 U.S. 618, 622-25 (1978). Article IX, section 1
of the Tennessee Constitution provided: “Whereas Ministers of the Gospel are by
their profession, dedicated to God and the care of Souls, and ought not to be
diverted from the great duties of their functions; therefore, no Minister of
the Gospel, or priest of any denomination whatever, shall be eligible to a seat
in either House of the Legislature.” Id. at 621 & n.1. The provision dated
from article VIII, section 1 of the 1796 Tennessee Constitution. Id. In 1978, Tennessee
remained the only state in the union that excluded ministers from some public
offices. Id. at 625. Maryland's clergy-disqualification provision had been
struck down by a federal district court in 1974. Id.
n189. See id. at 622-25. The Court noted Madison's condemnation of the
practice, underscoring the equality notions inherent in his view of religious
liberty:
Does not The exclusion of Ministers of the Gospel as such violate a fundamental
principle of liberty by punishing a religious profession with the privation of
a civil right? does it [not] violate another article of the plan itself which
exempts religion from the cognizance of Civil power? does it not violate
justice by at once taking away a right and prohibiting a compensation for it? does
it not in fine violate impartiality by shutting the door [against] the
Ministers of one Religion and leaving it open for those of every other.
Id. at 624 (quoting 5 Writings of James Madison 288 (G. Hunt ed., 1904))
(emphasis added). The Court remarked that Madison's view “accurately reflects
the spirit and purpose of the Religion Clauses of the First Amendment.” Id. In
a recent essay on Madison's Memorial and Remonstrance, Vincent Blasi
underscores Madison's linkage of equality with religious liberty: “There can be
no dispute that considerations of equal treatment lay at the core of Madison's
conception of religious liberty, both his aversion to any form of religious establishment
and his emphasis on the notion of “free exercise.'“ Vincent Blasi, School
Vouchers and Religious Liberty: Seven Questions From Madison's Memorial and
Remonstrance, 87 Cornell L. Rev. 783, 802 (2002); see also DeForrest, supra
note 20, at 614-15 (discussing Madison's Memorial in relation to State Blaines).
n190. McDaniel, 435 U.S. at 618. The justifications for the minister's
disqualification put forward by the Tennessee Supreme Court were not novel -
they were the same reasons that proponents of such measures had long relied on.
See Hamburger, supra note 31, at 79-83.
n191. McDaniel, 435 U.S. at 626. Burger relied on the “balancing” approach of
Sherbert v. Verner in this part of his opinion. Id.; see infra note 414
(discussing Sherbert). Sherbert has been limited by Smith, but Smith
independently emphasized McDaniel's continuing force. See Employment Div. Dep't
of Human Res. v. Smith, 494 U.S. 872, 877 (1990).
n192. See McDaniel, 435 U.S. at 626-27 (emphasis omitted). Burger was referring
principally to Torcaso v. Watkins, see supra note 185, in which Maryland
conditioned access to public office on the willingness to swear to the
existence of God.
n193. McDaniel, 435 U.S. at 626-27. The Court relied in part on the language of
the Tennessee Constitution, which “inferentially defines the ministerial
profession in terms of its “duties,' which include the “care of souls,'“ and
also on its construction by the Tennessee Supreme Court, which reasoned that
the exclusion reaches, e.g., “those filling a “leadership role in religion.'“ Id.
at 627 n.6.
n194. See id. at 627-28. Burger relied principally on Wisconsin v. Yoder, 406 U.S.
205 (1972), a case that invalidated on free exercise grounds Wisconsin's
attempt to force the parents of Amish children to attend public schools after
the age of 14. Like Sherbert, Yoder has also been limited by Smith. See infra
notes 199-202 and accompanying text. But, again, Smith itself confirms that
McDaniel still has significant impact for analyzing laws that target religiously
affiliated statuses or behavior. See supra note 179.
n195. McDaniel, 435 U.S. at 628.
n196. Id. at 629. The Court's earlier quotation of Madison, as well as its
observation that even in the founding era “many clergymen vigorously opposed
any established church,” both suggest that the discriminatory exclusion of
ministers from public office was never justified under the Free Exercise
Clause. Id. at 629 n.9 (emphasis added).
n197. Id. at 632 (Brennan, J., concurring). Brennan would have also invalidated
the exclusion under the Establishment Clause. Id. at 636-42.
n198. Id. at 632 (Brennan, J., concurring). That this was Brennan's perception
of the law is reinforced by his citation to the language in Everson condemning
laws that disabled various denominations “because of their faith, or lack of
it, from receiving the benefits of public welfare legislation.” Id. at 633 n.7
(emphasis omitted) (quoting Everson v. Bd. of Educ., 330 U.S. 1, 16 (1947));
see also McDaniel, 435 U.S. at 635 n.8 (Brennan, J., concurring) (arguing that,
because the clergy disqualification “by its terms ... operates against McDaniel
because of his status as a “minister' or “priest,' it runs afoul of the Free
Exercise Clause simply as establishing a religious classification as a basis
for qualification for a political office” (citation omitted)).
In a separate concurrence, Justice Stewart agreed with Brennan that the clergy
exclusion implicated the absolute prohibition against laws targeting beliefs, a
principle supported by “the judgment that ... government has no business prying
into people's minds or dispensing benefits according to people's religious
beliefs.” Id. at 643 (Stewart, J., concurring). Justice White's concurrence
stated that he would have invalidated the exclusion under the Equal Protection
Clause. Id. at 643-46 (White, J., concurring).
n199. See Employment Div. Dep't of Human Res. v. Smith, 494 U.S. 872, 877
(1990); accord DeForrest, supra note 20, at 615-16 (relying on McDaniel, in
part, to condemn State Blaines as generally unconstitutional). It is an error
to read McDaniel narrowly to forbid only religious disqualification from “participation
in the political process” or as presenting a unique conflict between state and
federal rights. See, e.g., Lupu & Tuttle, supra note 19, at 965 n.218
(characterizing clergy disqualification in McDaniel as “coercively excluding
clergy from one aspect of the right of self-government”); Davey v. Locke, 299
F.3d 748, 763 (9th Cir. 2002) (McKeown, J., dissenting) (arguing McDaniel
merely involved the “juxtaposition [of] two fundamental rights,” one of which
was the right “to directly engage in the political process”). The precedential
value of the decision is better described by the Supreme Court itself - in
Smith, the Court described McDaniel as forbidding government to “impose special
disabilities on the basis of religious views or religious status.” See 494 U.S.
at 877; see also Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah, 508
U.S. 520, 533 (1993) (reiterating Smith's interpretation of McDaniel); id. at
557 (Scalia, J., concurring) (reinforcing the same). The fact that Tennessee
had imposed a religious disability on “the right to self-government” likely
made the case that much easier to decide, but the controlling factor was the
religious disability itself, as Smith and Lukumi make clear. See Lukumi, 508 U.S.
at 520; Smith, 494 U.S. at 872. It is implausible to suggest that McDaniel
would have come out differently if Tennessee had instead, for instance,
generally forbidden clergy from participating in an otherwise accessible
government charity program, simply because of their identity as clergy.
n200. Smith, 494 U.S. at 874. Oregon classified peyote, “a hallucinogen derived
from the plant Lophophora williamsii Lemaire,” as a Schedule I controlled
substance, the possession of which was punishable as a felony. See id. (citations
omitted).
n201. See id. at 874 (“general criminal prohibition” on peyote use), 878 (“generally
applicable law”), 879 (““valid and neutral law of general applicability'“), 880
(“a neutral, generally applicable regulatory law”), 881 (a “neutral, generally
applicable law”), 884 (“a generally applicable criminal law” and “an
across-the-board criminal prohibition”), 885 (“generally applicable prohibitions
of socially harmful conduct”). The Court was careful to distinguish the general
criminal prohibition at issue in Smith from the individualized denials of
unemployment compensation the Court had invalidated in Sherbert, Thomas and
Hobbie. See Smith, 494 U.S. at 876, 882-84; see also Sherbert v. Verner, 374 U.S.
398 (1963); Thomas v. Review Bd., 450 U.S. 707 (1981); Hobbie v. Unemployment
Appeals Comm'n, 480 U.S. 136 (1987). Smith left these decisions intact, while
limiting their applicability outside the context of “individualized” denials of
religious exemptions. See 494 U.S. at 884.
n202. See Smith, 494 U.S. at 877 (observing that “the government may not ...
impose special disabilities on the basis of religious views or religious status”
(citing McDaniel v. Paty, 435 U.S. 618 (1978), and Fowler v. Rhode Island, 345 U.S.
67, 69 (1953))); see also id. (explaining that government would be prohibiting
free exercise if it “sought to ban [religious] acts or abstentions only when
they are engaged in for religious reasons, or only because of the religious
belief that they display”); id. at 878 (characterizing respondents' argument
that their religious motivation “places them beyond the reach of a criminal law
that is not specifically directed at their religious practice”); id. at 886 n.3
(explaining that the Court “strictly scrutinizes governmental classifications
based on religion” (citing McDaniel, 435 U.S. at 618, and Torcaso v. Watkins,
367 U.S. 488 (1961))).
n203. Smith, 494 U.S. at 877.
n204. Id. at 877-78.
n205. Id. at 878 (emphasis added); accord Amar, supra note 1, at 42-43
(referring to the “unreconstructed” free exercise clause). But see id. at
254-56 (discussing the “reconstructed” clause).
n206. See Smith, 494 U.S. at 889 (citing Church of the Lukumi Babalu Aye, Inc.
v. City of Hialeah, 723 F. Supp. 1467 (S.D. Fla. 1989)).
n207. See Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S.
520 (1993).
n208. Id. at 533.
n209. See generally id. at 524-28. Various resolutions expressed, for example, ““concern'“
that “certain religions may propose to engage in practices which are
inconsistent with public morals, peace or safety,” and aimed to oppose ““the
ritual sacrifices of animals.'“ Id. at 526-27 (quoting Resolutions 87-66 and
87-90).
n210. Id. at 527-28 (quoting Ordinances 87-52, 87-71, and 87-72). For instance,
the ordinances (1) prohibited animal “sacrifice,” defined as “to unnecessarily
kill ... an animal in a public or private ritual or ceremony not for the
primary purpose of food consumption;” (2) restricted that prohibition to any
individual or group that “kills, slaughters or sacrifices animals for any type
of ritual;” (3) exempted certain “licensed establishments” from the
slaughtering prohibition for animals “specifically raised for food purposes”
and set zoning areas for slaughterhouse use; and (4) further exempted from
regulation the slaughter or processing for sale of “small numbers of hogs
and/or cattle per week” in accordance with other state law. Id.
n211. Id. at 535.
n212. Id. at 531-32 (discussing Employment Div. Dep't of Human Res. v. Smith,
494 U.S. 872 (1990)).
n213. Id. at 532 (citations omitted).
n214. Id. at 533. Using largely the same expression, the Court also remarked
that neutrality is violated when “the object or purpose of a law is the
suppression of religion or religious conduct.” Id.
n215. Id.
n216. Bowen v. Roy, 476 U.S. 693, 703 (1986) (Burger, C.J.)
n217. Lukumi, 508 U.S. at 534.
n218. Id. (quoting Walz v. Tax. Comm'n, 397 U.S. 664, 696 (1970) (Harlan, J.,
concurring)); see infra notes 275-80. As to “general applicability,” the Court
explained that this inquiry focused on equality-of-treatment concerns and was
guided by “the principle that government, in pursuit of legitimate interests,
cannot in a selective manner impose burdens only on conduct motivated by
religious belief.” Id. at 542-43. The Court admitted that the “general
applicability” and “neutrality” inquiries are “interrelated.” Id. at 531.
Concurring, Justice Scalia “frankly acknowledged that the terms are not only “interrelated,'
... but substantially overlap.” Id. at 557 (Scalia, J., concurring).
n219. Id. at 535-37. The Court observed that, under Florida case law, even “the
use of live rabbits to train greyhounds” would not violate the Florida animal
cruelty laws, which the Hialeah ordinances had incorporated. Id. at 537 (citing
Kiper v. State, 310 So. 2d 42 (Fla. App. 1975), cert. denied, 328 So. 2d 845 (Fla.
1975)).
n220. Id. at 536.
n221. Id. at 542. For largely the same reason, the ordinances were also not “generally
applicable” - while they pursued legitimate governmental interests, at least
broadly speaking, in seeking to prevent animal cruelty and to protect public
health, they did so “only against conduct motivated by religious belief.” Id.
at 542, 545. The Court reasoned that the ordinances were blatantly “underinclusive”
in furthering the asserted legislative goals - failing to encompass many
non-religious kinds of animal cruelty and public health hazards. Id. at 543-45.
For no legitimate reason, the ordinances forced religiously motivated conduct
alone to “bear the burden” of their prohibitions and they therefore had “every
appearance of a prohibition that society is prepared to impose upon [a Santeria
worshiper] but not upon itself.” Id. at 544, 545 (quoting Fla. Star v. B.J.F.,
491 U.S. 524, 542 (1989) (Scalia, J., concurring in part and concurring in the
judgment)).
n222. Id. at 546 (citing McDaniel v. Paty, 435 U.S. 618, 628 (1978), and
Employment Division v. Smith, 494 U.S. 872, 888 (1990)).
n223. Id. at 546-47.
n224. Id. at 557 (Scalia, J., concurring).
n225. Id. Illustrating that proposition, Scalia cited McDaniel and also Chief
Justice Burger's opinion in Bowen v. Roy, in which Burger stated that “denial
of [governmental] benefits by a uniformly applicable statute neutral on its
face is of a wholly different, less intrusive nature than affirmative
compulsion or prohibition, by threat of penal sanctions, for conduct that has
religious implications.” Id.; see Bowen v. Roy, 476 U.S. 693, 704 (1986)
(Burger, C.J.).
n226. Lukumi, 508 U.S. at 557 (Scalia, J., concurring) (citation omitted). Jay
Bybee provides an accurate synthesis of Scalia's opinions in Lukumi and Smith.
As Bybee explains, the law upheld by Scalia's majority opinion in Smith “prohibited
the use of peyote generally, ... [and] necessarily prohibited the religious use
of peyote.” Bybee, supra note 27, at 313. The impact on religiously motivated
conduct was incidental, not deliberate. The prohibition was not
religion-sensitive. By contrast, in Lukumi, Scalia concurred in invalidating “a
city ordinance barring the ritual slaughter of animals,” a law in which “ritual
use was an element of the crime.” Id. The Lukumi law's prohibition was tied to
religious motivation; its burden on the Santeria practitioners was unique and
deliberate. The law was religion-sensitive. See also Michael Stokes Paulsen, A
Funny Thing Happened on the Way to the Limited Public Forum: Unconstitutional
Conditions on “Equal Access” for Religious Speakers and Groups, 29 U.C. Davis
L. Rev. 653, 698 (1996) (observing that Smith's “less well known” holding,
which was confirmed in Lukumi, “reiterated that laws “imposing special
disabilities on the basis of religious views or religious status' are
presumptively unconstitutional, and subject to strict scrutiny”).
n227. Lukumi, 508 U.S. at 557, 558 (Scalia, J., concurring). Any difference
seems slight and immaterial. Scalia and the majority agree on the qualities of
a law that render it discriminatory for purposes of free exercise analysis, but
they merely group those qualities differently under the rubrics of “neutrality”
and “general applicability.” Id. at 557. It appears that Scalia would treat “neutrality”
more narrowly than the majority - focusing more on the actual terms of the law
- but would treat “general applicability” more broadly - including the “design
[and] construction” of the law. See id. at 557-58 (Scalia, J., concurring).
n228. See Bradley, supra note 18, at 15 (citations omitted).
n229. Id.
n230. See Walz v. Tax Comm'n, 397 U.S. 680, 696 (1970) (Harlan, J.,
concurring).
n231. McConnell, supra note 164, at 43.
n232. Reynolds v. United States, 98 U.S. 145, 164 (1878).
n233. Davis v. Beason, 133 U.S. 333, 342-43 (1890).
n234. Id. at 343.
n235. Minersville Sch. Dist. v. Gobitis, 310 U.S. 586, 594 (1940).
n236. Everson v. Bd. of Educ., 330 U.S. 1, 16 (1947); see also Braunfeld v.
Brown, 366 U.S. 599, 607 (1961) (stating that, unlike a “general” law, “if the
purpose or effect of a law is to impede the observance of one or all religions
or is to discriminate invidiously between religions, the law is
constitutionally invalid even though the burden may be characterized as being
only indirect”).
n237. Braunfeld, 366 U.S. at 607.
n238. McDaniel v. Paty, 435 U.S. 618, 626-28 (1978).
n239. See Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S.
520 (1993); Employment Div. Dep't of Human Res. v. Smith, 494 U.S. 872 (1990).
n240. See Lukumi, 508 U.S. at 532. Lukumi specifically says that “it was “historical
instances of religious persecution and intolerance that gave concern to those
who drafted the Free Exercise Clause.'“ Id. (quoting Bowen v. Roy, 476 U.S.
693, 703 (1986) (Burger, C.J.)).
n241. Just as it is wrong to read McDaniel narrowly, see supra notes 188-199,
it is wrong to restrict Lukumi to its facts. See, e.g., Lupu & Tuttle,
supra note 19, at 963 n.211 (distinguishing Lukumi because it involved “coercive,
animal protection legislation upon a particular religious sect, rather than the
limitation of a government benefit to secular organizations”); Davey v. Locke,
299 F.3d 748, 762 (9th Cir. 2002) (McKeown, J., dissenting) (declining to find “any
guidance in Lukumi beyond the criminal ordinances at issue there”). Not only
does this ignore the Court's language in Lukumi - which broadly teaches that, “at
a minimum, the protections of the Free Exercise Clause pertain if the law at
issue discriminates against some or all religious beliefs or regulates or
prohibits conduct because it is undertaken for religious reasons” - it more
fundamentally ignores Lukumi's place in the larger development of the Court's
religious non-discrimination jurisprudence - again, which the Court made clear
in its opinion. 508 U.S. at 532-33 (emphasis added). The laws at issue in
Lukumi doubtlessly presented egregious violations of free exercise, because
they were designed to stamp out a central religious practice of a minority
religious group. But neither the opinion itself, nor the Court's
non-discrimination jurisprudence generally, gives any reason to think that
Lukumi represents a minimum level of “religious persecution” which must be
reached before the Free Exercise Clause is triggered.
n242. In a recent article, Mark DeForrest reaches a similar conclusion about
the State Blaines. See DeForrest, supra note 20, at 607. More generally,
DeForrest also argues that the State Blaines violate a “principle of
nondiscrimination” inherent in liberal democracy itself and in principles of
distributive justice. See generally id. at 607-13 (relying principally on Paul
Weithman, Religious Reasons and the Duties of Membership, 36 Wake Forest L.
Rev. 511 (2001); Ashley Woodiwiss, Ecclesial Profiling, 36 Wake Forest L. Rev.
557 (2001); John Courtney Murray, We Hold These Truths: Catholic Reflections on
the American Proposition (1960)).
n243. My application of the non-persecution rule to the State Blaines does not
rely on the subjective motivations legislators may have had, individually or
collectively, in promulgating them. It is not clear whether such “legislative
purposes” - those hopes or fears which may lurk in lawmakers' breasts but find
no objective expression in the language, structure, or operation of the laws they
pass - should figure in analyzing the validity of laws under the Establishment
or Free Exercise Clauses. See, e.g., Mark Tushnet, Vouchers After Zelman, 2002
Sup. Ct. Rev. 1, 17-18 (2002) (suggesting that the “bad motivations” behind
many State Blaines should be irrelevant to assessing their constitutionality).
Some of what the Court has said in non-establishment cases suggests that
legislators' subjective motivations could be relevant. See, e.g., Agostini v.
Felton, 521 U.S. 203, 222-23 (1997) (stating that “we continue to ask whether
the government acted with the purpose of advancing or inhibiting religion”);
Wallace v. Jaffree, 472 U.S. 38, 56-61 (1985) (considering legislators'
subjective motivations for “moment of silence” law in determining ““whether
government's actual purpose is to endorse or disapprove of religion'“ (quoting
Lynch v. Donnelly, 465 U.S. 668, 690 (1984) (O'Connor, J., concurring))); see
also id. at 73-78 (O'Connor, J., concurring) (generally discussing use of
legislative history, including some limited use of legislators' statements, in
assessing secular purpose of the law). But see Tushnet, supra, at 17 & n.55
(relying on Sunday Closing Cases to argue that “bad motivation at the outset
can become irrelevant over time, if eventually a law can be justified by
identifying some permissible goals the legislature might be pursuing (today) in
keeping it on the books”). As to free exercise cases, the evidence is shakier.
In Lukumi, only two Justices relied on statements of individual council
members' subjective motivations for the animal cruelty ordinances. See 508 U.S.
at 540-42 (Kennedy, J., joined by Stevens, J.). That reliance was strongly
rejected in Justice Scalia's concurrence. See id. at 558-59 (Scalia, J.,
concurring, joined by Rehnquist, C.J.). In any event, the parameters of the
non-persecution rule I have analyzed in this article suggest that an objective
notion of legislative purpose is the relevant one for free exercise purposes.
Non-persecution asks how a law operates objectively with respect to religious
persons, organizations, and purposes. It would not seem to regard as a
necessary or a sufficient condition for a law's invalidity that the lawmakers
who passed it subjectively wished to persecute religion - provided those subjective
wishes found no objective expression in the language, structure, or operation
of the law. A view that such subjective wishes are alone enough to invalidate a
law seems inconsistent with the distinction clarified in Smith and Lukumi
between “religion neutral” and “religion targeted” laws.
This issue impacts an analysis of the State Blaines. If invalidation of a
particular State Blaine required a specific showing that the legislators
passing it subjectively intended to persecute Catholics, the task would be
difficult indeed. See Lupu & Tuttle, supra note 19, at 967-70 (describing
difficulties in mounting a purely “animus-based” attack on State Blaines).
Further, it would raise the hard question of whether lawmakers' subjective
purposes in the late nineteenth century should even matter today. But my
analysis of the State Blaines regards such subjective motivation as irrelevant.
The State Blaines, on their face, objectively structure categories of public
beneficiaries to exclude the religious. Understanding the State Blaines'
historical provenance, of course, helps explain why such laws exist. But if we
had no knowledge about why the State Blaines came into being, they would still
operate unconstitutionally against religion. On this point, I disagree with Ira
Lupu and Robert Tuttle that a subjective “animus-based” attack is the only way
to invalidate the State Blaines. See id.
n244. See, e.g., Everson v. Bd. of Educ., 330 U.S. 1, 18 (1947) (remarking that
the First Amendment “requires the state to be a neutral in its relations with
groups of religious believers and non-believers”); see also Douglas Laycock,
Formal, Substantive, and Disaggregated Neutrality Toward Religion, 39 DePaul L.
Rev. 993, 993 (1990) (observing that “[a] wide range of courts and commentators
commonly say that government must be neutral toward religion” and assuming that
“neutrality is an important part of the meaning of the religion clauses”
(citations omitted)).
n245. See Laycock, supra note 244, at 994.
n246. See Laycock, supra note 156, at 63.
n247. See, e.g., DeForrest, supra note 20, at 608 n.468 (linking State Blaines'
discriminatory operation to the Court's use of neutrality in its religion
jurisprudence).
n248. A substantive conception of neutrality does seem, however, more congruent
with the religion-promoting text and purposes of the religion clauses.
n249. McConnell, supra note 164, at 43.
n250. Laycock, supra note 244, at 1001; see also Laycock, supra note 156, at 45
(reiterating argument for substantive neutrality that “an underlying purpose of
religious liberty is to minimize government influence on religious choices”);
Berg, supra note 12, at 122 n.5 (agreeing with Laycock's view of “substantive
neutrality”); Lupu & Tuttle, supra note 10, at 66 n.96 (contrasting
Laycock's “substantive neutrality” with a more formalist view of neutrality).
n251. See Mary Ann Glendon & Raul F. Yanes, Structural Free Exercise, 90 Mich.
L. Rev. 477, 541 (1991).
n252. Id.
n253. McConnell, supra note 164, at 11. In an earlier article, McConnell
proposed a similar view of what he called a “pluralistic” approach to
interpreting the Establishment Clause. According to him, “a pluralistic
approach would not ask whether the purpose or effect of the challenged action
is to “advance religion,' but whether it is to foster religious uniformity or
otherwise distort the process of preaching and practicing religious
convictions. A governmental policy that gives free rein to individual decisions
(secular and religious) does not offend the Establishment Clause, even if the
effect is to increase the number of religious choices. The concern of the
Establishment Clause is with governmental actions that constrain individual
decisionmaking with respect to religion, by favoring one religion over others,
or by favoring religion over nonreligion.” McConnell, supra note 17, at 175.
n254. See Philip Kurland, Of Church and State and the Supreme Court, 29 U. Chi.
L. Rev. 1, 96 (1961); see also Mark Tushnet, Of Church and State and the
Supreme Court: Kurland Revisited, 1989 Sup. Ct. Rev. 373; Laycock, supra note
244, at 999-1000 & nn.22-23; Lupu & Tuttle, supra note 10, at 66 &
n.96.
n255. Kurland, supra note 254, at 96.
n256. Lupu & Tuttle, supra note 10, at 66 & n.96; cf. Glendon &
Yanes, supra note 251, at 541 (arguing that the First Amendment should be read
holistically as a straightforward declaration that “forbids Congress to
interfere with a group of important freedoms,” first among which is simply “religious
freedom”). Purely formal neutrality has been widely criticized. For instance,
Laycock claims that “formal neutrality has been almost universally rejected,”
that “no major commentator [has] endorsed it for a generation” (he excepts
Tushnet, supra note 243), and that “hardly anyone else has been willing to
apply it universally, because it produces surprising results that are
inconsistent with strong intuitions.” Laycock, supra note 244, at 1000.
McConnell rejects what he calls religion-blindness as an across-the-board
standard for interpreting the religion clauses, and he points out that Kurland's
formulation itself illogically uses “religion” as a legal categorization. See McConnell,
supra note 164, at 11. I would add that it is difficult to derive a rule of
formal neutrality from the text and purposes of the religion clauses
themselves. If the religion clauses, as Akhil Amar has persuasively
demonstrated, see Amar, supra note 1, at 33-34, 41, simply withdrew two objects
of legislative power from Congress (i.e., the power to forbid the free exercise
of religion and to meddle with state establishments of religion), then why
should we read them as impliedly making the additional and vastly broader
withdrawal of any power to legislate on religious matters altogether? Indeed,
based on text and purposes alone, it would seem more plausible to reason, by
negative implication, that the religion clauses empower Congress to promote the
flourishing of religion generally.
n257. See, e.g., McConnell, supra note 164, at 5-6 (arguing that “the Supreme
Court has repeatedly held that religious accommodations are constitutionally
permissible, even if not constitutionally required” (citations omitted)).
McConnell also states:
Not one historian or constitutional scholar has [in recent years] claimed that
the founding generation deemed religious accommodations illegitimate.
Accommodations of religion during the years leading up to the framing of the
First Amendment were common (the most frequent examples were exemption from
military conscription or jury duty, exemption from oath requirements, and
exemption from tithes).
Id. at 14; see also, e.g., Bd. of Educ. v. Grumet, 512 U.S. 687, 705 (1994)
(stating that “we do not deny that the Constitution allows the State to
accommodate religious needs by alleviating special burdens” and that “our cases
leave no doubt that in commanding neutrality the Religion Clauses do not
require the government to be oblivious to impositions that legitimate exercises
of state power may place on religious belief and practice”).
n258. See supra Part IV.A.1.
n259. See, e.g., McConnell, supra note 17, at 166-67.
The formal neutrality position would make unconstitutional all legislation that
explicitly exempts religious institutions or individuals from generally
applicable burdens or obligations. Yet the theory of Smith is that exemptions
are a form of beneficent legislation, left to the discretion of the political branches
... . Smith thus rejects the formal neutrality position under the Establishment
Clause.
Id.
n260. See, e.g., Laycock, supra note 244, at 1000 (strongly criticizing Smith);
Lupu & Tuttle, supra note 10, at 71-72 & nn.113-15 (discussing
criticism and defense of Smith); see also supra Part IV.A.1.
n261. See, e.g., McConnell, supra note 17, at 184-87 (arguing that selective
exclusion of religious institutions from generally available public benefits
would violate neutrality insofar as it “uses the government's coercive power to
disadvantage religion” (citing Michael W. McConnell, Unconstitutional
Conditions: Unrecognized Implications for the Establishment Clause, 26 San
Diego L. Rev. 255 (1989))).
n262. See Kurland, supra note 254, at 96 (religious clauses “prohibit
classification in terms of religion either to confer a benefit or to impose a
burden” (emphasis added)); see also Lupu & Tuttle, supra note 10, at 66
n.96 (stating that the “Neutralist believes that religious entities and causes
are to be treated exactly like their secular counterparts - no worse but no
better,” and is one “who equates neutrality with nondiscrimination between
religious institutions and their secular counterparts” (emphasis added)).
n263. Rosenberger v. Rector & Visitors of the Univ. of Va., 515 U.S. 819,
861 (1995) (Thomas, J., concurring) (citations omitted); see also Bowen v.
Kendrick, 487 U.S. 589, 609 (1988) (observing that the Court has never held,
under the Establishment Clause, “that religious institutions are disabled ...
from participating in publicly sponsored social welfare programs”); Zorach v.
Clauson, 343 U.S. 306, 314 (1952) (refusing to find under the Establishment
Clause any “constitutional requirement which makes it necessary for government
to be hostile to religion”).
n264. See, e.g., Rosenberger, 515 U.S. at 839 (“More than once have we rejected
the position that the Establishment Clause even justifies, much less requires,
a refusal to extend free speech rights to religious speakers who participate in
broad-reaching government programs neutral in design.”); id. at 846 (O'Connor,
J., concurring) (stating that “insistence on government neutrality toward
religion explains why we have held that schools may not discriminate against
religious groups by denying them equal access to facilities that the schools
make available to all” (emphasis added)); Everson v. Bd. of Educ., 330 U.S. 1,
18 (1947) (declaring that “State power is no more to be used so as to handicap
religions than it is to favor them” (emphasis added)).
n265. Bd. of Educ. v. Grumet, 512 U.S. 687, 717 (1994) (O'Connor, J.,
concurring) (emphasis in original).
n266. See, e.g., Zelman v. Simmons-Harris, 536 U.S. 639, 653 (2002) (finding
Ohio voucher program “neutral in all respects toward religion” in that the aid
is “allocated on the basis of neutral, secular criteria that neither favor nor
disfavor religion” (emphasis added) (quoting Agostini v. Felton, 521 U.S. 203,
231 (1997)). The Court in Agostini found that government aid does not advance
religion by creating religious incentives “where the aid is allocated on the
basis of neutral, secular criteria that neither favor nor disfavor religion and
is made available to both religious and secular beneficiaries on a
nondiscriminatory basis.” Agostini, 521 U.S. at 231 (emphasis added).
n267. See, e.g., Lemon v. Kurtzman, 403 U.S. 602, 612 (1971) (law is an “establishment”
of religion if its “primary effect ... advances [or] inhibits religion”); see
also Agostini, 521 U.S. at 222-23 (confirming that “we continue to ask whether
the government acted with the purpose of advancing or inhibiting religion”).
n268. See Everson v. Bd. of Educ., 330 U.S. 1, 18 (1947). Further linking
neutrality to non-hostility, Everson also stated that the First Amendment “requires
the state to be a neutral in its relations with groups of religious believers
and non-believers; it does not require the state to be their adversary.” Id.
n269. See id. at 16 (“[The Free Exercise Clause] commands that New Jersey
cannot hamper its citizens in the free exercise of their own religion.
Consequently, it cannot exclude individual Catholics, Lutherans, Mohammedans,
Baptists, Jews, Methodists, Non-believers, Presbyterians, or the members of any
other faith, because of their faith, or lack of it, from receiving the benefits
of public welfare legislation.” (emphasis in original)).
n270. As to the State Blaines, the argument would be that they themselves “establish”
religion, because their purpose and effect is to “inhibit” religion by
disqualifying it from generally available public benefits. See Lemon, 403 U.S.
at 612 (a law's “principal or primary effect must be one that neither advances
nor inhibits religion”); see also McDaniel v. Paty, 435 U.S. 618, 636-42 (1978)
(Brennan, J., concurring) (arguing that Tennessee clergy exclusion also
violated the Establishment Clause since the clause, “properly understood, is a
shield against any attempt by government to inhibit religion as it has done
here” (citations omitted)); Rosenberger v. Rector & Visitors of the Univ.
of Va., 515 U.S. 819, 856-57 n.2 (1995) (Thomas, J., concurring) (suggesting
that legal categorization that explicitly discriminates against religion is
unconstitutional because it wrongly takes “cognizance” of religion) (citing
Madison's Memorial and Remonstrance). Cutting against this line of argument,
Michael McConnell has argued that the “apparent symmetry” of the Lemon “inhibition”
prong is “spurious,” pointing out that “in actual practice, actions “inhibiting'
religion are dealt with under the Free Exercise Clause” and that the only case
in which the Supreme Court has applied “inhibition” as a matter of
establishment law is Larson v. Valente, 452 U.S. 904 (1981), a case involving
denominational discrimination. See McConnell, supra note 17, at 118 n.9, 152.
In a similar vein, Douglas Laycock has argued that “the Court never took the “inhibiting'
prong of Lemon seriously in the context of school finance.” Laycock, supra note
156, at 56.
n271. See Mitchell v. Helms, 530 U.S. 793, 835 n.19 (2002) (plurality opinion)
(citing Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S. 520,
532 (1990); Everson v. Bd. of Educ., 330 U.S. 1, 16 (1947); Rosenberger, 515
U.S. at 819).
n272. See Berg, supra note 12, at 151-52.
n273. Sch. Dist. of Abbington Township v. Schempp, 374 U.S. 203, 222 (1963)
(emphasis added). The Schempp majority underscored the religious neutrality and
non-hostility guaranteed by both religion clauses, noting that “the two clauses
may overlap.” Id. As a general matter, the Court remarked that “the ideal of
our people as to religious freedom ... [is] one of “absolute equality before
the law, of all religious opinions and sects'“ and that ““the government is
neutral, and, while protecting all, it prefers none, and it disparages none.'“ Id.
at 214-15 (quoting Minor v. Bd. of Educ., 23 Ohio St. 211, 253 (1872) (Taft,
J., dissenting)) (emphasis added). The Court described the religion clauses'
overarching approach as “wholesome “neutrality.'“ Schempp, 374 U.S. at 222. The
Court added that “we agree of course that the State may not establish a “religion
of secularism' in the sense of affirmatively opposing or showing hostility to
religion, thus “preferring those who believe in no religion over those who do
believe.'“ Id. at 225 (quoting Zorach v. Clauson, 343 U.S. 306, 314 (1952)).
n274. Schempp, 374 U.S. at 305 (Goldberg, J., concurring). Justice Goldberg's
elaboration of neutrality seems to have more of a “substantive” flavor than the
majority's articulation, insofar as Goldberg emphasized that non-establishment
disabled the government from engaging in or compelling religious practices,
from showing “favoritism” to particular sects or to religion generally, and
from “deterring” religious belief. Id. The majority, by contrast, reasoned that
laws may not have the “effect” of either advancing or inhibiting religion. Id.
at 222. As Douglas Laycock points out, the first two prongs of the Lemon test
(in particular, the “neither advances nor inhibits” language) “are taken almost
verbatim from the Court's elaboration of “benevolent neutrality' in [Schempp].”
Laycock, supra note 156, at 56.
n275. See Walz v. Tax Comm'n, 397 U.S. 664, 676 (1970).
n276. Id. at 669. In the same passage, the Court also disclaimed undue rigidity
in adhering to “the course of constitutional neutrality,” warning that “rigidity
could well defeat the basic purpose of these provisions, which is to insure
that no religion be sponsored or favored, none commanded, and none inhibited.” Id.
n277. See id. at 694-700 (Harlan, J., concurring); see also Church of the
Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S. 520, 534 (1993).
n278. Walz, 397 U.S. at 696. Harlan cited examples such as school-sponsored
prayer or Bible reading or “released-time” programs that were structured to
encourage participation in religious instruction. Id. As Harlan described it, “voluntarism”
still factors significantly into the Court's approach to “neutrality,” as seen
in the Court's recent discussions of when “religious indoctrination” can be
ascribed to the government. See, e.g., Mitchell v. Helms, 530 U.S. 793, 809
(2000) (plurality opinion) (discussing governmental indoctrination).
n279. Walz, 397 U.S. at 696. As already discussed, in Lukumi the Court drew on
Harlan's idea of “religious gerrymanders” to describe a significant
impermissible aspect of the Hialeah ordinances - i.e., that they pursued
otherwise legitimate governmental objectives only against religious conduct.
See supra Part IV.A.1.
n280. Walz, 397 U.S. at 694. Supporting this statement, Harlan quoted the
passage from Justice Goldberg's Schempp concurrence discussed earlier in this
section, and also cited the Court's free exercise discussion in Torcaso,
discussed supra in Part IV.A., which condemned government discrimination in
favor of some or all religions. Id. at 695 (discussing Schempp, 374 U.S. at 305
(Goldberg, J., concurring), and Torcaso v. Watkins, 367 U.S. 488, 495 (1961)).
n281. Paulsen, supra note 226, at 655.
n282. In this Article, I do not address at length the argument that certain
applications of State Blaines independently violate the Free Speech Clause.
There are undoubtedly applications of State Blaines that would squarely abridge
free speech - e.g., if State Blaines are used to justify excluding religious
viewpoints from public or limited public fora. But the more difficult question,
which I do not explore here, is whether the concept of a speech forum is
sufficiently expansive to cover the wider array of situations where religious
persons and institutions seek equal access to public benefits. See, e.g., Rees,
supra note 9, at 1313-28 (arguing that excluding religious providers from
neutral voucher programs would abridge free speech); see also DeForrest, supra
note 20, at 618-25 (applying free speech principles to State Blaines); Lupu
& Tuttle, supra note 19, at 962 n.204 (advocating a narrower viewpoint-discrimination
ground for result in Davey v. Locke, discussed infra notes 326-32). Again,
however, this Article focuses on free exercise principles as a primary source
for attacking the vast majority of the State Blaines' conceivable applications,
and so I discuss the Court's religious speech cases insofar as they support my
general non-persecution argument.
n283. See Widmar v. Vincent, 454 U.S. 263 (1981). The student group in Widmar
was called “Cornerstone,” an evangelical Christian organization whose meetings “included
prayer, hymns, Bible commentary, and discussion of religious views and
experiences.” Id. at 265 & n.2.
n284. See Lamb's Chapel v. Ctr. Moriches Union Free Sch. Dist., 508 U.S. 384,
386 (1993).
n285. See id. at 386-89.
n286. See Good News Club v. Milford Cent. Sch., 533 U.S. 98, 102-04 (2001).
n287. See Rosenberger v. Rectors & Visitors of the Univ. of Va., 515 U.S.
819, 820-27 (1995). Board of Education v. Mergens is another case that
addresses these issues, although Mergens does so in the context of the Equal
Access Act and not the First Amendment. See Bd. of Educ. v. Mergens, 496 U.S.
226 (1990).
n288. See Good News Club, 533 U.S. at 119; Rosenberger, 515 U.S. at 845-46;
Lamb's Chapel, 508 U.S. at 394-97; Widmar, 454 U.S. at 276-77. For free speech
purposes, the Court has said “it is axiomatic that the government may not
regulate speech based on its substantive content or the message it conveys.”
Rosenberger, 515 U.S. at 828 (citing Police Dep't of Chicago v. Mosley, 408 U.S.
92, 96 (1972)). Discrimination against speech because of the message conveyed
is presumptively unconstitutional and, furthermore, “when the government
targets not subject matter, but particular views taken by speakers on a
subject, the violation of the First Amendment is all the more blatant.” Id. at
829 (citing R.A.V. v. St. Paul, 505 U.S. 377, 391 (1992)). The Court therefore
characterizes viewpoint discrimination as “an egregious form of content
discrimination.” Id. at 829.
n289. For example, in Widmar the Court explained that, “through its policy of
accommodating their meetings, the University has created a forum generally open
for use by student groups. Having done so, the University has assumed an
obligation to justify its discriminations and exclusions under applicable
constitutional norms.” Widmar, 454 U.S. at 267; see also Rosenberger, 515 U.S.
at 829 (“Once it has opened a limited forum, however, the State must respect
the lawful boundaries it has itself set.”). The speech forum thereby created should
be distinguished from a “public forum” which by its nature or design is “open
for indiscriminate public use for communicative purposes.” Lamb's Chapel, 508 U.S.
at 392.
n290. See Lamb's Chapel, 508 U.S. at 386 (quoting N.Y. Educ. Law 414 (McKinney
1988 & Supp. 1993) (explaining that New York Education Law section 414 “authorizes
local school boards to adopt reasonable regulations for the [after-school] use
of school property for 10 specified purposes”); Good News Club, 533 U.S. at
102-03 (same); see also N.Y. Educ. Law 414 (McKinney 2000). In Widmar, the
Court explained that the stated policy of the University of Missouri was “to
encourage the activities of student organizations,” that it “officially
recognized over 100 student groups,” and that it “routinely provided University
facilities for the meetings of registered organizations.” Widmar, 454 U.S. at
265. The Christian group at issue in Widmar had “regularly sought and received
permission to conduct its meetings in University facilities” until the
University adopted its policy of religious exclusion. Id.
n291. Rosenberger, 515 U.S. at 824 (describing University guidelines relating
to Student Activity Fund access). Notice that the forum created in Rosenberger
involved more than equal access to facilities - it involved equal access to
funding. See Paulsen, supra note 226, at 654 (“Equal access, according to the
Court in Rosenberger, means no discrimination in eligibility for a right,
benefit, or privilege - including funding - on the basis of religious
viewpoint.” (emphasis omitted)). Paulsen calls Rosenberger's recognition of a
free-speech right to equal access to a “funding” forum “a major doctrinal
breakthrough in First Amendment law.” Id. at 710. He also points out that the
same issue (equal access of religious persons to neutral sources of public
funding) was presented on remand in Witters. Id. at 711 n.140. Paulsen's
analysis of Rosenberger thus underscores the obvious connections between
religious free speech and free exercise jurisprudence.
n292. In Lamb's Chapel and Good News Club, the school boards had promulgated
rules stating that “school premises shall not be used by any group for
religious purposes” and that otherwise forbade use “by any individual or
organization for religious purposes.” Lamb's Chapel, 508 U.S. at 387; Good News
Club, 533 U.S. at 103. Similarly, in Widmar, the University adopted a
regulation that prohibited use of University buildings or grounds ““for
purposes of religious worship or religious teaching.'“ Widmar, 454 U.S. at 265
& n.3. The exclusion in Rosenberger, as befitted a University setting, was
more philosophically-nuanced. Among certain student activities excluded from
the Student Activity Fund were “religious activities,” defined as any activity
that “primarily promotes or manifests a particular belief in or about a deity
or an ultimate reality.” Rosenberger, 515 U.S. at 825.
n293. Lamb's Chapel, 508 U.S. at 392-93 (quoting Cornelius v. NAACP Legal
Defense & Educ. Fund, Inc., 473 U.S. 788, 806 (1985)).
n294. Lamb's Chapel, 508 at 393-94; see also Good News Club, 533 U.S. at 112
(reaffirming the consistent view that “speech discussing otherwise permissible
subjects cannot be excluded from a limited public forum on the ground that the
subject is discussed from a religious viewpoint”).
n295. Rosenberger, 515 U.S. at 831.
n296. See, e.g., Good News Club, 533 U.S. at 110-12. In Good News Club, the
Court made its most pointed rejection of the argument that the “religious
nature” of speech somehow makes it fair game for exclusion. The school had
claimed that the explicit Christian content of the Good News Club's teaching
activities distinguished them from “pure” moral teaching and character
development. In the school's view, the Club's “Christian viewpoint” was “quintessentially
religious” and therefore added an “additional layer” to otherwise neutral moral
teaching. The Court rejected the school's argument, stating that “we can see no
logical difference in kind between the invocation of Christianity by the Club
and the invocation of teamwork, loyalty, or patriotism by other associations to
provide a foundation for their lessons.” Id. at 111.
n297. For instance, in Mueller v. Allen, the Court approved under the
Establishment Clause a general education tax deduction - one that included
deductions for religious education expenses - for the primary reason that the
allowable expenses were incurred by all parents, regardless of whether their
children attended public, private non-religious, or private religious schools. 463
U.S. 388 (1983). The Court explicitly relied on the “state's provision of a
forum neutrally “available to a broad class of nonreligious as well as
religious speakers'“ in Widmar to support its conclusion that the tax deduction
at issue was also “neutral” for non-establishment purposes. See id. at 397
(1983) (quoting Widmar, 454 U.S. at 274). Given Mueller's reliance on Widmar,
it is easier to see the logic of Rosenberger, which “extended” the notion of a
speech forum to a forum defined by a neutral funding mechanism. See, e.g.,
Paulsen, supra note 226, at 711 n.139 (stating that “arguably, Rosenberger is a
step beyond Mueller and Zobrest in that it upholds direct state funding of
specifically religious activities”).
n298. Rosenberger, 515 U.S. at 846 (O'Connor, J., concurring).
n299. Id. at 845.
n300. Id. at 845-46.
n301. See Paulsen, supra note 226, at 662 (“There is no “religion exception' to
the Free Speech Clause or the Free Press Clause; religious speakers and groups
are entitled to the same equal access to public fora, public facilities, and
public funds as other private speakers and groups receive.”).
n302. E.g., Good News Club, 533 U.S. at 112-19; Widmar, 454 U.S. at 270-76; see
also Rosenberger, 515 U.S. at 837-45; Lamb's Chapel, 508 U.S. at 394-97.
n303. Widmar, 454 U.S. at 275. The University relied in part on the general
anti-religious-funding provision in article IX, section 8 of the Missouri
Constitution, the only possibly relevant part of which provides that no “grant
or donation of personal property or real estate [shall] ever be made by [any
governmental unit] for any religious creed, church, or sectarian purpose
whatever.” See supra note 107 and accompanying text (discussing Missouri Blaine
Amendment). The University also relied on article I, section 6 (addressing the “seminary
fund”) and article I, section 7 (addressing “county and township school funds”),
neither of which seem applicable to the access issue nor to fall within the
general parameters of State Blaine Amendments as I have described them.
Nonetheless, the Supreme Court deferred to statements of the Missouri Supreme
Court that the “Missouri Constitution requires stricter separation of church
and State than does [the] Federal Constitution.” Widmar, 454 U.S. at 275 n.16
(citing Americans United v. Rogers, 538 S.W.2d 711, 720 (Mo. 1976) (en banc)).
n304. Widmar, 454 U.S. at 275.
n305. Id. at 276.
n306. Id.
n307. Paulsen, supra note 226, at 653 (emphasis omitted).
n308. Davey v. Locke, 299 F.3d 748 (9th Cir. 2002), cert. granted, 123 S. Ct.
2075 (2003).
n309. See Witters v. Wash. Dep't of Servs. for the Blind, 474 U.S. 481 (1986)
(Witters II); see also supra Part I.
n310. Witters v. State Comm'n for the Blind, 771 P.2d 1119, 1122 (Wash. 1989)
(Witters III); see also supra note 116 (discussing Wash. Const. art. I, 11).
n311. Witters III, 771 P.2d at 1122 (citation omitted).
n312. See supra note 119.
n313. See supra note 107.
n314. See supra note 120.
n315. Some candidates might be those State Blaines whose prohibitions appear
limited to specific “funds” (such as “educational” or “public school” funds),
because Witters' aid apparently came from a vocational rehabilitation fund.
See, e.g., supra notes 105, 103, 107 (discussing the Kansas, Ohio, and Nebraska
Constitutions).
n316. This would be different, of course, if the federal Establishment Clause
independently prohibited Witters' use of the funds. In that case, construction
of the State Blaine would not logically be implicated.
n317. Everson v. Bd. of Educ., 330 U.S. 1, 16 (1947); see supra note 182.
n318. Again, notice that the federal Establishment Clause does not prohibit the
religious use of the aid contemplated by Witters. Thus, the pool of aid is
genuinely “generally available” to Witters. Washington State is thus penalizing
Witters' religious choice because it is religious, and not because its hands
are tied by the Establishment Clause.
n319. See Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S.
520, 534 (1993); Walz v. Tax Comm'n, 397 U.S. 664, 696 (1970) (Harlan, J.,
concurring); see also supra notes 218-23, 230, 279 and accompanying text.
n320. See Paulsen, supra note 226, at 711-12 & nn.139-40 (explaining
Rosenberger's precedential implications for neutral governmental funding
programs and observing that the same principles were involved in Witters on
remand). Indeed, as I have explained, the Court itself has drawn the analogy
between the limited speech fora in the religious speech cases, and the notion
of a “neutral” distribution of public funds based on non-religious criteria.
See, e.g., Mueller v. Allen, 463 U.S. 388, 397 (1983) (quoting Widmar v.
Vincent, 454 U.S. 263, 274 (1981)); supra notes 1-4. Both the majority opinion
and Justice O'Connor's concurrence seemed to flinch from embracing the logical
application of Rosenberger's holding to neutral disbursements from “general tax
revenue.” See Rosenberger v. Rector & Visitors of the Univ. of Va., 515 U.S.
819, 840-41 (1995) (attempting to distinguish the student fees disbursements
from an expenditure from a general tax fund); id. at 851-52 (O'Connor, J.,
concurring) (claiming that the student fund “simply belongs to the students”
and is not “tax revenue”). The distinction is unpersuasive. It is difficult to
understand how the student fee program - which exacts fees from all students
and makes them neutrally available for student groups' private uses - is
constitutionally different from the same kind of program involving “general tax
revenues.” See, e.g., Paulsen, supra note 226, at 712 (criticizing as
unpersuasive the majority's and Justice O'Connor's qualifications of the
holding in Rosenberger as applied to a “general tax fund”); Laycock, supra note
156, at 66-67 & n.144 (arguing that the Rosenberger “majority hedged the
opinion with unpersuasive distinctions and reservations” about general tax
revenues and directness of funding); see also Mueller, 463 U.S. at 397
(comparing limited speech forum in Widmar to generally available tax deduction
for educational expenses). Since Rosenberger, the Court has relied on the
limited forum cases for “instruction” in assessing the constitutionality of a
government subsidy programs derived from general tax funds. See Legal Servs.
Corp. v. Velazquez, 531 U.S. 533, 544 (2001) (observing that “limited forum”
cases like Lamb's Chapel and Rosenberger “do provide some instruction” for
cases in which “government establishes a subsidy for specified ends”).
n321. See, e.g., Paulsen, supra note 226, at 657 (arguing that “Rosenberger's
equal access to funding follows naturally from Widmar, Mergens, and Lamb's
Chapel, each of which involved a claim of some type on public resources by a
religious group”).
n322. See Witters v. State Comm'n for the Blind, 771 P.2d 1119, 1122 (Wash.
1989) (Witters III) (citations omitted).
n323. See McDaniel v. Paty, 435 U.S. 618, 626-27 (1978); id. at 632 (Brennan,
J., concurring); Torcaso v. Watkins, 367 U.S. 488, 489-90 (1961).
n324. See Lupu & Tuttle, supra note 19, at 962 n.204 (offering viewpoint
discrimination as a narrower alternative ground for result in Davey).
n325. Witters III, 771 P.2d at 1122 (citations omitted). This “motivational”
parsing of a State Blaine merely deepens its unconstitutional application as to
Witters. But a “categorical” reading would amount to unconstitutional religious
discrimination as well. That is, if the Washington Supreme Court had simply
declared that all religious studies were ineligible for funding - whether or
not they were “devotional” - it would still have singled out “religious” as a
category excluded from public benefits. Nothing in the Court's development of
the non-persecution principle would limit persecution to discrimination against
devotional religious motivation only. But the Court has suggested that religious
discrimination targeted at particular qualities of belief is especially
disfavored. See, e.g., Employment Div. Dep't of Human Res. v. Smith, 494 U.S.
872, 876-77 (1990) (citing Sherbert v. Verner, 374 U.S. 398, 402 (1963), and
Torcaso, 367 U.S. at 488).
n326. See Davey v. Locke, 299 F.3d 748 (9th Cir. 2002), cert. granted, 123 S.
Ct. 2075 (2003).
n327. Washington's certiorari petition lists thirteen other states with similar
statutory funding restrictions on financial aid to theology or divinity students.
Petition for Certiorari at 21 & n.4, Davey (No. 02-1315) (citing laws from
Alabama, Florida, Kentucky, Louisiana, Maryland, Michigan, Missouri, New York,
Ohio, Oregon, South Carolina, South Dakota, and Wisconsin).
n328. The scholarship paid $ 1,125 during the 1999-2000 year and $ 1,542 for
2000-01 and could be spent on any educational expense, including room and
board. Davey, 299 F.3d at 750-51. The general eligibility criteria require that
students (1) be in the top 10% of their 1999 high school graduating class; (2)
have a family income no greater than 135% of the state median income; and (3)
attend an accredited public or private university in Washington. Id. at 751.
n329. Washington defines an “eligible student” as “a person who ... is not
pursuing a degree in theology.” Id. at 751 n.3. The eligibility criteria are
codified in Wash. Admin. Code 250-80-020(12)(a)-(f). Id. The court also noted
that Wash. Rev. Code 28B.10.814 provides that “no aid shall be awarded to any
student who is pursuing a degree in theology.” Id. at 750 n.1. The court did
not say whether “theology” is defined by Washington state law. See generally
id. at 748.
n330. Id. at 758; see supra note 3 and accompanying text. The plaintiff, Joshua
Davey, was in virtually the same situation as Witters. Already selected as a
Promise Scholar, Davey enrolled in an accredited private Christian school, Northwest,
intending to enter the ministry, and declared a double major in Pastoral
Ministries and Business. The Pastoral Ministries major was “designed to prepare
students for a career as a Christian minister.” Davey, 299 F.3d at 751.
Northwest's theology offerings were grounded on the assertion that “the Bible
represents truth and is foundational,” whereas theology curricula at Washington
public universities were generally “taught from an historical and scholarly
point of view.” Id. Washington determined that Davey's major in Pastoral
Ministries constituted a “theology” degree and therefore disqualified him for
scholarship eligibility. Id. Davey chose to forego the scholarship and
continued to pursue his major. Id. at 751.
n331. Id. at 752-58. Judge McKeown dissented, relying primarily on the
federalism and funding objections that I address in this and the next section. Id.
at 760-68 (McKeown, J., dissenting); see infra notes 342, 398.
n332. It was unclear from the Ninth Circuit's opinion whether the statutory
exclusion in Davey has the additional vice, as Witters did, of excluding only “devotional”
theology courses. See, e.g., Davey, 299 F.3d at 755-56, 760; Lupu & Tuttle,
supra note 19, at 962 n.203.
n333. For a thoughtful defense of Davey, see Kent Greenawalt, Is It Davey's
Locker for the No-Funding Principle?, 45 J. of Church & St. (forthcoming
Dec. 2003).
n334. See Lupu & Tuttle, supra note 19, at 957-72 (2003). Their objections
are not directed specifically toward the application of State Blaines in
Witters and Davey, but instead are more general. That said, the authors do
suggest that Davey would have been better resolved as a case of viewpoint
discrimination. See id. at 962 n.204.
n335. Id. at 963-64. My approach, although normatively similar to the approach
Lupu and Tuttle criticize, draws on jurisprudence not only from the Free
Exercise Clause but also from the Establishment and Free Speech Clauses. That
said, I think the Free Exercise Clause is the most apt constitutional locus for
the State Blaines' unconstitutional operation.
n336. Lupu & Tuttle, supra note 19 at 964.
n337. Id. The authors cite, inter alia, Mitchell v. Helms, 530 U.S. 793, 809
(2000) (reaffirming that the government cannot subsidize religion by using aid
that “results in governmental indoctrination”); Agostini v. Felton, 521 U.S.
203, 228-29 (1997) (holding that the government may not directly subsidize religion);
Jones v. Wolf, 443 U.S. 595, 602-03 (1979); Serbian East Orthodox Diocese v.
Milivojevich, 426 U.S. 696, 708-12 (1976) (holding that the government may not
intervene in property or personnel disputes that are internal to religious
communities and organizations and involve religious matters).
n338. Lupu & Tuttle, supra note 19, at 964. The authors also point to the
doctrine excepting clergy-congregation relationships from federal
anti-discrimination law, id. at 964 n.216, as well as various religious freedom
restoration acts enacted by the federal government and many states in response
to Smith, id. at 965 n.217 (citations omitted).
n339. Id. at 965-66.
n340. Id. at 965.
n341. Id.
n342. Id. at 966. The authors are cautious, however, about saying what such “reasonable
purposes” might be. They admit that the purposes supporting a “regime of
Separationism” are in need of “restatement and reinvigoration,” especially
because current defenders of separationism - the Zelman dissenters, for
instance - “have tended to rely excessively on justifications now viewed by
many as outmoded.” Id. The authors conclude by stating that “whether states can
defend a Separationist policy broader than the federal constitution requires
will thus depend on the efforts of judges and academics to provide precisely
this sort of rehabilitation of the Separationist ethos.” Id. The authors point
to two of their articles as laying some possible groundwork. Id. at 966 n.222
(citing Lupu & Tuttle, supra note 10; Ira C. Lupu & Robert W. Tuttle,
Sites of Redemption: A Wide-Angle Look at Government Vouchers and Sectarian
Service Providers, 18 J.L. & Pol. 537 (2002)). Along those lines, the
dissenter in Davey, Judge McKeown, herself articulated some “reasonable
purposes” for Washington's Blaine Amendment. Washington, she said, could
justify its State Blaine in order to “define[] its vision of religious freedom
as one completely free of governmental interference,” to “reflect[] its strong
desire ... to insulate itself from the appearance of endorsing religion,” and
to evince “the state's strong prophylactic interest in steering clear of
endorsing or supporting religion through direct funding of religious pursuits.”
Davey v. Locke, 299 F.3d 748, 761-62, 766 (McKeown, J., dissenting).
Lupu's and Tuttle's suggestions are intriguing, but they leave unanswered a
fundamental question. Even if judges or academics succeed in “reinvigorating”
the purposes of the “Separationist ethos” - an ethos the authors admit is
currently founded on a tissue of anachronism and anti-religious hostility - why
should their “rehabilitated” purposes suffice as legitimate, not to mention
compelling, justifications for states' targeted exclusion of religious persons
and groups from public benefits? Regardless of what rejuvenated brew of “Separationism”
might be concocted, the legal operation of that “ethos” will still be measured
against the free exercise rights of religiously motivated state citizens who,
needless to say, will continue to object to their religion-based second-class
citizenship. In short, it is implausible that new reasons for religious
discrimination will prove any more legitimate or compelling than the old
reasons.
n343. Lupu & Tuttle, supra note 19, at 964.
n344. See, e.g., Kathleen M. Sullivan, The New Religion and the Constitution,
116 Harv. L. Rev. 1397, 1403 (2003) (observing that “the constitutional
jurisprudence of the Religion Clauses navigates among competing tacit accounts
of the role of religious organizations in a democratic society”).
n345. Reynolds v. United States, 98 U.S. 145 (1878).
n346. Everson v. Bd. of Educ., 330 U.S. 1 (1947).
n347. See supra notes 263-72 (discussing the non-hostility thread in Everson,
Bowen, Rosenberger, Grumet, Agostini, Mitchell, and Zobrest).
n348. See, e.g., Zorach v. Clauson, 343 U.S. 306, 314 (1952) (stating that when
the legislature acts to accommodate religious belief or practice, it “follows
the best of our traditions”); see also Bd. of Educ. v. Grumet, 512 U.S. 687,
705 (1994); id. at 714 (O'Connor, J., concurring); id. at 723 (Kennedy, J.,
concurring); id. at 743-45 (Scalia, J., dissenting). Each of the Justices
acknowledged the consistent American legal tradition of accommodating religious
belief and practice.
n349. See, e.g., Holy Trinity Church v. United States, 143 U.S. 457, 465-72
(1892) (explaining that “no purpose of action against religion can be imputed
to any legislation, state or national, because this is a religious people”);
Davis v. Beason, 133 U.S. 333, 341 (1890) (remarking that “bigamy and polygamy
are crimes by the laws of all civilized and Christian countries”); Vidal v.
Girard's Ex'rs, 43 U.S. 127, 198-99 (1844) (stating it is unnecessary “to
consider what would be the legal effect of a devise in Pennsylvania for the establishment
of a school or college, for the propagation of Judaism, or Deism, or any other
form of infidelity [because] such a case is not to be presumed to exist in a Christian
country; and therefore it must be made out by clear and indisputable proof”); People
v. Ruggles, 8 Johns. 290, 294, 296 (N.Y. Sup. Ct. 1811) (Kent, J.) (stating
that “the people of this state, in common with the people of this country,
profess the general doctrines of christianity, as the rules of their faith and
practice” and that “though the constitution has discarded religious
establishments, it does not forbid judicial cognisance of those offences
against religion and morality which have no reference to any such establishment”);
see also 3 Joseph Story, Commentaries on the Constitution of the United States
1871, at 728 (Fred B. Rothman & Co. 1991) (1833) (“The real object of the
[Establishment Clause] was, not to countenance, much less to advance
Mahometanism, or Judaism, or infidelity, by prostrating Christianity; but to
exclude all rivalry among Christian sects.”), discussed in Amar, supra note 1,
at 252 n; see also Amar, supra note 1, at 247 (discussing the First Congress's “extending
the Confederate Congress's Northwest Ordinance of 1787, a regime that one
leading scholar has described as “suffused with aid, encouragement, and support
for religion'“ (quoting Gerard V. Bradley, Church-State Relationships in
America 98 (1987))).
n350. See supra Part IV.B. (discussing Kurland and formal neutrality).
n351. See, e.g., Ira C. Lupu, The Increasingly Anachronistic Case against
School Vouchers, 13 Notre Dame J.L. Ethics & Pub. Pol'y 375, 386 (1999)
(stating that “the Protestant paranoia fueled by waves of Catholic immigration
to the United States, beginning in the mid-nineteenth century, cannot form the
basis of a stable constitutional principle, and the stability of the principle
has been undermined by the amelioration of the concerns” (citing Hamburger,
supra note 173)).
n352. See, e.g., Berg, supra note 12, at 122-23, 151-52, 161-62 (commenting on
flux of “strict separationism” in religion jurisprudence and that “a distrust
of Catholic power and Catholic education was still a factor in the stricter “no-aid'
separationism of the 1960s and 1970s,” although less so than in the 1940s and
50s); Laycock, supra note 156, at 53-54 (discussing tension between the “no-aid”
and “non-discrimination” strands in the Court's religion jurisprudence,
beginning with Everson); Lupu, supra note 351, at 388 (asking “if the line of
decisions from Everson to Lemon was driven substantially by the
then-demographics of public and private education, coupled with anti-Catholic
animus, what remains to justify principles forbidding direct aid to sectarian
elementary and secondary schools?”); McConnell, supra note 17, at 120, 127
(commenting on the tendency of the Warren and Burger Courts “to press
relentlessly in the direction of a more secular society” and “to view religion
as an unreasoned, aggressive, exclusionary, and divisive force that must be
confined to the private sphere”); id. at 127 (arguing that the Warren and
Burger Courts' “legal doctrines ... reinforced their lack of sympathy for
religion”).
n353. See Everson v. Bd. of Educ., 330 U.S. 1, 15-16 (1947) (stating that “neither
a state nor the Federal government can ... aid one religion, [or] aid all
religions ... . No tax in any amount, large or small, can be levied to support
any religious activities or institutions, whatever they may be called, or
whatever form they may adopt to teach or practice religion”).
n354. See, e.g., Hamburger, supra note 31, at 454-63 (discussing
misapprehension of the Everson parties and Justices about the nature of
Establishment Clause); see also Wallace v. Jaffree, 472 U.S. 38, 92 (1985)
(Rehnquist, J., dissenting) (generally criticizing Court's non-establishment
jurisprudence and observing that “it is impossible to build sound
constitutional doctrine upon a mistaken understanding of constitutional history”).
n355. See, e.g., Lupu & Tuttle, supra note 19, at 949-52 (criticizing
Justice Souter's no-aid separationism); Fried, supra note 13, at 188
(criticizing Souter's Zelman dissent because it treated “twenty years of
jurisprudence” from Mueller to Zobrest “as a mistake,” and because Souter's
no-aid separationism was actually reflected in the Court's jurisprudence for a “relatively
brief” period from 1971-83).
n356. See, e.g., Lupu & Tuttle, supra note 19, at 952-55 (criticizing
Justice Breyer's concerns with religious divisiveness). Lupu and Tuttle argue
that Breyer's Zelman dissent “shows deep insensitivity to the history, limits,
and failings of the concerns for “political divisiveness,'“ and relies on “a
history of Protestant-Catholic tension in the United States that, if anything,
should embarrass a Court that spawned the regime of no-aid Separationism out of
deeply anti-Catholic premises.” Id. at 954.
n357. See, e.g., id. at 952 n.162 (noting Justice Stevens' “long and unbroken
record of opposing the cause of religion no matter what the issues presented”);
Bd. of Educ. v. Grumet, 512 U.S. 687, 749 (1994) (Scalia, J., dissenting)
(claiming that Justice Stevens' concurrence was “less a legal analysis than a
manifesto of secularism” that “announced a positive hostility to religion”);
Santa Fe Indep. Sch. Dist. v. Doe, 530 U.S. 290, 318 (2000) (Rehnquist, C.J.,
dissenting) (contending that Stevens' majority opinion “bristles with hostility
to all things religious in public life”); see also Berg, supra note 12, at 129
(commenting on anti-Catholic rhetoric in the opinions of Justices Black,
Douglas, and Rutledge); Laycock, supra note 156, at 57 (discussing historical
scholarship documenting that the “intellectual anti-Catholic movement [of the
mid-1900s] attracted the favorable attention of Justices Black, Frankfurter,
Rutledge, and Burton” (citation omitted)); Lupu, supra note 351, at 385
(commenting that Justice Jackson's Everson dissent and Chief Justice Burger's
Lemon opinion were “open and conspicuous tracts about the pervasive religious
indoctrination thought to accompany the system of Catholic education”);
McConnell, supra note 17, at 121-22 (commenting on Black's anti-Catholic bias
in his Allen dissent).
n358. See, e.g., Lupu & Tuttle, supra note 19, at 918 (commenting that, on
the eve of Zelman, “only the most ostrich-like Separationist could have denied
the flux in the law of the Establishment Clause,” explaining that “in the
context of access of private parties to public fora for purposes of religious
expression, and direct government transfer of material resources to religious
institutions, norms of non-Establishment have been tending sharply toward the
paradigm of Neutrality and away from the metaphorical wall of church-state
separation” (citations omitted)).
n359. See supra notes 343-44 and accompanying text.
n360. See, e.g., Zelman v. Simmons-Harris, 536 U.S. 639, 661-62 (2002) (sharply
limiting Board of Educ. v. Nyquist, 413 U.S. 756 (1973)); Mitchell v. Helms,
530 U.S. 793, 808 (2000) (plurality opinion) (overruling Meek and Wolman); id. at
837 (O'Connor, J., concurring) (agreeing with the plurality); Agostini v.
Felton, 521 U.S. 203, 222-35 (1997) (overruling Aguilar v. Felton, 473 U.S. 402
(1985)); see also Paulsen, supra note 226, at 711 n.138 (noting that Nyquist
has not been formally overruled but it “must be regarded as moribund in light
of ... subsequent decisions”).
n361. Lupu & Tuttle, supra note 19, at 964.
n362. See, e.g., Lupu, supra note 351, at 376 (questioning “the force of the
constitutional case against direct state aid to sectarian elementary and
secondary schools” and claiming that “the arguments against direct aid rest on
precedents and policies whose contemporary relevance has dwindled dramatically”);
id. at 377-80 (criticizing the jurisprudential foundation for the “direct/indirect”
distinction); id. at 388-93 (questioning reliance on General Assessment
controversy and Madison's Memorial as the basis for “direct funding”
prohibition). But see Greenawalt, supra note 333 (defending the continued
vitality of a no-funding principle in non-establishment law).
n363. As explained infra, this question is bound up with the issue of how
incorporation of the religion clauses against the states affects the states'
power to craft a church-state separation greater than the federal Establishment
Clause requires. See infra 369-85.
n364. Bd. of Educ. v. Grumet, 512 U.S. 687, 714 (1994) (O'Connor, J.,
concurring) (citing U.S. Const. art. II, 1, cl. 8; art. VI, cl. 3).
n365. See supra notes 23, 174, 179.
n366. Amar, supra note 1 at 33-34, 41, 246.
n367. Id. at 248 (citing Jed Rubenfeld, Antidisestablishmentarianism: Why RFRA
Really Was Unconstitutional, 95 Mich. L. Rev. 2347 (1997)).
n368. See supra note 25.
n369. Akhil Amar and Kurt Lash have suggested that the “reconstructed” Free
Exercise Clause can plausibly be interpreted to protect religious exercise more
broadly than the original clause, requiring for instance religious exemptions
from non-discriminatory general laws. Amar, supra note 1, at 254-56; Lash,
supra note 23, at 1149-56.
n370. Lupu & Tuttle, supra note 19, at 965. Notice that the result would be
no different if the invalidated policy had “been federal constitutional law a
few short years ago” - i.e., if the Supreme Court had held previously that the
policy did not violate free exercise, but reversed itself. Id.
n371. See Employment Div. Dep't of Human Res. v. Smith, 494 U.S. 872, 890
(1989).
n372. Amar, supra note 1 at 252.
n373. See id. at 33-34, 41, 251-54; McConnell, supra note 21, at 1485 n.384.
n374. Even this statement becomes tangled when we notice, as Akhil Amar
explains, that “what the Establishment Clause prohibited the federal Congress
from doing” was, in large part, “meddling with state establishments.” See Amar,
supra note 1, at 33-34, 41.
n375. Lupu and Tuttle do not address why this inevitable effect of
incorporation is not equally “hostile to notions of respect for state law, and
in particular to the tradition of independent state constitutional law.” See
Lupu & Tuttle, supra note 19, at 965-66.
n376. Amar, supra note 1, at 32-34, 41, 246-56.
n377. Id. at 251-56; see generally id. at 215-30 (explaining “refined
incorporation”).
n378. Id. at 252.
n379. Id. Amar also suggests that state citizens might also claim certain
refined non-establishment rights that are not strictly grounded in principles
of “coercion,” but that sound rather in the “basic touchstones” of Fourteenth
Amendment “ideals of liberty and equality.” Id. at 253-54. By this, he seems to
mean that state citizens might be able to object to state laws on the basis of
religious equality, such as if a state favored one religious denomination or
declared itself “The Baptist State.” Id. At the same time, Amar admits that
non-establishment incorporation “may not matter all that much” in such cases
since “principles of religious liberty and equality could be vindicated via the
free-exercise clause (whose text, history, and logic make it a paradigmatic
case for incorporation) and the equal-protection clause.” Id. at 254.
n380. Justice Thomas has picked up on Amar's suggestion. See Zelman v.
Simmons-Harris, 536 U.S. 639, 676-81 & n.4 (2002) (Thomas, J., concurring)
(citing Akhil Amar, supra note 25, at 1159, and Lietzau, supra note 25, at
1206-07); see also Lupu & Tuttle, supra note 19, at 947-49.
n381. Amar, supra note 1, at 254.
n382. For an illuminating discussion of the irresolvable contradictions raised
by the notion that state and federal governments can legitimately pursue
different church-state policies in this area, see Viteritti, supra note 30, at
1154-55 (arguing that, in this area, “the differences between federal and state
standards are so basic that they cannot coexist within a single constitutional
framework”).
n383. See, e.g., id. at 1154 (discussing the Washington Supreme Court's
decision on remand in Witters III and arguing that “while secularists in
Washington [State] were confident that the state court was exercising
legitimate authority to prevent indirect aid to a religious school, the action
by the state court also served to encumber the constitutional right of the
seminary student to choose a school that reflected his own values and
aspirations”).
n384. See, e.g., DeForrest, supra note 20, at 605-06 (generally discussing
federal constitutional limitations on State Blaines that arise inevitably from
incorporation).
n385. See, e.g., Rosenberger v. Rector & Visitors of the Univ. of Va., 515
U.S. 819, 832 (1995) (noting the “unremarkable proposition that the State must
have substantial discretion in determining how to allocate scarce resources to
accomplish its educational mission”); McConnell, supra note 165, at 989 (“The
government cannot spend money on everything. It must be selective.”).
n386. See, e.g., McConnell, supra note 165, at 1001 & n.35 (stating that it
is “surely correct that there is no ... general obligation” for government to “provide
the material resources necessary for the exercise of a constitutional right”
(citing DeShaney v. Winnebago County Dep't of Soc. Servs., 489 U.S. 189,
198-200 (1989))).
n387. See, e.g., Legal Servs. Corp. v. Velazquez, 531 U.S. 533, 541 (2001); Bd.
of Regents of the Univ. of Wis. Sys. v. Southworth, 529 U.S. 217, 229, 235
(2000); Rosenberger, 515 U.S. at 833; Rust v. Sullivan, 500 U.S. 173, 193-95
(1991).
n388. See, e.g., Harris v. McRae, 448 U.S. 297, 312-18 (1980); Maher v. Roe,
432 U.S. 464, 474-76 (1977).
n389. That request itself would run aground on the legitimate historical
concerns behind the religion-funding controversies of the early republic. See,
e.g., Laycock, supra note 156, at 48-49.
n390. See, e.g., McConnell, supra note 17, at 184. McConnell argues that:
When the government provides financial support to the entire nonprofit sector,
religious and nonreligious institutions alike, on the basis of objective
criteria, it does not aid religion. It aids higher education, health care, or
child care; it is neutral to religion. Indeed, to deny equal support to a
college, hospital, or orphanage on the ground that it conveys religious ideas
is to penalize it for being religious.
Id. (emphasis omitted).
n391. See, e.g., Velazquez, 531 U.S. at 541 (observing that “we have said that
viewpoint-based funding decisions can be sustained in instances in which the
government is itself the speaker” (citing Southworth, 529 U.S. at 229, 235));
Rosenberger, 515 U.S. at 833 (recognizing “the principle that when the State is
the speaker, it may make content-based choices” such as when a public
university “determines the content of the education it provides”).
n392. Rosenberger, 515 U.S. at 833 (citing Rust, 500 U.S. at 194, and Widmar v.
Vincent, 454 U.S. 263, 276 (1981)); see also Velazquez, 531 U.S. at 541.
n393. It is doubtful, for instance, that government could craft funding
programs to further its own “religious” speech. This would cut against the
dominant non-establishment principle that government must have secular purposes
for its laws. As for the use of religious speech by government itself - e.g.,
religious language in a presidential speech, or the employment of legislative
chaplains by Congress - those instances are either non-justiciable
(presidential speech) or are permissible under the Establishment Clause
(chaplains). See, e.g., Marsh v. Chambers, 463 U.S. 783 (1983). Perhaps a
Blaine Amendment could be interpreted by a state government to forbid the
funding of state legislative chaplains or prayers, or to prohibit public
officials from using any religious language in public speeches, or to prohibit
any religious symbolism whatsoever on public property. As I explained supra,
however, those applications of a State Blaine to create a greater church-state
separation than the federal Constitution demands would probably not run afoul
of the non-persecution principle, because they do not plausibly limit anyone's
federal free exercise rights. See supra notes 386-88 and accompanying text.
n394. For example, one might claim that the inclusion of a
religiously-affiliated organization in a government message program would -
even if the organization fully complied with the speech requirements of the
program - nonetheless run afoul of a State Blaine that forbade public funds
from being spent “for the benefit of,” “in aid of,” or “in support of” any “church,”
“religious society,” or “religious institution.” Similarly, one might claim
such inclusion would constitute an “appropriation” of public funds “in aid of”
or “for the benevolent purposes of” a religious group.
n395. Rosenberger, 515 U.S. at 833 (citing Rust, 500 U.S. at 196-200). Nor
would it be any less illegitimate if the same “anti-religious-participant”
notion were expressed in the government's definition of the program itself -
i.e., if the government program were described as a “non-religious child care
program.” See, e.g., Paulsen, supra note 226, at 666 n.32 (rejecting “definitional
manipulation” of a limited public forum to incorporate “the precise condition
that is substantively unconstitutional”).
n396. See, e.g., McConnell, supra note 164, at 39-40 (commenting on
government's “power to create incentives for individuals to alter their conduct
by providing financial support to one choice and not to a substitute”).
n397. See Harris v. McRae, 448 U.S. 297, 314 (1980) (constitutional protection
afforded a woman's choice to have abortion “did not prevent [the state] from
making “a value judgment favoring childbirth over abortion and ... implementing
that judgment by the allocation of public funds'“ (quoting Maher v. Roe, 432
U.S. 464, 474 (1977)); see generally McConnell, supra note 165, at 989-92,
1000-01 (discussing abortion funding decisions).
n398. It was, for example, the rhetorical centerpiece of Judge McKeown's
dissent in Davey. See Davey v. Locke, 299 F.3d 748, 764-66 (9th Cir. 2002)
(McKeown, J., dissenting).
n399. See, e.g., Sullivan, supra note 344, at 1415 (“Government use of funding
leverage can exert coercion, as a long line of constitutional conditions
decisions suggests.”); McConnell, supra note 165, at 1015 (noting that “[a]
common understanding of constitutional law is that although the government has
no obligation (absent exceptional circumstances) to subsidize the exercise of
constitutional rights, it is forbidden to penalize the exercise of those rights”).
n400. See McConnell, supra note 165, at 989 (asking “when is the government's
refusal to fund a constitutionally protected choice an impermissible “burden'
on the exercise of the right?”); see also Davey, 299 F.3d at 754-55 (stating
that government “may selectively sponsor or pay for programs that it believes
to be in the public interest” but “government may not deny a benefit to a
person because he exercises a constitutional right” (citing Regan v. Taxation
With Representation, 461 U.S. 540, 545 (1983))).
n401. See generally Richard A. Epstein, Unconstitutional Conditions, State
Power, and the Limits of Consent, 102 Harv. L. Rev. 5 (1988); Michael W.
McConnell, Unconstitutional Conditions: Unrecognized Implications for the
Establishment Clause, 26 San Diego L. Rev. 255 (1989); Kathleen M. Sullivan,
Unconstitutional Conditions, 102 Harv. L. Rev. 1413 (1989); see, e.g., Paulsen,
supra note 226, at 665 n.30 (noting proliferation of scholarly refinements of
unconstitutional conditions doctrine).
n402. Paulsen, supra note 226, at 664-65. The “directly germane” proviso is
necessarily narrow, referring to “conditions that are directly “germane,' in
the strong sense of being inextricably intertwined with the nature of the right
or benefit itself.” Id. at 666 n.32. The exception is narrow, explains Paulsen,
to prevent government from “circumventing the general rule against
unconstitutional conditions by the expedient of simply defining its “limited'
public forum in terms of the precise condition that is substantively
unconstitutional.” Id.
n403. Id. at 665. Similarly, Michael McConnell explains that, in assessing
selective funding problems, one must first engage in “careful consideration of
the nature of the constitutional right implicated by the funding decision,
including the nature of the countervailing interests of the government.”
McConnell, supra note 165, at 992.
n404. See supra notes 1-4, 326-36.
n405. See McDaniel v. Paty, 435 U.S. 618, 626 (1978); see also id. at 632, 635
(Brennan, J., concurring) (arguing that ministerial exclusion penalizes both
religious belief and status).
n406. Imagine, by contrast, that Witters' or Davey's religious use of the funds
would have independently violated the Establishment Clause. Perhaps only in
that sense would a “no religious use” condition on the funds have been “directly
germane” to the funding program. Of course, in that instance, the condition
would merely duplicate the federal non-establishment constraints on Washington.
n407. The loss of all scholarship funds underscores the penalizing nature of Washington's
condition. This was not a case where someone is merely forced to “bear the
costs” of exercising constitutional rights, but rather a case in which someone
is “made worse off than he would have been had he not exercised” those rights.
See McConnell, supra note 165, at 1015 (emphasis added). Because of their
religious choices, Witters and Davey lost the entire scholarship, not merely
the amount of money that might have gone toward “religious” instruction or
training. Compared to a scholarship student enrolled, say, in biochemistry or
philosophy, Witters and Davey are not merely “poorer,” proportionally speaking;
instead, they have been excluded from the funds altogether. A wholesale
exclusion from benefits, as opposed to a reduction in benefits only “to the
extent of the cost of exercising the constitutional right,” is more in the
nature of a penalty. See generally id. at 1015-19.
n408. Michael McConnell exhaustively explores various answers to this question
in his Selective Funding article. See McConnell, supra note 165.
n409. See Planned Parenthood v. Casey, 505 U.S. 833, 874 (1992) (state
regulation violates constitutional guarantee of liberty only if it “imposes an
undue burden” on woman's choice to abort); see also Maher v. Roe, 432 U.S. 464,
473-74 (1977) (explaining that Roe v. Wade, 410 U.S. 113 (1973), did not
declare an “unqualified “constitutional right to an abortion'“ but rather
protected a woman from “unduly burdensome interference with her freedom to
decide whether to terminate her pregnancy”). Casey explained that an undue burden
is “a shorthand for the conclusion that a state regulation has the purpose or
effect of placing a substantial obstacle in the path of a woman seeking an
abortion of a nonviable fetus.” 505 U.S. at 877.
n410. See Casey, 505 U.S. at 876 (referring to “the recognition that there is a
substantial state interest in potential life throughout pregnancy”); see also
id. at 875 (observing that “in practice” Roe's trimester framework “undervalues
the State's interest in the potential life within the woman”).
n411. See id. at 878
To promote the State's profound interest in potential life, throughout
pregnancy the State may take measures to ensure that the woman's choice is
informed, and measures designed to advance this interest will not be
invalidated as long as their purpose is to persuade the woman to choose
childbirth over abortion. These measures must not be an undue burden on the
right.
Id.; see also McConnell, supra note 165, at 1034-38 (describing, pre-Casey, an
alternative to a pure “privacy” rationale for abortion rights, one recognizing
that “the government's interest in protecting unborn life is legitimate, but
limited to non-coercive means”).
n412. See McConnell, supra note 165, at 1006 & n.49 (explaining the
difference between reasons for selective funding that are “hostile” to rights -
i.e., reasons that “depend for their persuasive power upon antipathy to the
exercise of the rights in question” - and “non-hostile” reasons that “could be
accepted even by proponents of the affected rights,” even if they were not
persuaded by them) (emphasis omitted).
n413. See, e.g., Everson v. Bd. of Educ., 330 U.S. 1, 18 (1947) (stating that “State
power is no more to be used so as to handicap religions than it is to favor
them” and that the First Amendment “requires the state to be a neutral in its
relations with groups of religious believers and non-believers; it does not
require the state to be their adversary”); Bd. of Educ. v. Grumet, 512 U.S.
687, 717 (1994) (O'Connor, J., concurring) (“The Religion Clauses prohibit the
government from favoring religion, but they provide no warrant for
discriminating against religion.”).
n414. See supra Part IV.A. This forecloses the suggestion that there persists
in free exercise jurisprudence a general form of balancing test analogous to
the abortion-rights inquiry. Admittedly, the Sherbert line of unemployment
compensation cases engaged in such balancing. See Employment Div. Dep't of
Human Res. v. Smith, 494 U.S. 872, 883 (1990) (discussing the Sherbert
balancing test); see also Sherbert v. Verner, 374 U.S. 398, 402-03 (1963). And,
relying on Sherbert, Judge McKeown claimed in her Davey dissent that a “substantial
burden” test was still the controlling standard for free exercise violations.
See Davey v. Locke, 299 F.3d 748, 763-64 (9th Cir. 2002) (McKeown, J.,
dissenting). It is difficult to square that view with Smith, however. See
Smith, 494 U.S. at 883-85 (confining applicability of Sherbert to cases, like
the unemployment compensation context, where a benefit program invites “individualized
governmental assessment of the reasons for the relevant conduct,” essentially
empowering government to determine whether religious reasons justify
compensation). Smith explicitly excludes any form of Sherbert balancing from
cases involving “across-the-board criminal prohibition on a particular form of
conduct.” Id. at 884. In my view, the best reading of these passages from Smith
is that Sherbert is essentially dead, insofar as it advocates a “balancing”
approach to free exercise challenges to general laws. See id. at 885 (stating
that “the government's ability to enforce generally applicable prohibitions of
socially harmful conduct, like its ability to carry out other aspects of public
policy, “cannot depend on measuring the effects of a governmental action on a
religious objector's spiritual development'“ (citation omitted) (emphasis
added)).
n415. See supra notes 301-10, 320-25.
n416. See McConnell, supra note 165, at 1006 & n.49.
n417. Paulsen, supra note 226, at 667.
n418. See supra note 264.
n419. Much of the current debate over unconstitutional conditions on religious
participation in public benefits addresses more subtle conditions on religious
providers. The debate centers on whether religious providers' access to public
benefits can be conditioned on their abandonment of principles or practices
connected to their religious identity. For instance, may religious schools'
participation in a neutral voucher program be conditioned on their not
discriminating in selecting students on the basis of religion? On their not
discriminating in hiring teachers on the basis of religion? On their agreement
not to require voucher students to participate in religious observance or
instruction? On their agreement not to impart religious teaching that may run
afoul of anti-discrimination laws? See, e.g., Paulsen, supra note 226, at
662-63; Lupu & Tuttle, supra note 19, at 972-82; see generally Symposium,
Public Values in an Era of Privatization, 116 Harv. L. Rev. 1212 (2003). This
important inquiry is beyond the scope of this Article. But my assessment of the
unconstitutional conditions doctrine, as applied to State Blaines, does suggest
some general answers. It would seem, generally speaking, that such conditions
cannot have the object or effect of circumventing the foundational principles
of religious non-discrimination. That is, if the general principle is that
government may not exclude religious providers from otherwise available
benefits, government cannot then condition participation in a way that
essentially accomplishes the same thing. Such conditions would not be genuinely
neutral. So, for instance, a public university cannot condition religious
groups' access to generally available funds or fora on the groups' not “discriminating”
on the basis of religion in selecting its officers. See Paulsen, supra note
226, at 691. Similarly, government cannot condition religious schools'
participation in a voucher program on the schools' not teaching religious
tenets that “discriminate” against other religions or against behavior
objectionable from their religious standpoint. The issues here quickly become
far more complex, but this is not the occasion to explore them more fully.
n420. See supra Part III.